Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Keywise Greater China Onshore Fund See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534530 Filed Document 0001534530-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlayerLync Holdings, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,965,793 Associated Brokers / Dealers N/A CIK Number 0001583192 Filed Document 0001583192-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Net Venture See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $6,620,573 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
YCP HTA, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657725 Filed Document 0001657725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
500 Nordics, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001657615 Filed Document 0001657615-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CIM Enterprise Loan Fund, L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621543 Filed Document 0000935836-15-000570 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 37, LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621861 Filed Document 0001621861-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Offshore Fund Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293974 Filed Document 0001293974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EBH HOLDING COMPANY, INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $14,400,002 Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/DORSOGNA JOINT VENTURE See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $496,875 Associated Brokers / Dealers N/A CIK Number 0001657914 Filed Document 0001657914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Aurora Hedged Equity L P See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001292887 Filed Document 0001292887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drumcliffe Partners III SMA I, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656698 Filed Document 0001656699-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCross Fund 3 LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Acadian Non-US Small-Cap Long-Short Equity Fund, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001657161 Filed Document 0001657161-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSky Data, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $26,999,684 Associated Brokers / Dealers N/A CIK Number 0001597253 Filed Document 0001597253-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RNT Fund LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623983 Filed Document 0001623983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAVE SYSTEMS CORP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers SECURITY RESEARCH ASSOCIATES, INC. CIK Number 0000919013 Filed Document 0000899140-15-000820 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RKI APPS INC. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652020 Filed Document 0001652020-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
JeffHedge, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535860 Filed Document 0001535860-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GUARDIAN ANALYTICS INC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $20,021,580 Associated Brokers / Dealers N/A CIK Number 0001369632 Filed Document 0001369632-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SCADA Access, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers N/A CIK Number 0001574160 Filed Document 0001574160-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Community Investment Management LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625937 Filed Document 0000935836-15-000571 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envelop VR Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001626289 Filed Document 0001626289-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SAUGATUCK CAPITAL Co IX, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001623456 Filed Document 0001405086-15-000274 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MeetMindful, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
4D Skyhawk LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657714 Filed Document 0001657714-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AQR CHURCHILL II MASTER ACCOUNT, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645911 Filed Document 0001645911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BROAD AXE CARE COORDINATION LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001653014 Filed Document 0001140361-15-040223 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY EQUITY REALTY CAPITAL, INC. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001625884 Filed Document 0001625884-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CIM GP LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625934 Filed Document 0000935836-15-000569 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WEST SEATTLE PARTNERS A16, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657597 Filed Document 0001657597-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Aurora Macro Opportunities L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546930 Filed Document 0001546930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FAN Investors Fund I, LP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers 79 Capital Securities, LLC CIK Number 0001657451 Filed Document 0001657451-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CleanGen Fund 1, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001657846 Filed Document 0001657846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
AUTHENTIDATE HOLDING CORP See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0000885074 Filed Document 0001209191-15-079023 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Pipeline Capital Partners Affiliates I LP See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643256 Filed Document 0001643256-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Street Real Estate Fund VIII, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655303 Filed Document 0001655303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP3 ENTERTAINMENT GROUP, LLC See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $100,100 Associated Brokers / Dealers NA CIK Number 0001571316 Filed Document 0001571316-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Southern Concepts Restaurant Group, Inc. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001445918 Filed Document 0001079973-15-000639 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Partners VIII-NUS-FF, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655301 Filed Document 0001655301-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Envisage Capital Partners I, L.P. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424665 Filed Document 0001144204-15-063834 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gar76 See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $2,136,312 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Kuddly Inc. See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised $1,534,919 Associated Brokers / Dealers N/A CIK Number 0001656518 Filed Document 0001656518-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Opportunity Fund, L.P. See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001657960 Filed Document 0001657960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JeffPM, LLC See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562408 Filed Document 0001562408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Erdene Resource Development Corp See All Filings	D	2015-11-09 00:00:00 UTC
Amount To Be Raised $39,942 Associated Brokers / Dealers N/A CIK Number 0001398972 Filed Document 0001398972-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Hutchin Hill Diversified Alpha Master Fund Ltd See All Filings	D/A	2015-11-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001441680 Filed Document 0000950142-15-002360 Exclusions or Exemptions 506b Accepted Date 2015-11-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity