Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
COOPER CREEK PARTNERS LLC See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alta Via Advisors CIK Number 0001450774 Filed Document 0001450774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Clean Wave Technologies, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001473159 Filed Document 0001473159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CGP Coinvestment, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656563 Filed Document 0001656563-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Battery Concepts, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001482863 Filed Document 0001652005-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Point Fund I LP See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292869 Filed Document 0000919574-15-007588 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Materials & Machines Corp See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001656559 Filed Document 0001656559-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Measurabl, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001618397 Filed Document 0001618397-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Senseye, Inc. See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656387 Filed Document 0001656387-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Pegasus Sustainability Solutions, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596153 Filed Document 0001144204-15-062657 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Mosaico Evergreen Fund L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $25,100,000 Associated Brokers / Dealers N/A CIK Number 0001657063 Filed Document 0001657063-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niche.com, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001303152 Filed Document 0001303152-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JF Lending Fund I, LP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001657314 Filed Document 0001657314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Tech Works, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $3,333,333 Associated Brokers / Dealers N/A CIK Number 0001656073 Filed Document 0001656073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HCP WPPE XII Investors, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001655345 Filed Document 0001655755-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARBITER PARTNERS LP See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156950 Filed Document 0000947871-15-000781 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Civitas State Thomas Fund, LP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657137 Filed Document 0001315863-15-000859 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dulce Vida, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $4,080,000 Associated Brokers / Dealers N/A CIK Number 0001657360 Filed Document 0001657360-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Pinnacle Aggressive Growth Global/Extended Fund, LP See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Greg Anthony Kidd, Daniel Patrick Mody, Joseph John Saya, Matthew Michael Jacob SR, John Vincent Bianchini, Robert Frank Cuculich, and Janet Claire Pendergraph CIK Number 0001554590 Filed Document 0001554590-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Upper Lake Lending Fund 1, LP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657015 Filed Document 0000943663-15-000224 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Healthcare Ventures Fund IV, LP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001657276 Filed Document 0001657276-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Mudrick Distressed Energy Co-Investment Feeder, Ltd. See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637925 Filed Document 0000950103-15-008572 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QED Labs, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657223 Filed Document 0001657223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Merryck & Co. Americas, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586376 Filed Document 0001586376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Cuttyhunk Fund II Ltd See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001463852 Filed Document 0001463852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SnapApp, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $12,000,001 Associated Brokers / Dealers N/A CIK Number 0001657292 Filed Document 0001657292-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mainsail Income Fund LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001657240 Filed Document 0001657240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MEDSPHERE SYSTEMS CORP See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $8,007,720 Associated Brokers / Dealers N/A CIK Number 0001266146 Filed Document 0001266146-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cycle Reapers Holdings, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001657263 Filed Document 0001657263-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Angeles Equity Partners I, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Moelis & Company LLC and GCA Savvian Advisors, LLC CIK Number 0001657362 Filed Document 0001657362-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIA Diagnostics Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001656738 Filed Document 0001656738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Dataflyte Inc See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615307 Filed Document 0001615307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers none CIK Number 0001022505 Filed Document 0000721748-15-000792 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HCP WPPE XII Investors-A, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001655755 Filed Document 0001655755-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wee Golf, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001657090 Filed Document 0001657090-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sunnova Holdings, LLC See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $63,750,000 Associated Brokers / Dealers N/A CIK Number 0001608832 Filed Document 0001608832-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Water Corp See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394872 Filed Document 0001052918-15-000566 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confer Technologies, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $16,999,998 Associated Brokers / Dealers N/A CIK Number 0001656729 Filed Document 0001656729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pendo.io, Inc. See All Filings	D	2015-11-01 00:00:00 UTC
Amount To Be Raised $11,265,000 Associated Brokers / Dealers N/A CIK Number 0001595931 Filed Document 0001595931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mimosa Capital, LLC See All Filings	D/A	2015-10-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626186 Filed Document 0001626186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
DORADO SYSTEMS, INC. See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $8,000,010 Associated Brokers / Dealers Spouting Rock Capital Advisors, LLC CIK Number 0001656928 Filed Document 0001656928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Champa Flats, LLC See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001656036 Filed Document 0001656036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
West Point Optical Group, LLC See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001657508 Filed Document 0000892251-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MOVE ADVISOR, INC. See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,668,225 Associated Brokers / Dealers N/A CIK Number 0001652387 Filed Document 0001652387-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
LABVANTAGE LX CORP See All Filings	D	2015-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657178 Filed Document 0001211524-15-000137 Exclusions or Exemptions 506b Accepted Date 2015-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
StepOne Personal Health, Inc. See All Filings	1-A/A	2015-10-30 16:54:10 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001606811 Filed Document 0001606811-15-000021 Accepted Date 2015-10-30 16:54:10 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets $6,250 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
GoldPoint Mezzanine Partners IV, LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Equus Financial Consulting LLC, William McCoy Limited, and Karroo Capital Ltd. CIK Number 0001652367 Filed Document 0001652367-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM U S TAX EXEMPT FUND See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001349963 Filed Document 0001463851-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTMENT FUND LP See All Filings	D/A	2015-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-15-000773 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCF3 Apartments at the Venue, LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $5,467,000 Associated Brokers / Dealers Lighhouse Capital Group, LLC CIK Number 0001657133 Filed Document 0001657133-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FundersClub RV8 LLC See All Filings	D	2015-10-30 00:00:00 UTC
Amount To Be Raised $292,400 Associated Brokers / Dealers N/A CIK Number 0001656333 Filed Document 0001656333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund