Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICQ Opportunities Fund SR-B,L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664693 Filed Document 0001664693-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrow Creek Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-16-009521 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001107862 Filed Document 0000919574-16-009533 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRAINstorm Golf, Inc. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609532 Filed Document 0001609532-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Googooroo, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664679 Filed Document 0001664679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
QASymphony, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $8,141,449 Associated Brokers / Dealers N/A CIK Number 0001630631 Filed Document 0001630631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664730 Filed Document 0001140361-16-049040 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pure Recovery California, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001664627 Filed Document 0001664627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FL The Glenn, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001664649 Filed Document 0001664649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
3D Opportunity (US) Fund See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664756 Filed Document 0001664756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
210 W 70 REIT LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664579 Filed Document 0001664579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AURORA EQUITY PARTNERS V L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001664154 Filed Document 0001664154-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001437992 Filed Document 0000919574-16-009549 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $709,300 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-16-000421 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Iguazu Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001356998 Filed Document 0000919574-16-009537 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001607819 Filed Document 0000919574-16-009551 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
H4 Engineering Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001537868 Filed Document 0001537868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VINCULUM WINE FUND LTD See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001444061 Filed Document 0001444061-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt Fund LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $620,870,000 Associated Brokers / Dealers BFINANCE CANADA INC. CIK Number 0001597114 Filed Document 0001597114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $9,043,136 Associated Brokers / Dealers Sam Sheth and Kirk Penland CIK Number 0001135856 Filed Document 0001135856-16-000419 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aithon Partners LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627904 Filed Document 0001315863-16-001052 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brenham Capital Fund, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539381 Filed Document 0001539381-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MIMEDX GROUP, INC. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376339 Filed Document 0001376339-16-000112 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
SMAFF MICRO FILMS ONE L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001664195 Filed Document 0001664195-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solaris Capital Partners II, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597661 Filed Document 0001597661-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brightline Capital Partners, LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001334107 Filed Document 0000919574-16-009506 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
REIW Albuquerque Investments, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001664742 Filed Document 0001664742-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Brenham Capital Offshore Fund, Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598658 Filed Document 0001598658-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DENARO CAPITAL PARTNERS, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David M. Turbitt and Thomas R. Ruddy CIK Number 0001664178 Filed Document 0001664178-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Brandywine Classic Fund 2x, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664770 Filed Document 0001664770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iTutor.com Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664657 Filed Document 0001664657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CHATAQUA PARTNERS LLC See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161571 Filed Document 0000892712-16-001268 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
No Good Heroes LLC See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers None CIK Number 0001641306 Filed Document 0001641306-16-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
TRP Minerals LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001664199 Filed Document 0001553350-16-001489 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Amici Offshore, Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001169600 Filed Document 0000902664-16-004981 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
EARLY AUTUMN, INC. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $601,000 Associated Brokers / Dealers N/A CIK Number 0001649946 Filed Document 0001649946-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 55, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664750 Filed Document 0001664750-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bay Pond Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000936872 Filed Document 0000919574-16-009525 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Agency MBS Trust See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
DOUGLAS FALCON FUND, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593297 Filed Document 0001593297-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Somete Fund, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001490962 Filed Document 0001490962-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
San Marcos Student Living DST See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $24,321,998 Associated Brokers / Dealers Inland Securities Corporation and Steven D. Meahan CIK Number 0001664117 Filed Document 0001664117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Solovis, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664129 Filed Document 0001664129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tapp Commerce Australia Ltd See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Crossbow Investments LLC CIK Number 0001664574 Filed Document 0001664574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
L.E.W. CAPITAL PARTNERS, L.P See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632843 Filed Document 0001632843-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
SBCVC FUND V, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001627556 Filed Document 0001627556-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diana Project, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001664533 Filed Document 0001664533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Connor Group Debt Fund VIII, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Various CIK Number 0001664442 Filed Document 0001664442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AURORA ASSOCIATES V L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664153 Filed Document 0001664154-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wolf Creek Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001143494 Filed Document 0000919574-16-009543 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity