|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321086
- Filed Document
- 0001321086-15-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $3,749,651
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659875
- Filed Document
- 0001659875-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Indian Small-Cap Equity Fund
See All Filings
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603131
- Filed Document
- 0001603131-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Corporate Debt Fund
See All Filings
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582482
- Filed Document
- 0001582482-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660692
- Filed Document
- 0001140361-15-044327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659532
- Filed Document
- 0001659532-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459638
- Filed Document
- 0000902664-15-004485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $8,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381289
- Filed Document
- 0001381289-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- WFG Investments, Inc. and Deutsche Bank Securities, Inc.
- CIK Number
- 0001558219
- Filed Document
- 0001558219-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $6,033,010
- Associated Brokers / Dealers
- Jeffrey Micklege, Michael Kozemchak, Paul Stephens, and Stanley Eckert
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000348
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626603
- Filed Document
- 0001626603-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $12,835,947
- Associated Brokers / Dealers
- Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, and Leslie A. Cannon
- CIK Number
- 0001656719
- Filed Document
- 0001656719-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- WFG Investments, Inc., APT Healthcare Capital, and Deutsche Bank Securities, Inc.
- CIK Number
- 0001546558
- Filed Document
- 0001546558-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413961
- Filed Document
- 0001413961-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $20,474,858
- Associated Brokers / Dealers
- Michael Moorhead and Jason Burlie
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000343
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660775
- Filed Document
- 0001660775-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656035
- Filed Document
- 0001656035-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655233
- Filed Document
- 0001655233-15-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001651994
- Filed Document
- 0001651994-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000944100
- Filed Document
- 0000919574-15-008672
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627628
- Filed Document
- 0001627628-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460407
- Filed Document
- 0001140361-15-044439
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589693
- Filed Document
- 0001589693-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660706
- Filed Document
- 0001660706-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NORTHERN TRUST SECURITIES, INC.
- CIK Number
- 0001660387
- Filed Document
- 0001660387-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443590
- Filed Document
- 0001443588-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627515
- Filed Document
- 0001627515-15-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590888
- Filed Document
- 0000945621-15-000326
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $10,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660050
- Filed Document
- 0001660050-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-15-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532236
- Filed Document
- 0000945621-15-000321
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540529
- Filed Document
- 0001540529-15-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454204
- Filed Document
- 0001454204-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $24,202,179
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001592977
- Filed Document
- 0001592977-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656519
- Filed Document
- 0001144204-15-070633
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545403
- Filed Document
- 0001545403-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund
See All Filings
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001593293
- Filed Document
- 0001593293-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660667
- Filed Document
- 0001660667-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459715
- Filed Document
- 0000902664-15-004484
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $10,118,614
- Associated Brokers / Dealers
- Michael Shannon, Sam Sheth, and Kevin Wernick
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000347
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $21,600,000
- Associated Brokers / Dealers
- Jim Cheney and Donald Friedman
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000342
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $2,250,000,000
- Associated Brokers / Dealers
- MERCURY CAPITAL ADVISORS, LLC, ZHE ZHANG, and SABERTIA CAPITAL PARTNERS, S.L.
- CIK Number
- 0001660725
- Filed Document
- 0001660732-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001389653
- Filed Document
- 0000919574-15-008657
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Local Currency Bond Fund
See All Filings
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582481
- Filed Document
- 0001582481-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Global Small-Cap Equity Fund
See All Filings
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001582462
- Filed Document
- 0001582462-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001659368
- Filed Document
- 0001659368-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- WFG Investments, Inc., APT Healthcare Capital, and Deutsche Bank Securities, Inc.
- CIK Number
- 0001545280
- Filed Document
- 0001558219-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451820
- Filed Document
- 0000902664-15-004491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001478810
- Filed Document
- 0001140361-15-044279
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-11 00:00:00 UTC |
- Amount To Be Raised
- $1,140,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660712
- Filed Document
- 0001660712-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-11 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|