Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GREEN T G2 FUND LTD See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231550 Filed Document 0000902664-15-003748 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ingwe Capital Nectar LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001651850 Filed Document 0001651850-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HUNTRISE GLOBAL PARTNERS LTD See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214043 Filed Document 0001214043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fort Washington Emerging Markets Fixed Income, LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565712 Filed Document 0001114342-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATX A-Team Alert Media, LP See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $45,000 Associated Brokers / Dealers N/A CIK Number 0001654328 Filed Document 0001654328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Drobo, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001654168 Filed Document 0001654168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAS LABS, LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649935 Filed Document 0001649935-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CNL-Louisville - Preston, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654290 Filed Document 0001654290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SOMERSET EMERGING MARKETS SMALL CAP FUND LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443634 Filed Document 0001012975-15-000685 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Encapsule, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001654205 Filed Document 0001654205-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Debt
Rich Calimesa LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652667 Filed Document 0001652667-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IFund Strategic Income, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653806 Filed Document 0001653806-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rich Yucaipa II LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649151 Filed Document 0001649151-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rich Yucaipa LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647470 Filed Document 0001647470-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SkyWriter MD, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $833,673 Associated Brokers / Dealers N/A CIK Number 0001636968 Filed Document 0001079973-15-000597 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NB Avalon, DST See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $3,552,505 Associated Brokers / Dealers Brian Nelson, Corbin S. Thomas, and William F. White CIK Number 0001652298 Filed Document 0001652298-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Highline Capital Qualified Fund, Ltd. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621448 Filed Document 0001621448-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Precision Nanosystems Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $7,286,757 Associated Brokers / Dealers N/A CIK Number 0001654441 Filed Document 0001140361-15-036330 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Music Group Holdings LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001650529 Filed Document 0001650528-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
JVP VII Opportunity, L.P. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001654101 Filed Document 0001654101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEDNAX, INC. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $7,799,916 Associated Brokers / Dealers N/A CIK Number 0000893949 Filed Document 0001448051-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
NSSB Real Estate Investment Company, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001653138 Filed Document 0001653138-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
wymsee Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,938,947 Associated Brokers / Dealers N/A CIK Number 0001594814 Filed Document 0001594814-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Alexza Pharmaceuticals Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $143,750 Associated Brokers / Dealers N/A CIK Number 0001344413 Filed Document 0001603018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rufus Armor LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001575019 Filed Document 0001575019-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Telos Capital Fund 1, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001654161 Filed Document 0001654161-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CONQUERING CONCUSSIONS, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654222 Filed Document 0001654222-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerator Fund II, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001653755 Filed Document 0001192482-15-000402 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CETP III Coinvestment, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617723 Filed Document 0001617723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Poetic Brands, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001565216 Filed Document 0001565216-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CEP IV Coinvestment, LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617722 Filed Document 0001617722-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Vertigo Media, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607773 Filed Document 0001607773-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SolidEnergy Systems Corp. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $9,999,881 Associated Brokers / Dealers N/A CIK Number 0001587226 Filed Document 0001587226-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Circle Media Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001626626 Filed Document 0001626626-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
ATX A-Team Famigo, LP See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001654334 Filed Document 0001654328-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arlon Latin America Partners A LP See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001587897 Filed Document 0001587897-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Rich St Pete III LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649152 Filed Document 0001649152-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wholesome Goodness LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001496922 Filed Document 0001496922-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Group 166 Opportunities, Ltd. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615939 Filed Document 0001615939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Creeks Timber, LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,100,000,000 Associated Brokers / Dealers N/A CIK Number 0001654087 Filed Document 0001654087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INFOAXE INC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $5,460,000 Associated Brokers / Dealers N/A CIK Number 0001432585 Filed Document 0001432585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Drawbridge Special Opportunities Offshore Fund Ltd. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001461023 Filed Document 0000902664-15-003789 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERTON MEDIA GROUP, INC. See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628887 Filed Document 0001628887-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Fort Washington Active Fixed Income LLC See All Filings	D/A	2015-09-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555669 Filed Document 0001114342-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-006831 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Front Row Theatre Fund I, Ltd Liability Co See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001654022 Filed Document 0001654022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
AVIANT HEALTHCARE LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001629392 Filed Document 0001629392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
CROSSFIRST HOLDINGS LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $9,999,990 Associated Brokers / Dealers N/A CIK Number 0001458412 Filed Document 0001014108-15-000260 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore Energy, Inc. See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $1,541,250 Associated Brokers / Dealers N/A CIK Number 0001532342 Filed Document 0001532342-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Mineral Property
DEMANDJUMP LLC See All Filings	D	2015-09-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654217 Filed Document 0001654217-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other