Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Foto Visura, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655905 Filed Document 0001655905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
GCT SEMICONDUCTOR INC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $129,999,999 Associated Brokers / Dealers N/A CIK Number 0001421365 Filed Document 0001421365-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FactorChain Inc. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised $3,634,997 Associated Brokers / Dealers N/A CIK Number 0001650293 Filed Document 0001650293-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fabric Technologies, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001659178 Filed Document 0001659178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Engineered Propulsion Systems, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $2,104,600 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Advanced Precision Medicine, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001659686 Filed Document 0001659686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BuddyHOPP, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001619283 Filed Document 0001619283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAK-ro Capital Fund LP See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480091 Filed Document 0000919574-15-008491 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCOPUS PARTNERS II, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509750 Filed Document 0001012975-15-000817 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raven Rock Credit Fund, LP See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470970 Filed Document 0001470970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dawson CleanTech Opportunity Fund 2014 See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607695 Filed Document 0001144204-15-069119 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LOWER WACKER SMALL CAP INVESTMENT FUND LLC See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276687 Filed Document 0001276687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Alternative Strategies, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529252 Filed Document 0001315863-15-000956 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leopard Resources NL See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,315,600 Associated Brokers / Dealers N/A CIK Number 0001659834 Filed Document 0001635816-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN VALLEY MINES LTD See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001274599 Filed Document 0001062993-15-006595 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OCP SENIOR FLOATING INCOME PARTNERS, LP See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481834 Filed Document 0000919574-15-008489 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PGC Genesis II LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $724,417 Associated Brokers / Dealers Brian Sullivan CIK Number 0001658306 Filed Document 0001658306-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
A-CLB-19-Fund, a series of AX-PL-Funds, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $508,000 Associated Brokers / Dealers N/A CIK Number 0001659609 Filed Document 0001659609-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURCROWD (INVESTMENT IN VIEWBIX) L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $98,035 Associated Brokers / Dealers N/A CIK Number 0001580726 Filed Document 0001465818-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Hyperapptive, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001661417 Filed Document 0001661417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Aurora BBQ Investments Ltd See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $812,188 Associated Brokers / Dealers N/A CIK Number 0001626365 Filed Document 0001626365-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Black Slate ZD REIT 2015 Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659873 Filed Document 0001659873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Summit Fund, L.P. See All Filings	D/A	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Denise Spillane CIK Number 0001619157 Filed Document 0000897069-15-000541 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H/2 CP L.P. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659257 Filed Document 0000919574-15-008504 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Cherokee 389 Investments, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $1,401,400 Associated Brokers / Dealers N/A CIK Number 0001659813 Filed Document 0001659813-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Domeyard, LP See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659168 Filed Document 0001659168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAE Atlantic IV, Inc. See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659880 Filed Document 0001659880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DASA Properties, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001622515 Filed Document 0001622515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2015-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0000950172-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Covalis Capital Fund LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618100 Filed Document 0000902664-15-004412 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summer Haven Forney, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,180,000 Associated Brokers / Dealers N/A CIK Number 0001657928 Filed Document 0001657928-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
3D Matter Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $35,022 Associated Brokers / Dealers N/A CIK Number 0001659411 Filed Document 0001659411-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vidlet, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001659240 Filed Document 0001659240-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neurovia, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659474 Filed Document 0001659474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LabStyle Innovations Corp. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $399,999 Associated Brokers / Dealers N/A CIK Number 0001533998 Filed Document 0001144204-15-068999 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HAN Owatonna, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659460 Filed Document 0001659460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
MAJOR LEAGUE FOOTBALL INC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001308569 Filed Document 0001553350-15-001301 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Park Square Capital Partners III, LP See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001624273 Filed Document 0001624273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Hydration Labs, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001641816 Filed Document 0001641816-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Riptide IO Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001614854 Filed Document 0001614854-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Prima Temp, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,225,876 Associated Brokers / Dealers N/A CIK Number 0001494644 Filed Document 0001494644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Rowlett Medical Properties, LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001659594 Filed Document 0001659595-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PF3, LLC See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,653,000 Associated Brokers / Dealers N/A CIK Number 0001626981 Filed Document 0001626981-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ortho Kinematics, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001462951 Filed Document 0001462951-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ASC INVESTORS, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $14,395,000 Associated Brokers / Dealers N/A CIK Number 0001659963 Filed Document 0001405086-15-000305 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund II Ltd See All Filings	D/A	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414070 Filed Document 0001414070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enterprise Housing Partners CalGreen III Fund, L.P. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $81,650,100 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001659182 Filed Document 0001659182-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Furlocity, Inc. See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595349 Filed Document 0001595349-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Consist Capital LP See All Filings	D	2015-12-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659670 Filed Document 0001659670-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund