Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JLH Realty Partners I, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001659246 Filed Document 0001659246-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Habitribe Fund I LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001659112 Filed Document 0001659112-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SLOGIC HOLDING CORP. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $4,790,966 Associated Brokers / Dealers N/A CIK Number 0001529376 Filed Document 0001405086-15-000303 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Strathspey Crown Holdings, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001557024 Filed Document 0001557024-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Partners L.P. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094207 Filed Document 0000919574-15-008372 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,045,843 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Lombard Storage, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001659109 Filed Document 0001659109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Partners Capital Harrier Fund (C), Ltd. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493435 Filed Document 0001493435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation Onshore Fund, L.P. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544265 Filed Document 0001544265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PathAR, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637034 Filed Document 0001393725-15-000131 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATRSC Investments, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001659255 Filed Document 0001659255-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookdale Seven REIT, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659310 Filed Document 0001659310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
931 Fletcher, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers N/A CIK Number 0001659582 Filed Document 0001659582-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Cirrix Investments, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities LLC CIK Number 0001659311 Filed Document 0001659311-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RIVERTOP RENEWABLES, INC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $12,800,000 Associated Brokers / Dealers N/A CIK Number 0001450573 Filed Document 0001450573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
PLATINUM GROUP METALS LTD See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001095052 Filed Document 0001140361-15-042900 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Checkpoint Surgical, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001657913 Filed Document 0001657913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AIS BALANCED FUND L P See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities, Inc. and Equus Financial Consulting LLC CIK Number 0000876623 Filed Document 0000876623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookvale II, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001659274 Filed Document 0001659274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MYSTERY TACKLE BOX, INC. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001642154 Filed Document 0001642154-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colchis Opportunities Fund, L.P. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649936 Filed Document 0000935836-15-000586 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sedulous Foods, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001659297 Filed Document 0001659297-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $3,525,276 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-15-000294 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Winners of Bread, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001659290 Filed Document 0001659290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,011,875 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-15-000299 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Movi Medical, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001614141 Filed Document 0001614141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Risk Guys, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659205 Filed Document 0001659205-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BMC Growth Fund LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001659370 Filed Document 0001659370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Summit Street US Equity Value Fund, L.P. See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mr. Budge Collins CIK Number 0001470484 Filed Document 0001470484-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MetLife Insurance Co USA See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents and Bryant W. Kirk CIK Number 0000733076 Filed Document 0000937834-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Crown Cleveland #19 Joint Venture See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,108,800 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001654454 Filed Document 0001654454-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Lookhu, Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Joseph Stone Capital LLC CIK Number 0001658858 Filed Document 0001658858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
PR 215 LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001654209 Filed Document 0001654209-15-000008 Exclusions or Exemptions 506c Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BVREP IV REIT, LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659319 Filed Document 0001659319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Onex TSG/HPP Holdings Corp. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652018 Filed Document 0001652018-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Boulevard A2015 LLC See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001659221 Filed Document 0001659221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kelp on the Road Ltd Liability Co See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001656920 Filed Document 0001656920-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AIS GOLD FUND LP See All Filings	D/A	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wedbush Securities Inc. and Capital Management Partners, Inc. CIK Number 0001224907 Filed Document 0001224907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELEN OF TROY LTD See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0000916789 Filed Document 0001104659-15-081058 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Equity
Corsair Mentor Investors, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641948 Filed Document 0001641948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandy Hill Ventures Series Fund 1, a separate series of limited partnership interests See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659185 Filed Document 0001659185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandy Hill Ventures Series Fund 2, a separate series of limited partnership interests See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659184 Filed Document 0001659184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ecovatec Solutions Inc. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised $18,930 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001657734 Filed Document 0001657734-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Axiom Asia IV, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001659188 Filed Document 0000945621-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Halcyon Offshore Strategic Opportunities Fund, L.P. See All Filings	D	2015-11-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658649 Filed Document 0001315863-15-000949 Exclusions or Exemptions 506b Accepted Date 2015-11-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadcast 3DTV, Inc. See All Filings	1-A/A	2015-11-23 17:14:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001615923 Filed Document 0001615923-15-000016 Accepted Date 2015-11-23 17:14:00 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $13.08 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Broadcast 3DTV, Inc. See All Filings	1-A/A	2015-11-23 16:19:31 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001615923 Filed Document 0001615923-15-000015 Accepted Date 2015-11-23 16:19:31 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $13.08 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)