Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
American Achievement Group Holding Corp. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $130,469,181 Associated Brokers / Dealers Moelis & Company LLC CIK Number 0001373768 Filed Document 0000905718-15-000833 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CoastRock Capital Equity I, LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655782 Filed Document 0001655782-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fishbowl, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001399932 Filed Document 0001399932-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Global Event Driven Fund LLC See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503377 Filed Document 0001503377-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ePar, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001518923 Filed Document 0001518923-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Phoenix Venture Partners II LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647900 Filed Document 0001647900-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stampery, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001655818 Filed Document 0001655818-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Security To Be Acquired
TheRunthrough, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001655739 Filed Document 0001655739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SG St. Andrews Partners, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655623 Filed Document 0001655623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PREMIER INVESTMENT FUND LTD See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001237185 Filed Document 0001237185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIMBERLINE FINANCIAL PARTNERS, L.P. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001078680 Filed Document 0000919574-15-007392 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Marin Associates Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559470 Filed Document 0001559470-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
SI Fitzhugh Investor, LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,151,500 Associated Brokers / Dealers N/A CIK Number 0001655712 Filed Document 0001655712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Equity Associates Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559453 Filed Document 0001559453-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RealtyShares 131, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001655825 Filed Document 0001655809-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Prana Current Yield Fund IV, L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001655553 Filed Document 0000935836-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radunare Restaurant LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001656107 Filed Document 0001140361-15-037936 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Metrodigi, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620641 Filed Document 0001620641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 154, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $89,000 Associated Brokers / Dealers N/A CIK Number 0001655812 Filed Document 0001655809-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
MMS Analytics, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001656137 Filed Document 0001656137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Iroquois Investor, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers None. Form requires a value; however there is no sales compensation CIK Number 0001655703 Filed Document 0001655703-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cascabel Long Fund LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653038 Filed Document 0000919574-15-007412 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVA Investment Fund, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622223 Filed Document 0001622223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000255 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMDTY Partners, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-15-003927 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG North American Private Debt Fund LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pinnacle Trust Partners Securities LLC, Roam Capital Inc., ISP Financial Services AG, Trium Investment Management LLP, and IM Trust International S.A. CIK Number 0001607552 Filed Document 0001607552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Capital Partners 51, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001655836 Filed Document 0001655836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Evelo Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001655535 Filed Document 0001655535-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Algorithmic Holdings Ltd See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BCW Securities LLC CIK Number 0001655770 Filed Document 0000905729-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Cave Creek Capital Partners Fund II, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651859 Filed Document 0001651859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CIREP IV Overseas Feeder, Ltd. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649130 Filed Document 0000905718-15-000837 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MED-X, INC. See All Filings	1-A/A	2015-10-14 17:56:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001620704 Filed Document 0001477932-15-006399 Accepted Date 2015-10-14 17:56:13 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Broadcast 3DTV, Inc. See All Filings	1-A/A	2015-10-14 17:23:13 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001615923 Filed Document 0001615923-15-000004 Accepted Date 2015-10-14 17:23:13 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $13.08 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-15-007372 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, Ltd. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581329 Filed Document 0000905718-15-000829 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LibertyView Credit Alpha Fund, L.P. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581327 Filed Document 0000905718-15-000831 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001590289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Phynd Technologies, Inc. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001648942 Filed Document 0001648942-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559623 Filed Document 0001650328-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo Real Estate IV (Global), L.P. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001654974 Filed Document 0001654974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-15-000534 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tex Star Testing & Inspection, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001655461 Filed Document 0001655461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WestBridge Crossover Fund, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $575,000,000 Associated Brokers / Dealers N/A CIK Number 0001526766 Filed Document 0001526766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group, Ltd. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
IGENICA BIOTHERAPEUTICS, INC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medrobotics Corp See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001435980 Filed Document 0001435980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity