|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- Randall M. Duncan, Stephen B. Murchison, and Robert M. Randolph Jr.
- CIK Number
- 0001584875
- Filed Document
- 0001584875-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664840
- Filed Document
- 0001664840-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001664575
- Filed Document
- 0001664575-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $10,574,435
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581024
- Filed Document
- 0001581024-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665063
- Filed Document
- 0001665063-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659566
- Filed Document
- 0001659566-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416817
- Filed Document
- 0001416817-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664693
- Filed Document
- 0001664693-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416825
- Filed Document
- 0001416825-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663437
- Filed Document
- 0001663437-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653185
- Filed Document
- 0001653185-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435375
- Filed Document
- 0001615774-16-003983
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $1,207,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001390757
- Filed Document
- 0001390757-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL 154
See All Filings
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc
- CIK Number
- 0001656281
- Filed Document
- 0001656281-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664450
- Filed Document
- 0001664450-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664806
- Filed Document
- 0001664806-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663816
- Filed Document
- 0001663816-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001664681
- Filed Document
- 0001664681-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001664671
- Filed Document
- 0001664671-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-25 00:00:00 UTC |
- Amount To Be Raised
- $546,044,152
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663470
- Filed Document
- 0000895345-16-000335
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-24 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572498
- Filed Document
- 0001572498-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662657
- Filed Document
- 0000899797-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646694
- Filed Document
- 0001646694-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-23 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663157
- Filed Document
- 0001198912-16-000013
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-01-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A |
2016-01-22 21:09:08 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001661116
- Filed Document
- 0001065949-16-000331
- Accepted Date
- 2016-01-22 21:09:08 UTC
- Type of Offering
- 1-A
- Industry
- ELECTRIC SERVICES
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $205,944
- State of Jurisdiction
- CALIFORNIA
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A/A |
2016-01-22 20:30:54 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- (1)
- CIK Number
- 0001277998
- Filed Document
- 0001354488-16-005965
- Accepted Date
- 2016-01-22 20:30:54 UTC
- Type of Offering
- 1-A/A
- Industry
- CRUDE PETROLEUM & NATURAL GAS
- Offering Tier
- Tier2
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $272,624
- State of Jurisdiction
- NEVADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A |
2016-01-22 20:16:07 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652577
- Filed Document
- 0001652577-16-000021
- Accepted Date
- 2016-01-22 20:16:07 UTC
- Type of Offering
- 1-A
- Industry
- SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS
- Offering Tier
- Tier1
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $247,606
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A/A |
2016-01-22 17:10:34 UTC |
- Amount To Be Raised
- $480,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652452
- Filed Document
- 0001376474-16-000534
- Accepted Date
- 2016-01-22 17:10:34 UTC
- Type of Offering
- 1-A/A
- Industry
- MINING & QUARRYING OF NONMETALLIC MINERALS (NO FUELS)
- Offering Tier
- Tier2
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $0
- State of Jurisdiction
- ALBERTA, CANADA
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A |
2016-01-22 15:58:01 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652577
- Filed Document
- 0001652577-16-000020
- Accepted Date
- 2016-01-22 15:58:01 UTC
- Type of Offering
- 1-A
- Industry
- SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS
- Offering Tier
- Tier1
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $247,606
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A POS |
2016-01-22 14:59:47 UTC |
- Amount To Be Raised
- $243,493
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001062720
- Filed Document
- 0000939798-16-000101
- Accepted Date
- 2016-01-22 14:59:47 UTC
- Type of Offering
- 1-A POS
- Industry
- SERVICES-TO DWELLINGS & OTHER BUILDINGS
- Offering Tier
- Tier1
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $52,166
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A/A |
2016-01-22 14:19:44 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651699
- Filed Document
- 0001651699-16-000006
- Accepted Date
- 2016-01-22 14:19:44 UTC
- Type of Offering
- 1-A/A
- Industry
- TELEVISION BROADCASTING STATIONS
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $34,490
- State of Jurisdiction
- DELAWARE
- Type of Security
- Equity (common or preferred stock)
|
|
|
1-A/A |
2016-01-22 12:52:34 UTC |
- Amount To Be Raised
- $19,267,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650352
- Filed Document
- 0001650352-16-000011
- Accepted Date
- 2016-01-22 12:52:34 UTC
- Type of Offering
- 1-A/A
- Industry
- SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION
- Offering Tier
- Tier2
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $0
- State of Jurisdiction
- WYOMING
- Type of Security
- Equity (common or preferred stock)
|
|
|
D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663193
- Filed Document
- 0001198912-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001588162
- Filed Document
- 0000919574-16-009523
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Fundme Securities, LLC
- CIK Number
- 0001622434
- Filed Document
- 0001622434-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001016828
- Filed Document
- 0000899140-16-001199
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503311
- Filed Document
- 0001566114-16-000086
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001276265
- Filed Document
- 0000919574-16-009547
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $655,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664534
- Filed Document
- 0001664534-16-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576083
- Filed Document
- 0001566114-16-000081
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665003
- Filed Document
- 0001665003-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001143526
- Filed Document
- 0000919574-16-009561
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664298
- Filed Document
- 0001664298-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001300772
- Filed Document
- 0000899140-16-000970
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $5,090,512
- Associated Brokers / Dealers
- James Bosley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000417
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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|
|
D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A")
- CIK Number
- 0001170073
- Filed Document
- 0000899140-16-000968
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001624608
- Filed Document
- 0000919574-16-009559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001283365
- Filed Document
- 0000919574-16-009535
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- $7,279,174
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001376277
- Filed Document
- 0001376277-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-01-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598635
- Filed Document
- 0001598635-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|