Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TAO 3.0 Coinvest, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663149 Filed Document 0001663149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SENIOR PLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329213 Filed Document 0001329213-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CBL Income Fund LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662821 Filed Document 0001662821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Biocycle, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,490,800 Associated Brokers / Dealers Bryant Kirk, Lucy Piotrowski, Sean Devlin, Kenneth Labarge, and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-16-000396 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InAppPro.com, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,118,000 Associated Brokers / Dealers N/A CIK Number 0001662830 Filed Document 0001662830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Manager Master Portfolio, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464987 Filed Document 0001663269-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001502285-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jack Winn Color, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001664625 Filed Document 0001127855-16-000511 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
RD LEGAL FUNDING OFFSHORE FUND, LTD. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536543 Filed Document 0000919574-16-009142 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
137 Holdings SOC, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001663468 Filed Document 0001663468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BUCKiTDREAM, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561572 Filed Document 0001561572-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StepStone Secondary Opportunities Fund III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662654 Filed Document 0001662654-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITY RESOURCE FUND 2015 REIT LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001663008 Filed Document 0001140361-16-047618 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LifePosts, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001624329 Filed Document 0001624329-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPS COMMERCE INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001092699 Filed Document 0001092699-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Equity
Forestar Investors, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,572,600 Associated Brokers / Dealers N/A CIK Number 0001663416 Filed Document 0001663416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COLLEGE STATION CAPITAL LP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001663379 Filed Document 0001663379-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Blackridge RE Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651367 Filed Document 0001209191-16-091025 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Debt
BREP Europe V (Alberta) L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663183 Filed Document 0001663183-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALEXANDRIA REAL ESTATE EQUITIES INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035443 Filed Document 0001288649-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
AMARU INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001139822 Filed Document 0001019687-16-004778 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SINGAPORE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HW Hedged Value, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592045 Filed Document 0000935836-16-000652 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
It's Elation, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001569751 Filed Document 0001569751-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVATRAN GROUP, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663287 Filed Document 0001140361-16-047619 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Gogocar, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001663265 Filed Document 0001663265-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WESPIRE, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001504974 Filed Document 0001504974-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Unterberg Technology Partners, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465736 Filed Document 0001140361-16-048768 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedPost inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $561,288 Associated Brokers / Dealers N/A CIK Number 0001662679 Filed Document 0001662679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SLANTRANGE Inc See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $3,527,536 Associated Brokers / Dealers N/A CIK Number 0001601379 Filed Document 0001601379-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSI Absolute Return Fund L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443886 Filed Document 0001443886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziphub Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers ZipHub Inc. CIK Number 0001661313 Filed Document 0001661313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HALCYON PARTNERS OFFSHORE LTD. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, ALTERNATIVE STRATEGIES GROUP, INC., and JPMORGAN SECURITIES INC. CIK Number 0001429347 Filed Document 0001315863-16-001025 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN EMERGING MARKETS LOCAL DEBT FUND, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $63,165,754 Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442339 Filed Document 0001442339-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INGRAIN INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,554,512 Associated Brokers / Dealers N/A CIK Number 0001440785 Filed Document 0001440785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aperios Emerging Connectivity Fund, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP SECURITIES, INC. and OPPENHEIMER & CO. INC. CIK Number 0001526767 Filed Document 0000919574-16-009146 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NB Vue Mac, DST See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $14,871,000 Associated Brokers / Dealers Brian Nelson CIK Number 0001662792 Filed Document 0001662792-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NEW YORK LIFE INSURANCE CO See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CASTA-SOS II, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663386 Filed Document 0001663386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Hawaii Island Air, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $36,000 Associated Brokers / Dealers N/A CIK Number 0001663387 Filed Document 0001663387-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Safe Soil, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,747,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-16-001020 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thompson Strategies, Ltd. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538627 Filed Document 0000919574-16-009160 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteelMill Fund Ltd See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509116 Filed Document 0000950142-16-002825 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Manager Portfolio, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464988 Filed Document 0001663269-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trove Predictive Data Science LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001663342 Filed Document 0001663342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caspian Focused Credit Fund, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597231 Filed Document 0001597231-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund