Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Post Credit Opportunities Fund (Onshore), LP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656152 Filed Document 0001656152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental Global Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644762 Filed Document 0001644762-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental International Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644757 Filed Document 0001644757-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexDefense, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $5,622,000 Associated Brokers / Dealers N/A CIK Number 0001564226 Filed Document 0001564226-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Contactually, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $10,828,807 Associated Brokers / Dealers N/A CIK Number 0001572126 Filed Document 0001572126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PrEP Biopharm Ltd See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $31,910,403 Associated Brokers / Dealers N/A CIK Number 0001658388 Filed Document 0001658388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY III ONSHORE FUND LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001438677 Filed Document 0001438677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fleckenstein Partners Fund, L.P. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461809 Filed Document 0000919574-15-008120 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RFC 31 Street Investors, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001658436 Filed Document 0001658436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Borealis Strategic Capital Offshore Fund L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658485 Filed Document 0001658485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crostone Portland LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001652872 Filed Document 0001652872-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets $No Revenues Type of Security Equity
PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001577866 Filed Document 0001577866-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFA COMMERCIAL LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001569019 Filed Document 0001214659-15-007830 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Brandforce LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001658488 Filed Document 0001658488-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MedFund Partners III, LP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658444 Filed Document 0001658444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Implicit Bioscience Inc See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers RB Milestone Group LLC CIK Number 0001594821 Filed Document 0001594821-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Dallas Medical Office Building, LLC See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658301 Filed Document 0001658301-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beekeeper Labs, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $625,800 Associated Brokers / Dealers N/A CIK Number 0001658688 Filed Document 0001658688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Horse Facts, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001652011 Filed Document 0001652011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHLORMET TECHNOLOGIES, INC. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $95,550 Associated Brokers / Dealers N/A CIK Number 0001642549 Filed Document 0001183740-15-000256 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Embark Veterinary, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657789 Filed Document 0001657789-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001658416 Filed Document 0001658416-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Global Credit Opportunity Employee Onshore Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571718 Filed Document 0001571718-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Emerging Markets Long Only Fund, L.P. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562318 Filed Document 0000919574-15-008124 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Impala Fund Ltd. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486138 Filed Document 0001140361-15-041862 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VICTORIA ENERGY CORP See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Willie's Distillery, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553423 Filed Document 0001445866-15-001334 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Stardust Road London Development Ltd Liability Co See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658118 Filed Document 0001658118-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001567357 Filed Document 0001567357-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fusion Management Group LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527466 Filed Document 0001527466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 38 See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624759 Filed Document 0001507943-15-000134 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hint Inc See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001376463 Filed Document 0001376463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Combined Alpha Strategies Offshore Fund Ltd See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001389537 Filed Document 0001389537-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gridspace, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $990,000 Associated Brokers / Dealers N/A CIK Number 0001658275 Filed Document 0001658275-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Greater China Long/Short Equity Fund, Ltd. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001463536 Filed Document 0001463536-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001527490 Filed Document 0001527490-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman China Opportunity Fund, a series trust of the Neuberger Berman China Opportunity Trust See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591912 Filed Document 0001591912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warburg Pincus Private Equity XII-E, L.P. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658404 Filed Document 0001658398-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559671 Filed Document 0001559671-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lingvist Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $7,605,842 Associated Brokers / Dealers N/A CIK Number 0001658249 Filed Document 0001231919-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ESTONIA Revenue or Assets Decline to Disclose Type of Security Equity
Remedy Labs, Inc. See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001654541 Filed Document 0001654541-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO PRIVATE SERIES Co LLC - PIMCO MUNICIPAL REAL RETURN FUND See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001139696 Filed Document 0001139696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO RAE Fundamental US Fund LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001644801 Filed Document 0001644801-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRF Fund I, LLC See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646638 Filed Document 0001646638-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Novinda Corp. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $2,928,586 Associated Brokers / Dealers N/A CIK Number 0001467051 Filed Document 0001467051-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Velocis Fund II QP, LP See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624425 Filed Document 0001624425-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petrics, Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001658435 Filed Document 0001658435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO ABSOLUTE RETURN STRATEGY III OFFSHORE FUND LTD See All Filings	D/A	2015-11-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001324636 Filed Document 0001324636-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipdrug Inc. See All Filings	D	2015-11-16 00:00:00 UTC
Amount To Be Raised $2,616,165 Associated Brokers / Dealers N/A CIK Number 0001658291 Filed Document 0001658291-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity