Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG FDS, L.P. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572145 Filed Document 0001572145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS Futures Fund II L.P. (2X-4X) See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc., Capital Management Partners, Inc, Equus Financial Consulting LLC, and Equinox Group Distributors, LLC CIK Number 0001038623 Filed Document 0001023453-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Lake III, Ltd. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffries LLC CIK Number 0001660031 Filed Document 0000943663-15-000231 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burlywood, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660884 Filed Document 0001660884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
180 Skills, LLC See All Filings	D	2015-12-02 15:10:42 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Susan Kitterman CIK Number 0001506066 Filed Document 0001506066-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-02 15:10:42 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGC Genesis II LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $724,417 Associated Brokers / Dealers Brian Sullivan CIK Number 0001658306 Filed Document 0001658306-16-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCOPUS PARTNERS, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061553 Filed Document 0001012975-15-000818 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCOPUS VISTA FUND LTD. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508859 Filed Document 0001012975-15-000820 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Capital Fund I LP See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001659889 Filed Document 0001659889-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Special Opportunities Fund Asia III, L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659511 Filed Document 0000950142-15-002539 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Alternative Strategies, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-15-000957 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRONE AVIATION HOLDING CORP. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers Dougherty & Company, LLC CIK Number 0001178727 Filed Document 0001013762-15-001145 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hollar Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $12,000,012 Associated Brokers / Dealers N/A CIK Number 0001649563 Filed Document 0001649563-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GARMENTORY INC. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,774,314 Associated Brokers / Dealers N/A CIK Number 0001659908 Filed Document 0001659908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EM-ES Feeder Fund L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613297 Filed Document 0001613297-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adler Kawa Real Estate Fund III, LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jacques Kugler CIK Number 0001649117 Filed Document 0001649117-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MV VC Fund VII LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001651207 Filed Document 0001651207-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
POSC Holdings, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $4,509,245 Associated Brokers / Dealers N/A CIK Number 0001613977 Filed Document 0001613977-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Linden Focused Metric Fund Ltd. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659954 Filed Document 0001209191-15-082948 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 174, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001659810 Filed Document 0001659810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
OURCROWD (INVESTMENT IN AE SQUARED) L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $947,695 Associated Brokers / Dealers N/A CIK Number 0001580730 Filed Document 0001465818-15-000044 Exclusions or Exemptions 506c Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
MMI HOLDINGS INC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $109,020,708 Associated Brokers / Dealers N/A CIK Number 0001100489 Filed Document 0000950172-15-000113 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
RP - Cooper Oaks, L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $3,712,153 Associated Brokers / Dealers N/A CIK Number 0001659801 Filed Document 0001659801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Broadstone Net Lease LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $35,661,915 Associated Brokers / Dealers N/A CIK Number 0001659917 Filed Document 0001659917-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pontchartrain Lithotripsy, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $685,000 Associated Brokers / Dealers N/A CIK Number 0001500421 Filed Document 0001500421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PGC GENESIS III LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $869,300 Associated Brokers / Dealers Brian Sullivan CIK Number 0001659977 Filed Document 0001659977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Hostel Rocket Holdings, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $253,350 Associated Brokers / Dealers N/A CIK Number 0001659730 Filed Document 0001659730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
Immunome Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers None CIK Number 0001472012 Filed Document 0001472012-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
86Borders LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622720 Filed Document 0001622720-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Codeship, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001599781 Filed Document 0001599781-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spicetree Owner, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $10,575,000 Associated Brokers / Dealers N/A CIK Number 0001657711 Filed Document 0001657711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Coastavista Palms Holdings, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $6,453,405 Associated Brokers / Dealers N/A CIK Number 0001659495 Filed Document 0001659495-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Invention Investment Fund III, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001593743 Filed Document 0001593743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCOPUS FUND LTD. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508857 Filed Document 0001012975-15-000819 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OCA Lechworth Fund LP See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers David White CIK Number 0001619764 Filed Document 0001619764-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SMRxT, INC. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $3,000,001 Associated Brokers / Dealers N/A CIK Number 0001562772 Filed Document 0001562772-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Little Satilla Investors, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $5,842,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001659497 Filed Document 0001659497-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Moment Inc. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,826,424 Associated Brokers / Dealers N/A CIK Number 0001618860 Filed Document 0001618860-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SilverCrest Metals Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,337,906 Associated Brokers / Dealers N/A CIK Number 0001659520 Filed Document 0001140361-15-043380 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Link Capital Strategic Opportunities Fund, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612560 Filed Document 0001612560-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivanna Medical, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658799 Filed Document 0001658799-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
South Bay Cove Holdings, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $11,636,730 Associated Brokers / Dealers N/A CIK Number 0001659480 Filed Document 0001659480-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund Investors 8, LP See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638199 Filed Document 0001638199-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXIII LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001630949 Filed Document 0001630949-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
QuantZ Quark Equity Market Neutral Fund, LP See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486797 Filed Document 0001486797-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund