Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Appian Natural Resources Fund LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $213,250,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001586780 Filed Document 0001586780-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCM Grosvenor Charter Oak, LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612472 Filed Document 0001566114-16-000078 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RXR 470 Vanderbilt REIT II LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663754 Filed Document 0001663754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KBA2 INC. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $737,500 Associated Brokers / Dealers N/A CIK Number 0001496909 Filed Document 0001496909-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Palisade Strategic Fund (Domestic) LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481750 Filed Document 0001481750-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisade Strategic Fund (Cayman) Ltd See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481751 Filed Document 0001481751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PrimeGen Biotech LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001140361-16-048501 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-DSN-17-Fund, a series of AX-EC-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001664372 Filed Document 0001664372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $10,315,953 Associated Brokers / Dealers Jennifer Kephart, Michael Leonard, Douglas Coughlin, and Douglas Braff CIK Number 0001135856 Filed Document 0001135856-16-000413 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $32,303,287 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-16-000406 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619504 Filed Document 0001619504-16-000012 Exclusions or Exemptions 506c Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
JVM Realty Apartment Fund 6, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664604 Filed Document 0001664604-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
VRChat Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001661736 Filed Document 0001661736-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
FSC MRC Odessa TX, DST See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers McDermott Investment Services LLC, EDI Financial Inc, Sandlapper Securities LLC., Primex, and Silber Bennett CIK Number 0001656298 Filed Document 0001643109-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cormorant Global Healthcare Offshore Fund, Ltd. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576591 Filed Document 0001140361-16-048304 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sand Oak Capital LCR Fund LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001664293 Filed Document 0001664293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanomedical Diagnostics, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001626157 Filed Document 0001019687-16-004895 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Arvensis Quantitative Long Equity Fund, LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568386 Filed Document 0001568386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Spine, LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AS PROPERTY PEARL REIT LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $123,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001660181 Filed Document 0001660180-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Variant Pharmaceuticals, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Craft Capital Management LLC and MIP Bahamas LTD CIK Number 0001613083 Filed Document 0000905718-16-001092 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rick Marini AngelList Fund, LP See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $720,500 Associated Brokers / Dealers N/A CIK Number 0001664339 Filed Document 0001664339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodside Capital Partners Fund I, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664491 Filed Document 0001575652-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
HPS - SC Strategic Investment Fund, L.P. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664816 Filed Document 0001664812-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acrospire Global Equity Fund LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599428 Filed Document 0001599428-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-FMF-18-Fund, a series of AngelList-S2Al-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers N/A CIK Number 0001664356 Filed Document 0001664356-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allegiancy, LLC (to be converted into Allegiancy, Inc.) See All Filings	1-A/A	2016-01-20 17:24:14 UTC
Amount To Be Raised $30,100,000 Associated Brokers / Dealers N/A CIK Number 0001579173 Filed Document 0001354488-16-005945 Accepted Date 2016-01-20 17:24:14 UTC Type of Offering 1-A/A Industry REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $3,337,908 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
XTI Aircraft Co See All Filings	1-A/A	2016-01-20 12:53:56 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001638850 Filed Document 0001644600-16-000083 Accepted Date 2016-01-20 12:53:56 UTC Type of Offering 1-A/A Industry AIRCRAFT Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Skyray, Inc. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $8,400,001 Associated Brokers / Dealers N/A CIK Number 0001664658 Filed Document 0001664658-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S CAP Consultancy, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664097 Filed Document 0001664097-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Newark Venture Partners Fund, L.P. See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648301 Filed Document 0001648301-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Espalier Global Offshore Fund, Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509403 Filed Document 0000919574-16-009439 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RAMSEY LONG-BIASED FUND, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510499 Filed Document 0000919574-16-009453 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Graticule Asia Macro Master Fund Ltd See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514306 Filed Document 0000950172-16-000144 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Diversified Real Estate Holdings, LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569872 Filed Document 0001569872-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Strategic Holdings Growth Fund II, LLC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001634655 Filed Document 0001634655-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pre-IPO Investment Group A, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001663946 Filed Document 0001663946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Other
WAYPOINT ABSOLUTE RETURN FUND LTD See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers 4PEAKS CAPITAL A DIV OF M.S.HOWELLS & CO CIK Number 0001596739 Filed Document 0001458553-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
LAND & BUILDINGS CAPITAL GROWTH FUND LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442392 Filed Document 0001442392-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alegria Fund, LP See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663828 Filed Document 0001663828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners Offshore, Ltd. See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571287 Filed Document 0001315863-16-001042 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zodius Technology Fund II See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614891 Filed Document 0001614891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
PARVUS EUROPEAN OPPORTUNITIES FUND LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444799 Filed Document 0000902664-16-004910 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aluminum Consolidation Company, LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663968 Filed Document 0001663968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Mount Vernon Securities Lending Trust See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001338268 Filed Document 0000897101-16-001800 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IFC HOLDINGS INC/FL See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
INVESTMENT CENTERS OF AMERICA INC See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,260,052 Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
SCIMORES ACADEMY LLC See All Filings	D	2016-01-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663471 Filed Document 0001663471-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-SHILOH/OFALLON, LP See All Filings	D/A	2016-01-20 00:00:00 UTC
Amount To Be Raised $4,926,923 Associated Brokers / Dealers Mark Van Mourick CIK Number 0001663673 Filed Document 0001663673-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity