Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kinetics Paradigm Partners, L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001545712 Filed Document 0001549691-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRAIG DRILL CAPITAL II, L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546137 Filed Document 0000919574-16-012013 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
United Community Bancshares, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers Caldwell Securities CIK Number 0001656823 Filed Document 0001656823-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Atika Offshore Fund, Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568947 Filed Document 0000919574-16-012020 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL ADVISOR SERIES - MULTI-MANAGER INTERNATIONAL EQUITY LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001432636 Filed Document 0000899140-16-001307 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS INTERNATIONAL INVESTORS, LTD See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458830 Filed Document 0001013594-16-000925 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal AlternativeFocus MKP Opportunity Partners L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001588936 Filed Document 0000899140-16-001321 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Atika Capital Partners LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568986 Filed Document 0000919574-16-012018 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Advisor Series - Strategic Commodities Fund Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001470106 Filed Document 0000899140-16-001314 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Capital III, L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001667487 Filed Document 0001667487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metritrack,Inc. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001623473 Filed Document 0001623473-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Metacapital Rising Rates Fund, Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CdR Capital S.A., Morgan Stanley Smith Barney LLC, and Citi Group Global Markets Inc. CIK Number 0001582319 Filed Document 0000919574-16-012025 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL PRESERVATION PARTNERS LLC See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000877798 Filed Document 0001315863-16-001315 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
APA SHORT TERM TAX EXEMPT BOND FUND LP I See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213661 Filed Document 0001398344-16-011143 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal AlternativeFocus Brevan Howard L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001476585 Filed Document 0000899140-16-001319 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Infrastructure Fund Feeder (Cayman), L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668697 Filed Document 0001668697-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SHIFTBOARD, INC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $4,493,750 Associated Brokers / Dealers N/A CIK Number 0001433750 Filed Document 0001433750-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Refactor Capital, L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001669924 Filed Document 0001669924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bouqs Co See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $9,649,991 Associated Brokers / Dealers N/A CIK Number 0001612156 Filed Document 0001612156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Warrior Capital Management, L.L.C. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers N/A CIK Number 0001669882 Filed Document 0001669882-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Agave at Gruene Rapids, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669734 Filed Document 0001669734-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAY RESOURCE PARTNERS OFFSHORE FUND LTD See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001070480 Filed Document 0001070480-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK CAPITAL MANAGEMENT L P See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Alternative Strategies Group Inc., and iCapital Securities, LLC CIK Number 0000879074 Filed Document 0001144204-16-089182 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CrowdStreet, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $5,212,232 Associated Brokers / Dealers N/A CIK Number 0001575074 Filed Document 0001575074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Wild Blue Partners LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640135 Filed Document 0001640135-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianceBernstein Securitized Assets Fund (Delaware), L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572306 Filed Document 0000902664-16-006490 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trondheim Capital Partners, L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489870 Filed Document 0001489870-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBERTY SHARES INC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers WILLIAM R. HERRELL III CIK Number 0000753954 Filed Document 0000950138-16-001039 Exclusions or Exemptions 506c Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
YORK ASIAN OPPORTUNITIES FUND LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch Alternative Investments LLC, J.P. Morgan Securities LLC, and Jefferies LLC CIK Number 0001461083 Filed Document 0001144204-16-089221 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEOS TECHNOLOGIES LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001524346 Filed Document 0001524346-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
ISZO CAPITAL LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484190 Filed Document 0001013594-16-000929 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radiator Labs, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $2,124,324 Associated Brokers / Dealers N/A CIK Number 0001669369 Filed Document 0001231919-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MATRIX CAPITAL MANAGEMENT FUND (OFFSHORE) LTD. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461207 Filed Document 0000902664-16-006483 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Wave Lenders (2015), L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $41,550,000 Associated Brokers / Dealers N/A CIK Number 0001669726 Filed Document 0001669724-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Macrosynergy Trading Fund L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480205 Filed Document 0001315863-16-001316 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTH KIRKLAND 5, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001669854 Filed Document 0001669854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NONNIMO, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669949 Filed Document 0001669949-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New Wave Lenders (2013), L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $33,720,000 Associated Brokers / Dealers N/A CIK Number 0001669740 Filed Document 0001669724-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Legatus Offshore Fund, Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001522194 Filed Document 0000919574-16-012031 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
YORK CREDIT OPPORTUNITIES UNIT TRUST See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC., Credit Suisse Securities (USA) LLC, and iCapital Securities, LLC CIK Number 0001460898 Filed Document 0001144204-16-089187 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCM MPS LTD. SPC/Counterweight I Segregated Portfolio See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P. CIK Number 0001418598 Filed Document 0001013594-16-000936 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kinetics Institutional Partners L P See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001327542 Filed Document 0001549691-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON KINETICS EQUITY OPPORTUNITIES FUND, LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410109 Filed Document 0001549691-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmacy Portfolio VIII DST See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $12,835,947 Associated Brokers / Dealers Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, Bobby L. Glass, Joseph A.Nugent, Francis R. Bowen, Douglas A. Herickson, Eric S. Scaff, James M. Gambaccini, John W. Goff, Brian E. Kampbell, Kelly H. Clyde, Silver Portal Capital LLC, Robert J. Binkele, Randy A, Barmarche, Hugh O. Barndollar Sr., Robert A. Horning, Joseph R. Broadbent, Mark G. Kosanke, Christine S. Nielson, James G. Shaw, Ivan M. West, and Michael J. Osland CIK Number 0001656719 Filed Document 0001656719-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Anandar Event Opportunities Fund Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614625 Filed Document 0000919574-16-012005 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ardsley Ridgecrest Partners Fund, L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asset Management Consulting Services, Inc. CIK Number 0001598118 Filed Document 0000902664-16-006488 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal AlternativeFocus Brevan Howard Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001476584 Filed Document 0000899140-16-001318 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DUNBAR CAPITAL INTERNATIONAL LTD See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., Strategic Financial Alliance, Inc., Sanders Morris Harris, Donald K. Gross, Capital Analysts, Incorporated, Commonwealth Financial Network, First Allied Securities, Inc., Triad Advisors, Inc., and Lincoln Investment CIK Number 0001271422 Filed Document 0001013594-16-000931 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soft Surroundings Holdings II, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $3,012,500 Associated Brokers / Dealers Brentwood Private Equity IV, L.P. CIK Number 0001668672 Filed Document 0001668672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $287,470 Associated Brokers / Dealers Rhonda Miller and Edward Ahn CIK Number 0001135856 Filed Document 0001135856-16-000484 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund