Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MSB Capital Corp See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $20,096,000 Associated Brokers / Dealers N/A CIK Number 0001409923 Filed Document 0001409923-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Wainwright Dreadnought Fund LTD. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001597637 Filed Document 0001140361-16-047687 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VisExcell Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001663475 Filed Document 0001663475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Trek10 Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001633133 Filed Document 0001633133-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Way Charlotte Fund, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633655 Filed Document 0001630179-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Credit Alpha Fund LLC See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001663465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrivent White Rose GP IX, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001663440 Filed Document 0001663440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
A-FBK-17-Fund, a series of AngelList-PrEr-Funds, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $224,000 Associated Brokers / Dealers N/A CIK Number 0001663580 Filed Document 0001663580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORG GC Coinvestment II, LP See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001663484 Filed Document 0001663484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Global Opportunity Fund II LLC See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597039 Filed Document 0001597039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Lynett Capital, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656462 Filed Document 0001656462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFG GLOBAL HOLDINGS LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001663483 Filed Document 0001663483-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Partners Opportunity Fund V, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $86,321,063 Associated Brokers / Dealers RANA PRASAD CIK Number 0001622938 Filed Document 0000950172-16-000124 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera Capital Corp See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505817 Filed Document 0000950103-16-010250 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
Pipeline Capital Partners I, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643258 Filed Document 0001643258-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APEG Capital Reserve, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001656003 Filed Document 0001656003-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FIRST AMERICAN MEDIA GROUP, INC. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628887 Filed Document 0001628887-16-000005 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
IFM GLOBAL INFRASTRUCTURE (US) LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IFM (US) Securities, LLC CIK Number 0001455021 Filed Document 0001455021-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Turkey Run Investors, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $2,110,000 Associated Brokers / Dealers N/A CIK Number 0001663724 Filed Document 0001663724-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Comet Lands on Broadway, Ltd Liability Co See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001661098 Filed Document 0001661098-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
EPIC STORES CORP. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001558009 Filed Document 0001085037-16-000238 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Qvolve, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001612381 Filed Document 0001612381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
A-RBP-18-Fund, a series of AngelList-OuEs-Funds, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $805,000 Associated Brokers / Dealers N/A CIK Number 0001663581 Filed Document 0001663581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CourseHorse, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001554963 Filed Document 0001554963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UCC-RUDY'S INVESTMENT, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $14,490,000 Associated Brokers / Dealers N/A CIK Number 0001662952 Filed Document 0001405086-16-000328 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIC TALKING HOLDINGS INC. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,407,724 Associated Brokers / Dealers N/A CIK Number 0001656586 Filed Document 0001656586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Barnegat Investments Ltd See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548250 Filed Document 0001548250-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Mission Viejo Physician Partners I, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $4,880,000 Associated Brokers / Dealers N/A CIK Number 0001659821 Filed Document 0001659821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Master Fund See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477751 Filed Document 0001477748-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUANTSOFT EQUITY FUND LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chauwei Yak, Paul Eckel, and Brian M. Nash CIK Number 0001439089 Filed Document 0001439089-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XLerant Inc See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001422929 Filed Document 0001209191-16-091334 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
Frontier Emerging Markets Fund See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566794 Filed Document 0001596318-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Way Capital Partners, LP See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630179 Filed Document 0001630179-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Basin Scientific, Inc. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $26,980,765 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001512138 Filed Document 0001140361-16-047791 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
TAXA INC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001600862 Filed Document 0001600862-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Larson Capital Fund III, LLC See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655233 Filed Document 0001655233-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
VPC SPECIALTY FINANCE FUND I, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers TRUMP SECURITIES, LLC and PARK HILL GROUP LLC CIK Number 0001596507 Filed Document 0001596507-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RUDY'S HOLDINGS, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001662953 Filed Document 0001405086-16-000329 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAUNDRY 2.0, LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001644552 Filed Document 0001644552-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Campaign, Inc. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wainwright Dreadnought Fund L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001597010 Filed Document 0001140361-16-047683 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Core Equities, L.P. See All Filings	D/A	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480965 Filed Document 0000950103-16-010225 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hum Nutrition Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $2,496,061 Associated Brokers / Dealers N/A CIK Number 0001664052 Filed Document 0001664052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SBT Bancshares, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662087 Filed Document 0001662087-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Growblox Sciences, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001165320 Filed Document 0000939798-16-000100 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CUT.COM, INC. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001663554 Filed Document 0001663554-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Harrisburg Lithotripsy LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $152,000 Associated Brokers / Dealers N/A CIK Number 0001299188 Filed Document 0001299188-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Celigo, Inc. See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $8,325,001 Associated Brokers / Dealers N/A CIK Number 0001663389 Filed Document 0001663389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Marble Ridge LP See All Filings	D	2016-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657132 Filed Document 0000902664-16-004829 Exclusions or Exemptions 506b Accepted Date 2016-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund