Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spotlight Ticket Management, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001503251 Filed Document 0001503251-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Vista Offshore, Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561753 Filed Document 0001561753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BR Clearwater, DST See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $19,113,038 Associated Brokers / Dealers Bluerock Capital Markets, LLC, Courtlandt Securities Corporation, Colorado Financial Services Corporation, Berthel, Fisher & Company Financial Services, Inc., Independent Financial Group, LLC, American Portfolios Financial Services, Inc., Sigma Financial Corporation, Parkland Securities, LLC, Lightpath Capital, Inc., Concorde Investment Services, LLC, Silber Bennett Financial, Inc., Primex, McDermott Investment Advisors, LLC, Sandlapper Securities, LLC, and Centaurus Financial Inc. CIK Number 0001654353 Filed Document 0001654353-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Saikou Optics Inc See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650278 Filed Document 0001376474-15-000428 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Seabrook Holding Co LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,213,000 Associated Brokers / Dealers N/A CIK Number 0001454004 Filed Document 0001454004-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Crow Holdings Realty Partners VII-B, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF Securities L.P. CIK Number 0001624502 Filed Document 0001624502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SIWA Biotech Corp. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,290,105 Associated Brokers / Dealers N/A CIK Number 0001657894 Filed Document 0001657894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BAY HILLS CAPITAL PARTNERS III, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603380 Filed Document 0001603380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIG SUNRISE FUND, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616880 Filed Document 0000919574-15-007660 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Biometrics, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001512513 Filed Document 0001209191-15-078849 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Steben Select Multi-Strategy Partners, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582538 Filed Document 0001582538-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complete Title Services of Southeast Michigan, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001657049 Filed Document 0001657049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
4010 Partners, LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624395 Filed Document 0000919574-15-007658 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Furcifer Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001656895 Filed Document 0001656895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK ROCK CAPITAL EXECUTIVE FUND LP See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569268 Filed Document 0001569268-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Maglan Distressed Offshore Fund Ltd. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508050 Filed Document 0000902664-15-004095 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prologue Delaware Feeder Fund, L.P. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Anchor Asset Management LLC CIK Number 0001453817 Filed Document 0001453817-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Mile Solutions, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657663 Filed Document 0001657663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Intradiem, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $9,199,258 Associated Brokers / Dealers N/A CIK Number 0001577062 Filed Document 0001577062-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Defiance Brands, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001636614 Filed Document 0001636614-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TIG SECURITIZED ASSET FUND, LTD. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561960 Filed Document 0000919574-15-007664 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Friday Total Return Fund, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limelight Health, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616491 Filed Document 0001616491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CrowdComfort, Inc. See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,407,086 Associated Brokers / Dealers N/A CIK Number 0001593054 Filed Document 0001593054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Sage Capital Partners I, L.P. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Jeffrey Martin CIK Number 0001654018 Filed Document 0001654018-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian 54 LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001649220 Filed Document 0001649220-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Prime Property Fund Asia Limited Partnership See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657708 Filed Document 0001657708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW RELIC, INC. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $8,197,745 Associated Brokers / Dealers N/A CIK Number 0001448056 Filed Document 0001288320-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Freedom Investors Corp. and KCD Financial Inc. CIK Number 0000875729 Filed Document 0000948830-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mercatus, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001577426 Filed Document 0001577426-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
3GTMS, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001594432 Filed Document 0001594432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
HEARTLAND BANCCORP See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000844959 Filed Document 0000844959-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Insight Genetics, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623645 Filed Document 0001623645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
MCI Preferred Equity Fund, LLC See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Emerson Equity, LLC CIK Number 0001656338 Filed Document 0001656338-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
9Mile Fund III, LLC See All Filings	D/A	2015-11-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001616148 Filed Document 0001616148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fractyl Laboratories Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $37,168,830 Associated Brokers / Dealers N/A CIK Number 0001572616 Filed Document 0001140361-15-039925 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ACI Group Holdings, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $417,344,570 Associated Brokers / Dealers N/A CIK Number 0001657401 Filed Document 0001657401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BrightFarms, Inc. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $14,169,600 Associated Brokers / Dealers N/A CIK Number 0001537482 Filed Document 0001537482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CORSA COAL CORP. See All Filings	D	2015-11-06 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001466725 Filed Document 0001466725-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-06 00:00:00 UTC Type of Offering D Industry Coal Mining Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WAUD CAPITAL PARTNERS FIF IV, L.P. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001655536 Filed Document 0001655538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Waltz Networks, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $6,751,287 Associated Brokers / Dealers N/A CIK Number 0001657560 Filed Document 0001657560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Strategic Co-Investment Partners III LP See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001651222 Filed Document 0001651222-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scientific Botanical Leasing, LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Panda Power Annex Fund A, L.P. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001650534 Filed Document 0001140361-15-039878 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raycliff QOR Investors, LLC See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,209,252 Associated Brokers / Dealers N/A CIK Number 0001586668 Filed Document 0001586668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GABELLI INTERMEDIATE CREDIT FUND, LTD. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579372 Filed Document 0000919574-15-007632 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MorphLab, Inc. See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654719 Filed Document 0001654719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Retail Portfolio II DST See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation, Mark T. Maund, Chay T. Lapin, Peter D. Fisher, Christina S. Nielson, Debra J. Schleining, Larry R. Law, Mitchal D. O'hare, and Sigrid A. Daugaard CIK Number 0001654678 Filed Document 0001654678-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Projector.is, Inc. See All Filings	D	2015-11-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650349 Filed Document 0001243233-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renuvix LLC See All Filings	D/A	2015-11-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588552 Filed Document 0001362118-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-11-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity