Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AllianzGI Structured Alpha 10 Year Treasury 500 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001433065 Filed Document 0001433065-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Airelle Skin LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001606053 Filed Document 0001606053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pollen, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $42,999,969 Associated Brokers / Dealers N/A CIK Number 0001508784 Filed Document 0001140361-16-046833 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CLVMetrics, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,520,149 Associated Brokers / Dealers N/A CIK Number 0001662957 Filed Document 0001662957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Structured Alpha U.S. Equity 250 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001372728 Filed Document 0001372728-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Preempt Security, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001663015 Filed Document 0001663015-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bottlenose, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001583696 Filed Document 0001634784-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIGO ENERGY INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001436444 Filed Document 0001436444-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ROI Real Estate Opportunities Fund, L.P. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662756 Filed Document 0000902664-16-004695 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elevance Renewable Sciences, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $20,867,470 Associated Brokers / Dealers N/A CIK Number 0001510100 Filed Document 0001510100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
GENSPERA INC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,492,500 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001421204 Filed Document 0001144204-16-074350 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
100 Wall Investments LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662965 Filed Document 0001662965-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
All Soft Gels Inc See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000 Associated Brokers / Dealers N/A CIK Number 0001662382 Filed Document 0001185185-16-003416 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carey Station Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,420,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001663199 Filed Document 0001663199-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Hughes Equipment Company, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001603293 Filed Document 0000892712-16-001206 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Connect Software Corp See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,011,837 Associated Brokers / Dealers N/A CIK Number 0001610725 Filed Document 0001610725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kawa Equities Offshore Feeder Fund, Ltd. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662819 Filed Document 0001398344-16-008749 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELDERSCAN, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610671 Filed Document 0001610671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Contrarian Emerging Markets, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458862 Filed Document 0000919574-16-008990 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hollandia Produce Group, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $22,283,962 Associated Brokers / Dealers N/A CIK Number 0001662729 Filed Document 0001662729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Bainbridge Energy Finance Fund LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662889 Filed Document 0001662889-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voltaiq, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,624,188 Associated Brokers / Dealers N/A CIK Number 0001547581 Filed Document 0001547581-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Infrastructure Securities Fund LP See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658480 Filed Document 0001658480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richland Creek Investors, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001663172 Filed Document 0001663172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EquityMultiple 13, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Charles Clinton CIK Number 0001662049 Filed Document 0001662049-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Life Vest Health, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656783 Filed Document 0001656783-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Toast, Inc. See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $23,200,000 Associated Brokers / Dealers N/A CIK Number 0001650164 Filed Document 0001650164-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Actium High Yield Loan Fund III LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663300 Filed Document 0001209191-16-090830 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
OP Donley Holdings, LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001661828 Filed Document 0001661828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Aspect US Institutional Fund Ltd See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc. CIK Number 0001330073 Filed Document 0001315863-16-001003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOTECH LONG SHORT FUND, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655994 Filed Document 0001655994-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI Multi-Strategy Fund LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475723 Filed Document 0001475723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pharos Innovations LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001323827 Filed Document 0001323827-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Legato International Equity Fund, LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595477 Filed Document 0001595477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP HEATHERSTONE PREFERRED See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001662931 Filed Document 0001662931-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Black Oak Capital, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316024 Filed Document 0000919574-16-008975 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CrossHarbor Institutional Partners 2014, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620858 Filed Document 0001620858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VSS Structured Capital III, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TANGENT CAPITAL PARTNERS, LLC and EVERCORE GROUP L.L.C. CIK Number 0001641915 Filed Document 0001641915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metad LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $502,500 Associated Brokers / Dealers None CIK Number 0001590158 Filed Document 0001590158-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
National Capital Properties Trust V See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662940 Filed Document 0001662940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Talisman Realty Capital, L.P. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566538 Filed Document 0001566538-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LilyPad Investors LP I See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567899 Filed Document 0001567899-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trilogy Real Estate Investment Trust See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001662631 Filed Document 0001662631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Contrarian Emerging Markets Offshore Fund, Ltd. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557743 Filed Document 0000919574-16-008994 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GOOD STUFF BEVERAGE LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662915 Filed Document 0001662915-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AllianzGI STRUCTURED ALPHA U.S. EQUITY 500 LLC See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors LLC CIK Number 0001445317 Filed Document 0001445317-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2016-01-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Emerging Frontiers Fund LP See All Filings	D/A	2016-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464847 Filed Document 0001464847-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund