Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nicoya Fund LLC See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GVC Capital LLC CIK Number 0001587741 Filed Document 0001587741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGRISCIENCE, INC. / DE See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638442 Filed Document 0001638442-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SDC Nutrition, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $2,078,825 Associated Brokers / Dealers N/A CIK Number 0001486207 Filed Document 0001486207-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HENGISTBURY FUND LTD See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562016 Filed Document 0000919574-15-007821 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
SOUNDCORE CAPITAL PARTNERS ACQUISITION I-A, L.P. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001656432 Filed Document 0001658331-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Redmont Office Fund I, LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658288 Filed Document 0001658288-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business HAWAII Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
PW Partners Master Fund (QP), L.P. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA SELECT NETWORK, LLC CIK Number 0001645389 Filed Document 0001645389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Various Agents CIK Number 0001030011 Filed Document 0001030011-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs, Jennifer H. Macaulay, and Various Agents CIK Number 0001030011 Filed Document 0000937834-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Biopep Solutions Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $7,607 Associated Brokers / Dealers N/A CIK Number 0001658895 Filed Document 0001658895-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cymmetria, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $9,155,122 Associated Brokers / Dealers N/A CIK Number 0001658245 Filed Document 0001658245-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SH Sagamore Offshore II Ltd. See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657621 Filed Document 0000902664-15-004207 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foodida Corp. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658134 Filed Document 0001658608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APJeT, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Aperios Emerging Connectivity Fund Ltd See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OPPENHEIMER & CO. INC. CIK Number 0001624519 Filed Document 0000919574-15-007864 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
1940 Fund, Ltd. See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624294 Filed Document 0001651735-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised $14,131,258 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-15-000289 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Blue Opportunity Fund II, LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001631096 Filed Document 0001095449-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Credit Opportunities Overseas Fund, L.P. See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534327 Filed Document 0001534327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRC TopCo, LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658700 Filed Document 0001658700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seeq Corp See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001578165 Filed Document 0001578165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ThermChem Corp See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656865 Filed Document 0001656865-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
BPV Capital Management, LLC See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001498185 Filed Document 0001498185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SDC Nutrition, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001486207 Filed Document 0001486207-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Klingenstein Fields Global Fund LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414084 Filed Document 0000905718-15-000884 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUNDCORE CAPITAL PARTNERS ACQUISITION I, L.P. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001652553 Filed Document 0001658331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Egerton Capital Partners LLC See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561702 Filed Document 0001658238-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON PORTFOLIO LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133255 Filed Document 0000902664-15-004179 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Solas Capital Partners, LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001311654 Filed Document 0000919574-15-007813 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Trimark Investment Group LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers Trimark Investment Group CIK Number 0001656203 Filed Document 0001656203-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Petra Credit Fund I, LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591808 Filed Document 0001591808-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solus Opportunities Fund 4 LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624859 Filed Document 0000902664-15-004181 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Pharmacy Management, L.P. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001657798 Filed Document 0001162677-15-000106 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ALTUM CREDIT EUROPEAN FUND II, L.P. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657813 Filed Document 0000919574-15-007779 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVITUS ORTHOPAEDICS, INC. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001657679 Filed Document 0001657679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FOG PHARMACEUTICALS, INC. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Black Diamond Thematic, L.P. See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sendero Wealth Management, LLC CIK Number 0001534911 Filed Document 0000943663-15-000226 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bloomz Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001596873 Filed Document 0001596873-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CAMP NATIVE, INC. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001649353 Filed Document 0001649353-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EC Co-Invest Feeder B, LP See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657632 Filed Document 0000902664-15-004186 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
All Power Labs, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001646658 Filed Document 0001646658-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MP Concentrated Fund I, LLC See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Cornet CIK Number 0001475645 Filed Document 0001475645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001367838-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MyHealthTeams, Inc. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $5,030,665 Associated Brokers / Dealers N/A CIK Number 0001658636 Filed Document 0001658636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maze Focus Fund, LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers More than 5 CIK Number 0001612081 Filed Document 0001095449-15-000152 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TITAN SEED OFFSHORE FUND I, LTD. See All Filings	D	2015-11-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001658145 Filed Document 0001140361-15-041212 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fundamental Credit Opportunities II LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001591709 Filed Document 0001591709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinik Family Portfolio LP See All Filings	D/A	2015-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585445 Filed Document 0000902664-15-004180 Exclusions or Exemptions 506b Accepted Date 2015-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity