Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Glenview Auto Loan Fund LLC See All Filings	D	2016-05-23 12:33:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Latimer CIK Number 0001675089 Filed Document 0001675089-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-23 12:33:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Parker Monterey Venture, L.P. See All Filings	D	2016-05-23 12:32:41 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001675193 Filed Document 0001675193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:32:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mesa Biotech, Inc. See All Filings	D	2016-05-23 12:17:49 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675100 Filed Document 0001675100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:17:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
REAN Cloud LLC See All Filings	D	2016-05-23 12:11:50 UTC
Amount To Be Raised $10,550,000 Associated Brokers / Dealers N/A CIK Number 0001674749 Filed Document 0001674749-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:11:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dymon Asia Multi-Strategy (US) Fund See All Filings	D/A	2016-05-23 12:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608655 Filed Document 0001608655-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dymon Asia Multi-Strategy Fund See All Filings	D/A	2016-05-23 12:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608697 Filed Document 0001608697-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 12:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C2M ED Fund I, L.P. See All Filings	D/A	2016-05-23 11:55:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Wealthforge, LLC CIK Number 0001661775 Filed Document 0001661775-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-23 11:55:44 UTC Type of Offering D/A Industry Investing Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
KKR Real Estate Partners Europe L.P. See All Filings	D/A	2016-05-23 11:55:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cyngus Investment Partners LP, Wilmington Trust, National Association, Wilmington Trust Company, and Manufacturers and Traders Trust Company CIK Number 0001649792 Filed Document 0001649792-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:55:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winton Evolution Fund See All Filings	D/A	2016-05-23 11:53:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588105 Filed Document 0000943663-16-000394 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:53:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prostar Asia-Pacific Energy Infrastructure Fund L.P. See All Filings	D/A	2016-05-23 11:52:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001636288 Filed Document 0001636288-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:52:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2016-05-23 11:50:11 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:50:11 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alphaquest Original Ltd See All Filings	D/A	2016-05-23 11:49:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579286 Filed Document 0001579286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:49:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Serengeti Opportunities Ltd See All Filings	D/A	2016-05-23 11:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413335 Filed Document 0000902664-16-007188 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:49:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Lycaon Partners LP See All Filings	D/A	2016-05-23 11:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486012 Filed Document 0000902664-16-007187 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serengeti Opportunities Partners LP See All Filings	D/A	2016-05-23 11:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413334 Filed Document 0000902664-16-007186 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:47:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WINTON FUTURES FUND LTD See All Filings	D/A	2016-05-23 11:47:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, LLC CIK Number 0001388465 Filed Document 0000943663-16-000393 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:47:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Lycaon Overseas Ltd See All Filings	D/A	2016-05-23 11:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486013 Filed Document 0000902664-16-007185 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAC Flamingo LV, LLC See All Filings	D	2016-05-23 11:38:52 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001675047 Filed Document 0001675047-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:38:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hill Path Capital Co-Investment Partners LP See All Filings	D/A	2016-05-23 11:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661913 Filed Document 0001315863-16-001500 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:34:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alphaquest Original LLC See All Filings	D/A	2016-05-23 11:33:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579282 Filed Document 0001579282-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AESION HOSPITALITY CAROLINAS, LLC See All Filings	D	2016-05-23 11:33:16 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001675209 Filed Document 0001405086-16-000515 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hill Path Capital Partners LP See All Filings	D/A	2016-05-23 11:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661914 Filed Document 0001315863-16-001499 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:33:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RevvPay, Inc. See All Filings	D	2016-05-23 11:19:01 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001675218 Filed Document 0001675218-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:19:01 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Anson Investments Offshore Fund, Ltd. See All Filings	D/A	2016-05-23 11:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491068 Filed Document 0001315863-16-001498 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments LP See All Filings	D/A	2016-05-23 11:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491071 Filed Document 0001315863-16-001497 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SMARTPHONE ELEVEN PATENT JOINT VENTURE LLC See All Filings	D	2016-05-23 11:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673450 Filed Document 0001376474-16-000744 Exclusions or Exemptions 506c Accepted Date 2016-05-23 11:15:31 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments Offshore Fund, Ltd. See All Filings	D/A	2016-05-23 11:13:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491068 Filed Document 0001315863-16-001496 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:13:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Catalyst Fund, Ltd. See All Filings	D/A	2016-05-23 11:10:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577587 Filed Document 0001315863-16-001495 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:10:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Life Science Pharmaceuticals, Inc. See All Filings	D	2016-05-23 11:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672656 Filed Document 0001672656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 11:08:41 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Send A Sitter Now, LLC See All Filings	D	2016-05-23 10:51:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Send A Sitter Now, LLC CIK Number 0001674653 Filed Document 0001674653-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-23 10:51:50 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Phoenix Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2016-05-23 10:51:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551494 Filed Document 0001551494-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:51:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Hedge Fund Investors SPC See All Filings	D/A	2016-05-23 10:38:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001398173 Filed Document 0001398173-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:38:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRAMAR LABS, INC. See All Filings	D/A	2016-05-23 10:38:43 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001429349 Filed Document 0001429349-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:38:43 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LongPoint Minerals, LLC See All Filings	D	2016-05-23 10:35:08 UTC
Amount To Be Raised $525,400,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001674902 Filed Document 0001674902-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:35:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Global Multi-Asset Fund, LLC See All Filings	D/A	2016-05-23 10:32:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376390 Filed Document 0001376390-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:32:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LongPoint Holdings, LLC See All Filings	D	2016-05-23 10:27:47 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001674904 Filed Document 0001674904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:27:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Domestic Hedge Fund Investors, LLC See All Filings	D/A	2016-05-23 10:27:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426906 Filed Document 0001426906-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:27:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Active Long Corporate Investment Portfolio, a series of Mercer Group Trust See All Filings	D/A	2016-05-23 10:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526735 Filed Document 0001526735-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:22:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP Holding CO See All Filings	D	2016-05-23 10:21:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hilliard Lyons Investment Banking CIK Number 0001361025 Filed Document 0001375551-16-000054 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:21:26 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
DCP Holding CO See All Filings	D	2016-05-23 10:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hilliard Lyons Investment Banking CIK Number 0001361025 Filed Document 0001375551-16-000053 Exclusions or Exemptions 506b Accepted Date 2016-05-23 10:01:47 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RRCM Royalty & Mineral Fund, LP See All Filings	D	2016-05-23 09:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670635 Filed Document 0001670635-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-23 09:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRE Retail Fund II, L.P. See All Filings	D/A	2016-05-23 09:40:28 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Davenport & Company LLC, Frontier Solutions, LLC, Richard A. Rhoads, and Jeff Beck CIK Number 0001669978 Filed Document 0001669978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-23 09:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Managed Futures Offshore Trust See All Filings	D	2016-05-23 09:34:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674763 Filed Document 0001674763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 09:34:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Capital Partners 4Moms II LLC See All Filings	D	2016-05-23 09:28:16 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001668115 Filed Document 0000906318-16-000113 Exclusions or Exemptions 506b Accepted Date 2016-05-23 09:28:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crelow LLC See All Filings	D	2016-05-23 09:25:44 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001600898 Filed Document 0001362118-16-000046 Exclusions or Exemptions 506b Accepted Date 2016-05-23 09:25:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
ICHOR VASCULAR, INC. See All Filings	D	2016-05-23 08:41:54 UTC
Amount To Be Raised $202,499 Associated Brokers / Dealers N/A CIK Number 0001673253 Filed Document 0001362118-16-000045 Exclusions or Exemptions 506b Accepted Date 2016-05-23 08:41:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NeuExCell Therapeutics Inc. See All Filings	D	2016-05-23 07:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674966 Filed Document 0001674966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-23 07:51:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Appliqate Inc See All Filings	1-A POS	2016-05-20 21:59:19 UTC
Amount To Be Raised $0 Associated Brokers / Dealers (1) CIK Number 0001669778 Filed Document 0001493152-16-010164 Accepted Date 2016-05-20 21:59:19 UTC Type of Offering 1-A POS Industry SERVICES-ADVERTISING AGENCIES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $176 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Naugles Corp. See All Filings	D/A	2016-05-20 21:12:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001663943 Filed Document 0001663943-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-20 21:12:48 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MCC Mining Corp See All Filings	D	2016-05-20 19:59:50 UTC
Amount To Be Raised $7,200,000 Associated Brokers / Dealers N/A CIK Number 0001675165 Filed Document 0001675165-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 19:59:50 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity