Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,080,352 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-16-012547 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Catholic SRI Fund LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001416105 Filed Document 0001416105-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Beachhead Emerging Managers LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574116 Filed Document 0001012975-16-001156 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CONTINENTAL OPPORTUNITIES FUND, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITES LLC CIK Number 0001487620 Filed Document 0001393725-16-000207 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Points Multi-Strategy Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482445 Filed Document 0000919574-16-012412 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arixa Fund II, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001536479 Filed Document 0001566114-16-000114 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
ESAWF, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0000902664-16-006674 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENA Opportunity Offshore Fund Ltd See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671570 Filed Document 0000902664-16-006679 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
137 Affiliates III, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001655764 Filed Document 0001655764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
8VC HighLight II SPV, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671824 Filed Document 0001140361-16-062155 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eBrevia, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001568149 Filed Document 0001568149-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Capitala Private Advisors, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672003 Filed Document 0001461373-16-000079 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Flats Apt Venture, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $5,440,000 Associated Brokers / Dealers N/A CIK Number 0001671815 Filed Document 0001671815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
M5 Real Estate LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637531 Filed Document 0001637531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Long/Short Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621189 Filed Document 0001621189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Conservative Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503751 Filed Document 0001566114-16-000115 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Makena Absolute Return Associates, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548173 Filed Document 0001548173-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTRAVUE FUND I, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671955 Filed Document 0001405086-16-000451 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Libertas Productions, Ltd Liability Co See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001670055 Filed Document 0001670055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HCSB FINANCIAL CORP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Horde Securities CIK Number 0001091491 Filed Document 0001091491-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PRIMUS HIGH YIELD BOND FUND LTD. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001532741 Filed Document 0000919574-16-012416 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sample6, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001589194 Filed Document 0001589194-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
H PARTNERS, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364411 Filed Document 0000919574-16-012391 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Continental Healthcare Fund QP LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001306709 Filed Document 0001393725-16-000206 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLOOM TREE FUND QP, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and J.P. Morgan Securities LLC CIK Number 0001588541 Filed Document 0000919574-16-012423 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Acquisition & Investments Corp. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628582 Filed Document 0001477932-16-009629 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Pineapple Express, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654672 Filed Document 0001185185-16-004186 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fuel Capital II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $46,195,000 Associated Brokers / Dealers N/A CIK Number 0001643541 Filed Document 0001643541-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001416105-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Maveron VI Entrepreneurs' Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001671012 Filed Document 0001671012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DRAGONEER GLOBAL OFFSHORE FEEDER II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621302 Filed Document 0001621302-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001192482-16-000557 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parus Fund LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001605037 Filed Document 0000902664-16-006673 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AzurRx BioPharma, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001604191 Filed Document 0001415889-16-005478 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZAIUS, INC. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001609786 Filed Document 0001609786-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Resource Fund See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001570099-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Heatherton Growth Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583710 Filed Document 0001583710-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Emerging Market Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630326 Filed Document 0001630326-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Event Driven LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621175 Filed Document 0001621175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Private Capital Fund III, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001669439 Filed Document 0000902664-16-006691 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuca Fresca Exports, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612019 Filed Document 0001612019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PressPlay See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671023 Filed Document 0001671023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Roundtable International Developed Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001611858 Filed Document 0001611858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headwater Capital, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001670799 Filed Document 0001670799-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
OPH Holdings of Florida LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670737 Filed Document 0001656346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Vivify Professionals, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671766 Filed Document 0001671766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Plia Systems, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564517 Filed Document 0001564517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMG Investment Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671604 Filed Document 0001315863-16-001374 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Master Fund, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537582 Filed Document 0001537582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevis High Income Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001494034 Filed Document 0000919574-16-012408 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity