Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DCM EVENT DRIVEN FUND, LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524632 Filed Document 0001524632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ithacalux Topco S.C.A. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653657 Filed Document 0000895345-15-000268 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Legal Draft Beer Company, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001654901 Filed Document 0001654901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Starboard Value & Opportunity Fund LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-15-003820 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qulsar, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $4,407,476 Associated Brokers / Dealers N/A CIK Number 0001655084 Filed Document 0001144204-15-058438 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mills CityViewV, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653800 Filed Document 0001653800-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BREP VIII Private Investors, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001654468 Filed Document 0001654468-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Commercial Real Estate Finance, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $347,679,993 Associated Brokers / Dealers Apollo Global Securities, LLC CIK Number 0001467760 Filed Document 0001209191-15-074363 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
West Capital Partners LabelInsight II LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $655,001 Associated Brokers / Dealers N/A CIK Number 0001651632 Filed Document 0000906318-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independence Retail West, LLLP See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $9,830,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001613894 Filed Document 0001613894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Franklin Templeton Private Real Estate Fund IIA, L.P. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corporation CIK Number 0001655271 Filed Document 0001655271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ordoro, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,600,027 Associated Brokers / Dealers N/A CIK Number 0001555380 Filed Document 0001555380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Admiral Homes, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001654809 Filed Document 0001654809-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CLOUGH EMETH OFFSHORE FUND, LTD. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649454 Filed Document 0001140361-15-037221 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Franklin Templeton Financial Services Corp. CIK Number 0001505023 Filed Document 0001505023-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winnower Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654752 Filed Document 0001654752-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pinyon Partners LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620232 Filed Document 0000919574-15-007220 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NextGxDx, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001602042 Filed Document 0001602042-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Excalibur National Holdings, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooks Houghton Securities, Inc. and Halen Capital CIK Number 0001629712 Filed Document 0000897069-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
FIESTA PLAZA TEMPE, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001655848 Filed Document 0001655848-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
SUNSTONE MANAGEMENT INC. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001654715 Filed Document 0001654715-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
HORSEMAN EUROPEAN SELECT FUND, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452994 Filed Document 0000919574-15-007218 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ipCreate Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560618 Filed Document 0001560618-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 51, LP See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653614 Filed Document 0001653614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Grounds Food, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $795,923 Associated Brokers / Dealers N/A CIK Number 0001654920 Filed Document 0001654920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DCM CREDIT OPPORTUNITIES FUND, LP See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524635 Filed Document 0001524635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elcelyx Therapeutics, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $40,185,762 Associated Brokers / Dealers N/A CIK Number 0001486988 Filed Document 0001486988-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pineapple Express, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654672 Filed Document 0001185185-15-002493 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ian Russell Designs, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Jones Consulting Group CIK Number 0001654939 Filed Document 0001654939-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LTB, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001654815 Filed Document 0001654815-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Fairway America Fund VI, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001578879 Filed Document 0001578879-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
57 Stars Global Opportunity Fund 3 (Guardian), L.P. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $30,075,000 Associated Brokers / Dealers N/A CIK Number 0001654837 Filed Document 0001393725-15-000122 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venice Amoroso LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001654904 Filed Document 0001654904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Core Solutions, Inc./PA See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $980,000 Associated Brokers / Dealers N/A CIK Number 0001654825 Filed Document 0001192482-15-000407 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
KFG Emerging Markets, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560265 Filed Document 0001209191-15-074226 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burl Capital Offshore Fund Ltd See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Race Rock Capital LLC CIK Number 0001385960 Filed Document 0001385960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAG Private Equity (Offshore) VI, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001623546 Filed Document 0001623546-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FLAG Private Equity VI, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001619775 Filed Document 0001619775-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NuGene International, Inc. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593549 Filed Document 0001078782-15-001586 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
My Local Beacon, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644224 Filed Document 0001644224-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Gologue, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001655388 Filed Document 0001655388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SUNSTONE MANAGEMENT INC. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001654715 Filed Document 0001654715-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Homage, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001654911 Filed Document 0001654911-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Insignia Capital Partners, L.P. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001586847 Filed Document 0001586847-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venetian San Clemente Apartments, LLC See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,805,300 Associated Brokers / Dealers N/A CIK Number 0001652559 Filed Document 0001652559-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MDP RE 2015, L.P. See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655281 Filed Document 0001655281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magna Resources MC #1 - Shell #1 Joint Venture See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001655432 Filed Document 0001655432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
TVG-ForwardLine Holdings, LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001653444 Filed Document 0001393725-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Saisei Networks, Inc. See All Filings	D/A	2015-10-06 00:00:00 UTC
Amount To Be Raised $1,053,858 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-15-000493 Exclusions or Exemptions 506b Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fields Collins Properties LLC See All Filings	D	2015-10-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655424 Filed Document 0001655424-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt