Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Efficient U.S. Funds, LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Singer and John A. Ramey III CIK Number 0001631475 Filed Document 0001544824-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockfolio, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001618986 Filed Document 0001618986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HG Data Co See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001508209 Filed Document 0001140361-16-059172 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA Galeria Del Rio, DST See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers N/A CIK Number 0001666820 Filed Document 0001666820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
UNDELAY INC. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001646422 Filed Document 0001646422-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concentric Short Duration Bond Fund, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667713 Filed Document 0001667713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Virtual Power Systems, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $10,360,042 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Society Hospitality, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001669201 Filed Document 0000949265-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SNAGFILMS, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001508196 Filed Document 0001508196-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
XTAL Inc. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $5,333,333 Associated Brokers / Dealers N/A CIK Number 0001659894 Filed Document 0001659894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Real Estate Fund VI, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Compass Group Global Advisors S.A., RBC Capital Markets, LLC, and Noah Holdings (Hong Kong) Ltd CIK Number 0001627280 Filed Document 0000950103-16-012146 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Sapphire Fund, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458460 Filed Document 0001458460-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T-REX OIL, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001287900 Filed Document 0001065949-16-000359 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Invigorate Cardigan, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670597 Filed Document 0001670597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in enVerid) L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $396,300 Associated Brokers / Dealers N/A CIK Number 0001599492 Filed Document 0001465818-16-000084 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
TriLumina Corp. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $9,164,187 Associated Brokers / Dealers N/A CIK Number 0001491700 Filed Document 0001491700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gotham Penguin Fund, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604306 Filed Document 0001604306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pactolus Hamilton Lakes LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $16,879,629 Associated Brokers / Dealers N/A CIK Number 0001670458 Filed Document 0001670458-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
RA Capital Healthcare Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001140361-16-059111 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Strategic Income (Cayman) Ltd. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001633738 Filed Document 0001633738-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $5,665,770 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000494 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LR Global Frontier Fund, Ltd. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001616718 Filed Document 0001616718-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DLP Income & Growth Fund I, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669771 Filed Document 0001669771-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-16-000196 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha II See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572897 Filed Document 0001572897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 126 See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001636678 Filed Document 0001636678-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DL Partners, LP See All Filings	D/A	2016-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524220 Filed Document 0001524220-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUERBACH GRAYSON & COMPANY LLC See All Filings	D	2016-03-27 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0000891197 Filed Document 0000891197-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MapD Technologies, Inc. See All Filings	D/A	2016-03-27 00:00:00 UTC
Amount To Be Raised $12,105,216 Associated Brokers / Dealers N/A CIK Number 0001650538 Filed Document 0001140361-16-059661 Exclusions or Exemptions 506b Accepted Date 2016-03-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
InspireMD, Inc. See All Filings	D	2016-03-27 00:00:00 UTC
Amount To Be Raised $609,500 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001433607 Filed Document 0001615774-16-004633 Exclusions or Exemptions 506b Accepted Date 2016-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Triloma Bourne Seniors Housing II, LLC See All Filings	D/A	2016-03-26 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Triloma Securities, LLC CIK Number 0001646434 Filed Document 0000897069-16-000784 Exclusions or Exemptions 506b Accepted Date 2016-03-26 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
8tracks, Inc. See All Filings	1-A	2016-03-25 20:05:18 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001618046 Filed Document 0001144204-16-090454 Accepted Date 2016-03-25 20:05:18 UTC Type of Offering 1-A Industry RADIO BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $3,095,269 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CF FUND II, LLC See All Filings	1-A/A	2016-03-25 12:29:15 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001656124 Filed Document 0001615774-16-004612 Accepted Date 2016-03-25 12:29:15 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $0 State of Jurisdiction PENNSYLVANIA Type of Security Debt
Fair-Haired Dumbbell LLC See All Filings	1-A/A	2016-03-25 11:29:30 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629699 Filed Document 0000906318-16-000102 Accepted Date 2016-03-25 11:29:30 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business OREGON Revenue or Assets $0 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
Easton Pharmaceuticals Inc See All Filings	1-A/A	2016-03-25 10:21:10 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001071272 Filed Document 0001193125-16-517822 Accepted Date 2016-03-25 10:21:10 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier1 Principal Place of Business ONTARIO, CANADA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
HarbourVest Partners X AIF L.P. See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637883 Filed Document 0001637883-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners X AIF Venture L.P. See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638118 Filed Document 0001638118-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SCRYPT, INC. See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised $1,479,062 Associated Brokers / Dealers N/A CIK Number 0000018530 Filed Document 0000018530-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
931 Fletcher LLC See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670523 Filed Document 0000935836-16-000840 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Realster, LLC See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001635749 Filed Document 0001635749-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Titan Real Estate Opportunities Fund II, LP See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001669625 Filed Document 0001669625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transpoint Intermodal LLC See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers n/a CIK Number 0001670513 Filed Document 0001670513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Shopoff Commercial Growth & Income Fund II, L.P. See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001630840 Filed Document 0001630840-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
GC 245, LLC See All Filings	D	2016-03-25 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001573161 Filed Document 0001573161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AGP STRATEGIC INCOME, LLC See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527746 Filed Document 0001527746-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
AGP SENVEST PARTNERS, LLC See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527748 Filed Document 0001527748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Anderson RS Growth Fund, LLC See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545261 Filed Document 0001545261-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
United Community Bancshares, Inc. See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers Caldwell Securities CIK Number 0001656823 Filed Document 0001656823-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AGP Cloverdale Capital, LLC See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644952 Filed Document 0001644952-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Letko Brosseau RSP Equity Fund See All Filings	D/A	2016-03-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637628 Filed Document 0001637628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund