Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Circle 9 Non-Operated Working Interest Fund I LP See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620960 Filed Document 0001620960-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
KINDUCT TECHNOLOGIES INC. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,832,600 Associated Brokers / Dealers N/A CIK Number 0001659254 Filed Document 0001659254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Recovery Force, LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001640586 Filed Document 0001640586-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
AQR DELTA Fund III, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516013 Filed Document 0001516013-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genoa-QoL Investment Holdings, LP See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640000 Filed Document 0001192482-15-000421 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cardis Enterprises International NV See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001492161 Filed Document 0001213900-15-008831 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $No Revenues Type of Security Equity
Silverado Income Fund I, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001658517 Filed Document 0001658517-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Western Alternative Strategies, L.P. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-15-000941 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JourneyPure, Inc. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001600158 Filed Document 0001600158-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Linden Phull Growth Partners, LP See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601730 Filed Document 0001601730-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Alternative Treatment Center Consulting, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Serb, LLC CIK Number 0001658607 Filed Document 0001658607-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Varden Pacific Opportunity Offshore Fund I Ltd See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, and N/A CIK Number 0001544843 Filed Document 0001405086-15-000301 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Retail Portfolio II DST See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation, Mark T. Maund, Chay T. Lapin, Peter D. Fisher, Christina S. Nielson, Debra J. Schleining, Larry R. Law, Mitchal D. O'hare, Sigrid A. Daugaard, Chay T. Lapin, and Elliot V. Hill CIK Number 0001654678 Filed Document 0001654678-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Park 30 Partners, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Danon J. Blea CIK Number 0001657866 Filed Document 0001657866-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Manoa Botanicals LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655539 Filed Document 0001655539-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
Physical Devices, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,099,998 Associated Brokers / Dealers N/A CIK Number 0001658447 Filed Document 0001658447-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Partners Ltd. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656880 Filed Document 0001656880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkshire Fund IX, L.P. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658315 Filed Document 0001658315-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Braxton Brewing Company, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001604901 Filed Document 0001604901-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Lattice INC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0000350644 Filed Document 0001144204-15-066411 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Altair - PCOF, LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591150 Filed Document 0001144204-15-067394 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
110 Corcoran Property Partners, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $19,440,000 Associated Brokers / Dealers N/A CIK Number 0001658659 Filed Document 0001658659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AAEB5 Fund 7 LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001657862 Filed Document 0001657862-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XXX LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644304 Filed Document 0001644304-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Forecast Health, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658182 Filed Document 0001658182-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HDFEEL CORP. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $7,061,930 Associated Brokers / Dealers N/A CIK Number 0001597817 Filed Document 0001597817-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CEMOF Coinvestment, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534676 Filed Document 0001534676-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Energy Coinvestment IV, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505260 Filed Document 0001505260-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Triangle Technologies, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596854 Filed Document 0001596854-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dope Media LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658624 Filed Document 0001658624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Seer Capital Partners Dedicated Fund I Ltd. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562167 Filed Document 0000902664-15-004303 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-15-008272 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cooper Square Fund, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534907 Filed Document 0001534907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TBG Investors, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $10,877,025 Associated Brokers / Dealers N/A CIK Number 0001658922 Filed Document 0001658922-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Zenith Aggregates Partners LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $3,498,217 Associated Brokers / Dealers N/A CIK Number 0001658402 Filed Document 0001658402-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001140361-15-042278 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
miPS, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001655484 Filed Document 0001655484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
yet2Ventures DoubleDutch Investors, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001658466 Filed Document 0001658466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HCG CONSUMER CREDIT I, LP See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623717 Filed Document 0000902664-15-004307 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XVI LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626296 Filed Document 0001626296-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CEOF Coinvestment, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534677 Filed Document 0001534677-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Vision III Imaging, Inc. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Baxter Street Fund, L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564209 Filed Document 0001564209-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mother Stewart's Brewing Co LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658609 Filed Document 0000892251-15-000171 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Park 30 Partners, LLC See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers Danon J. Blea CIK Number 0001657866 Filed Document 0001657866-15-000005 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WaterCredit Investment Fund 1, LLC See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers WaterCredit Investment Fund 1, LLC CIK Number 0001631796 Filed Document 0001631796-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
PF III, L.P See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657820 Filed Document 0001657820-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ProtectWise, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $19,999,980 Associated Brokers / Dealers N/A CIK Number 0001575738 Filed Document 0001575738-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
JCR Commercial Real Estate Finance Fund IIIB(Q), L.P. See All Filings	D/A	2015-11-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC and Perth Advisors LLC CIK Number 0001637413 Filed Document 0001637413-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Amylyx Pharmaceuticals, Inc. See All Filings	D	2015-11-17 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity