Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Durango Ventures, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001672161 Filed Document 0001010412-16-000231 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bauble Bar, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $23,166,633 Associated Brokers / Dealers N/A CIK Number 0001616653 Filed Document 0000905718-16-001329 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROMETHEON PHARMA, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A U.S. Equity Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001570099-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Civitas Trinity Fund, LP (Series F) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671798 Filed Document 0001315863-16-001396 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TESARO, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $49,999,960 Associated Brokers / Dealers N/A CIK Number 0001491576 Filed Document 0001134115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GS&A U.S. Equity Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001570099-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Harbert European Real Estate Fund IV, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $850,480,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001639898 Filed Document 0001639898-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUSA Auto Holdings, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001672484 Filed Document 0001672484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aplicor, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001449441 Filed Document 0001449441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MASON CAPITAL PARTNERS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001672458 Filed Document 0001144204-16-094844 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisor Networks LLC /CA See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164236 Filed Document 0001140361-16-061377 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Gresham Commodities II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367595 Filed Document 0001625257-16-000149 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Alternative Investment II ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367598 Filed Document 0001625257-16-000151 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frost Fund III, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672432 Filed Document 0001672432-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESOPUS CREEK VALUE SERIES FUND LP - SERIES A See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336198 Filed Document 0001013594-16-000994 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CVC LTD II, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672361 Filed Document 0001672361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bybrook Capital Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605765 Filed Document 0000902664-16-006751 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flint Ridge Partners LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001350672 Filed Document 0000935836-16-000877 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Multi-Strategy Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570442 Filed Document 0001570099-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Meridian Waste Solutions, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers Garden State Securities, Inc. CIK Number 0000949721 Filed Document 0001354488-16-007031 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BH-DG Systematic Trading Fund Ltd See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001547398 Filed Document 0001547398-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EUPRAXIA PHARMACEUTICALS INC. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $37,951 Associated Brokers / Dealers N/A CIK Number 0001581178 Filed Document 0001140361-16-061416 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GRADIENT LABS, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001671969 Filed Document 0001209191-16-115824 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
INTERNATIONAL PROPERTIES OPPORTUNITY, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers John G. "Jack" Myers CIK Number 0001672613 Filed Document 0001065949-16-000376 Exclusions or Exemptions 506c Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Sophos Select Partners, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671910 Filed Document 0000935836-16-000880 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENCE SURGERY CENTERS LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $307,310 Associated Brokers / Dealers N/A CIK Number 0001350464 Filed Document 0001350464-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Equity
BlueArc Global Macro Fund, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558733 Filed Document 0001558733-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Freedom Fund, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Aquanano, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $238,900 Associated Brokers / Dealers N/A CIK Number 0001604531 Filed Document 0001604531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rapamycin Holdings, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001582949 Filed Document 0001582949-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
JA Capital Investments, Inc See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001671417 Filed Document 0001671417-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MVP 1, LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660964 Filed Document 0001660964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLUEARC CREDIT OPPORTUNITIES FUND LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459642 Filed Document 0001459642-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRE U.S. Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0001625257-16-000152 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumos Pharma, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $33,999,991 Associated Brokers / Dealers N/A CIK Number 0001596584 Filed Document 0001596584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 7ZN LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001671427 Filed Document 0001671427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colorado Therapeutics LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $4,298,064 Associated Brokers / Dealers N/A CIK Number 0001672459 Filed Document 0001672459-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Biomatics Capital Partners, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001672431 Filed Document 0001672431-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BEARING CIRCLE MILLENNIUM FUND LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639789 Filed Document 0001639789-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI Emerging Markets Credit Value Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hudson Partners Securities LLC CIK Number 0001574473 Filed Document 0000902664-16-006755 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Trinity Fund, LP (Series A) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671803 Filed Document 0001315863-16-001397 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001140361-16-061385 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GS&A Premium Income Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001570099-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bybrook Capital Master Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605756 Filed Document 0000902664-16-006750 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Enhanced Yield Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570090 Filed Document 0001570099-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001398259 Filed Document 0001625257-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Donald Smith Value Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001467221 Filed Document 0000945621-16-000581 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gateway Real Estate Fund V-TE, L.P See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $652,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001672723 Filed Document 0001672737-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
WELLESLEY PHARMACEUTICALS LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Franck Brinkhaus CIK Number 0001634861 Filed Document 0001634861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity