Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TRADEVERSITY, INC. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001656128 Filed Document 0001656128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cayman Select Fund Ltd. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534578 Filed Document 0000945621-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVAM Perlus Microcap Fund, L.P. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472885 Filed Document 0001472885-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morton TPIII LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001657514 Filed Document 0001657514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Road Capital, L.P. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001612356 Filed Document 0001140361-15-039604 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Trace Resort Holdings, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $5,014,170 Associated Brokers / Dealers N/A CIK Number 0001656780 Filed Document 0001656780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN PRIORITY, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657471 Filed Document 0001657471-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Dooley's Natural Gas II, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $638,880 Associated Brokers / Dealers N/A CIK Number 0001656370 Filed Document 0001362118-15-000024 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bee Vectoring Technologies International Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $29,928 Associated Brokers / Dealers N/A CIK Number 0001647821 Filed Document 0001183740-15-000249 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Avant, Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $325,000,000 Associated Brokers / Dealers N/A CIK Number 0001564832 Filed Document 0001564832-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ARES ENERGY INVESTORS FUND V, L.P. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $3,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001656650 Filed Document 0001140361-15-039438 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carolina Capital Reserve Fund I LLC See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001624451 Filed Document 0001624451-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Armor Energy Co-Invest, L.P. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657429 Filed Document 0001657429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BetrOptions Investment Group, LP See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559355 Filed Document 0001559355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DealSafe, Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001648398 Filed Document 0001648398-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ecovatec Solutions Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $4,298 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001657734 Filed Document 0001657734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Brookhaven Medical, Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers N/A CIK Number 0001592473 Filed Document 0001592473-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
EE Harrisonburg, LP See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $6,917,120 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001657118 Filed Document 0001657118-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VAN REED GROWTH FUND See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000813097 Filed Document 0000813097-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Specialists On Call, Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $39,766,023 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NCD INVESTORS, A DELAWARE MULTIPLE SERIES LLC/VISIBLE MEASURES, INC. SERIES A-1 (NCD SERIES A) See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657021 Filed Document 0001657021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willis Importing LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Westlake Securities, LLC CIK Number 0001657372 Filed Document 0001657372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HUBBELL REALTY Co See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001516928 Filed Document 0001615594-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
TRADEX GLOBAL SHORT-BIASED HIGH YIELD PORTFOLIO, LP See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657477 Filed Document 0001144204-15-063039 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evolution Leveraged Income Fund Ltd. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619868 Filed Document 0001619868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Short-Term Sterling Prime Fund, a portfolio of Federated Cash Management Funds See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001623632-15-001773 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Holding Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531152 Filed Document 0001140361-15-039595 Exclusions or Exemptions 506c Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Suran Global Macro Fund, LP See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623989 Filed Document 0001623989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRBC 9 Limited Partnership See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Key West Investments, LLC CIK Number 0001657038 Filed Document 0001657038-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Hirtle Callaghan Private Equity Fund X(A), L.P. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised $79,960,000 Associated Brokers / Dealers N/A CIK Number 0001607041 Filed Document 0001607041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guggenheim Investment Advisors Multi-Strategy Fund, LLC See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Investor Services, LLC CIK Number 0001535433 Filed Document 0001535433-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hive LLC See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636196 Filed Document 0001636196-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FRM Moraine Fund Ltd. See All Filings	D/A	2015-11-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590826 Filed Document 0001590826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAVIGATE SURGICAL TECHNOLOGIES INC. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $151,045 Associated Brokers / Dealers N/A CIK Number 0001657412 Filed Document 0001085037-15-000198 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ProGear360, Inc. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001657196 Filed Document 0001657196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Mainsail Debt Fund LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001657241 Filed Document 0001657241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
AEIF LINDEN CO-INVESTOR BLOCKER, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $128,307,791 Associated Brokers / Dealers N/A CIK Number 0001656652 Filed Document 0001140361-15-039432 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GC Square, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001655437 Filed Document 0001543004-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AMYRIS, INC. See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $57,605,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-15-000063 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Oval Fire Products Corp See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $1,627,500 Associated Brokers / Dealers N/A CIK Number 0001633005 Filed Document 0001633005-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Grande Resort Holdings, LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $12,805,695 Associated Brokers / Dealers N/A CIK Number 0001656797 Filed Document 0001656797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Midstream LLC See All Filings	D	2015-11-03 00:00:00 UTC
Amount To Be Raised $79,860 Associated Brokers / Dealers N/A CIK Number 0001656374 Filed Document 0001362118-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-11-03 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Broadcast 3DTV, Inc. See All Filings	1-A/A	2015-11-02 13:15:23 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001615923 Filed Document 0001615923-15-000012 Accepted Date 2015-11-02 13:15:23 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $13.08 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Light Visually Transceiving System Corp See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588040 Filed Document 0001588040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Anchor Capital, L.P. See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001554803 Filed Document 0001554803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hot Creek Investors Limited Partnership See All Filings	D/A	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534470 Filed Document 0001354488-15-004788 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Seneca Systems Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers None CIK Number 0001657321 Filed Document 0001657321-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ROTW Development Ltd Liability Co See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001657353 Filed Document 0001657353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF II Coinvestment, L.P. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656543 Filed Document 0001656543-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RevBoss, Inc. See All Filings	D	2015-11-02 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001657323 Filed Document 0001657323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity