Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Unicorn Partners Fund I, L.P. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646324 Filed Document 0001646324-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., Jill T. Cohen, UMB Financial Services, Inc., James G. McGinness, William S. Hill, and Morgan Stanley Smith Barney LLC CIK Number 0001589065 Filed Document 0001589065-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pepper Pike Realty Fund XII, LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001653752 Filed Document 0001653752-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RevUp Software Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $7,760,960 Associated Brokers / Dealers N/A CIK Number 0001654013 Filed Document 0001654013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PFO Global, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456455 Filed Document 0001456455-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
NextGxDx, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001602042 Filed Document 0001602042-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
500 Istanbul, L.P. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001654382 Filed Document 0001654382-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Farmstead Offshore Fund, Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587737 Filed Document 0000919574-15-007147 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Can-Fite BioPharma Ltd. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $9,000,002 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001536196 Filed Document 0001213900-15-007433 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ALTRINSIC GLOBAL EQUITY PORTFOLIO, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531937 Filed Document 0000919574-15-007141 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CIEP Coinvestment B, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617711 Filed Document 0001617711-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Convertibles Fund Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471741 Filed Document 0001471741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECHNOCOM Corp See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,287,263 Associated Brokers / Dealers N/A CIK Number 0001181870 Filed Document 0001181870-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NLCF Fund LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-15-000804 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Japan Chickadee Fund, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472019 Filed Document 0001315863-15-000796 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pondfield Opportunities Fund LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620893 Filed Document 0000919574-15-007165 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Spiral Genetics, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001555798 Filed Document 0001052918-15-000488 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
GENE SOLUTIONS LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001444477 Filed Document 0001444477-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LogicNow S.A. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534271 Filed Document 0001534271-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
TLF Partners, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499944 Filed Document 0000919574-15-007139 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Bay International Fund Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497679 Filed Document 0000902664-15-003810 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP VI Coinvestment A, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617727 Filed Document 0001617727-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Thorofare Asset Based Lending Fund IV, L.P. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654490 Filed Document 0001654490-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CultureIQ, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $3,000,001 Associated Brokers / Dealers N/A CIK Number 0001600325 Filed Document 0001600325-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KISH BANCORP INC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000803742 Filed Document 0001140361-15-036679 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
RiverCrest II Equity LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,320,000 Associated Brokers / Dealers N/A CIK Number 0001653824 Filed Document 0000897069-15-000487 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Rocket Space, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $5,356,383 Associated Brokers / Dealers N/A CIK Number 0001578416 Filed Document 0001578416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RedShift Systems Corp See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001349049 Filed Document 0001349049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUMSPHERE, INC. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001387135 Filed Document 0001615774-15-002813 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
River Hill Properties, LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001653291 Filed Document 0001104659-15-068850 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
A1 Group of Florida, Inc. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654703 Filed Document 0001019687-15-003616 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
van Biema Asia Value Fund, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486942 Filed Document 0000919574-15-007177 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha Global Equity 500 LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654279 Filed Document 0001654279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP DELTA INVESTORS, LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001653829 Filed Document 0001653829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $387,409 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Spartans Rock, LLC See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001654447 Filed Document 0001654447-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Masters Fund Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588267 Filed Document 0001588267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Convertibles Fund L.P. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471580 Filed Document 0001471580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZANBATO, INC. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised $15,059,869 Associated Brokers / Dealers none CIK Number 0001545809 Filed Document 0001545809-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Choremonster Inc. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised $1,810,035 Associated Brokers / Dealers N/A CIK Number 0001583387 Filed Document 0001583387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
mbar, llc See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001654730 Filed Document 0001654730-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CSSAF Coinvestment, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617729 Filed Document 0001617729-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
CP VI Coinvestment B, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617728 Filed Document 0001617728-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Palladium Value Fund, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559059 Filed Document 0000919574-15-007183 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
High Point Ventures, LLC See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001633880 Filed Document 0001633880-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Gatewood Capital Opportunity Fund (Cayman), L.P. See All Filings	D	2015-10-02 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001652969 Filed Document 0001507943-15-000127 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fore Multi Strategy Offshore Fund, Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001459928 Filed Document 0000919574-15-007157 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Japan Chickadee Fund Ltd. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552607 Filed Document 0001315863-15-000797 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farmstead Partners, LP See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587735 Filed Document 0000919574-15-007145 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BOW STREET OFFSHORE FUND, LTD. See All Filings	D/A	2015-10-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524813 Filed Document 0000919574-15-007169 Exclusions or Exemptions 506b Accepted Date 2015-10-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity