Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Leach Road East, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,624,719 Associated Brokers / Dealers Sequence Financial Specialists, LLC CIK Number 0001659386 Filed Document 0001659386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Philip Moshier CIK Number 0001633523 Filed Document 0001633523-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Amy Oviedo CIK Number 0001633523 Filed Document 0001633523-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
EdgeMakers, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,050,386 Associated Brokers / Dealers N/A CIK Number 0001580119 Filed Document 0001580119-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DSF Multi-Family Real Estate Fund III, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659491 Filed Document 0001659491-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Freedom 3 Investments II, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001648433 Filed Document 0001648433-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nuka Enterprises, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660101 Filed Document 0001660101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
East Bridge Capital Onshore Fund, LP See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534830 Filed Document 0001534830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
618 Bush Street Property, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660100 Filed Document 0001660100-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-15-004444 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonehenge Capital Fund Utah I, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $8,842,000 Associated Brokers / Dealers none CIK Number 0001659901 Filed Document 0001659901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Southport Office Eb-5, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $123,000,000 Associated Brokers / Dealers N/A CIK Number 0001659688 Filed Document 0001659688-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Haddon Hall REIT, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001659932 Filed Document 0001659932-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Arbor Park, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $3,790,180 Associated Brokers / Dealers N/A CIK Number 0001660065 Filed Document 0001660065-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers Steven Russell, William Barry, Kelly Milligan, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000319 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $14,517,543 Associated Brokers / Dealers Scott Holton, William Holton, and Richard Devita CIK Number 0001135856 Filed Document 0001135856-15-000321 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trufa Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $10,066 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Triple Gate Partners, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660145 Filed Document 0001660145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Delaware Management Holdings, Inc. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000921739 Filed Document 0001307942-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyrcadia Inc See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001557418 Filed Document 0001214659-15-008207 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Blackstone Real Estate CMBS Fund L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001463385 Filed Document 0001463385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT REALTY TRUST, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001634006 Filed Document 0001634006-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Park Ainslie LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001659389 Filed Document 0001659389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
RP 33 Ninth REIT, L.L.C. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001660099 Filed Document 0001660099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BFY Acquisition Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656601 Filed Document 0000895345-15-000306 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benton INV, LLC See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001659996 Filed Document 0001659996-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Crow Holdings Realty Partners VII-A, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001659776 Filed Document 0001659776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AperiSys, Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $20,700,000 Associated Brokers / Dealers N/A CIK Number 0001658374 Filed Document 0001658374-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
JDCPHOSPHATE, INC. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised $4,786,035 Associated Brokers / Dealers N/A CIK Number 0001544512 Filed Document 0001544512-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Around The World Ltd Liability Co See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $7,250,000 Associated Brokers / Dealers N/A CIK Number 0001659768 Filed Document 0001659768-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Centre Capital Investors VI, L.P. See All Filings	D/A	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sixpoint Partners LLC CIK Number 0001593319 Filed Document 0001593319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Archway Commodities Ltd. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New Market Analytics CIK Number 0001653744 Filed Document 0001486944-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CommercialTribe Inc. See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $5,999,998 Associated Brokers / Dealers N/A CIK Number 0001607576 Filed Document 0001607576-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Tom Snow CIK Number 0001633523 Filed Document 0001633523-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Terry Cross CIK Number 0001633523 Filed Document 0001633523-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
DSF Multi-Family Real Estate Fund III-A, LP See All Filings	D	2015-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659492 Filed Document 0001659491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MED-X, INC. See All Filings	1-A POS	2015-12-03 21:38:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001620704 Filed Document 0001477932-15-007483 Accepted Date 2015-12-03 21:38:24 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Ramius IDF Master Fund LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505289 Filed Document 0000926877-15-000348 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
LEE Fund Ltd See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559240 Filed Document 0000919574-15-008508 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $803,667 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001506114-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K India Opportunities Fund Ltd See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628225 Filed Document 0001628225-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symic Holdings, LLC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $25,399,988 Associated Brokers / Dealers N/A CIK Number 0001626358 Filed Document 0001626358-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Go Elevator, Inc. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001659567 Filed Document 0001168404-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SMALL BOX ENERGY, INC. See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised $2,000,440 Associated Brokers / Dealers N/A CIK Number 0001660163 Filed Document 0001660163-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SLCKET INC See All Filings	D	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660015 Filed Document 0001660015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised $20,115,141 Associated Brokers / Dealers Richard Devita, Jr., Scott Holton, and Patrick Dicerbo CIK Number 0001135856 Filed Document 0001135856-15-000313 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Zinn Fund LLLP See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467360 Filed Document 0000897069-15-000542 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Coachman Energy VII Offshore Feeder Fund, Ltd. See All Filings	D/A	2015-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001630891 Filed Document 0001630891-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund