Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Duet Global Endowment Fund See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660475 Filed Document 0000919574-15-008680 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Business Rockstars LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,919,139 Associated Brokers / Dealers N/A CIK Number 0001660687 Filed Document 0001140361-16-047663 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCRDCLUB Corp See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001532127 Filed Document 0001532127-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Moon Value Fund I, LLC See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Moon Capital Management LLC CIK Number 0001594330 Filed Document 0001594330-15-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Granite Holdings, Inc. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638375 Filed Document 0001140361-15-044718 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,477,238 Associated Brokers / Dealers Brent Kinetz CIK Number 0001135856 Filed Document 0001135856-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932058 Filed Document 0000932058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
FI Navigator Corp See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Totem Point Partners, LP See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583564 Filed Document 0000919574-15-008684 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $11,370,204 Associated Brokers / Dealers Michael Shannon, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-15-000350 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NB Diversified Arbitrage Fund II L.P. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001323454 Filed Document 0000902664-15-004512 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shopper Radar, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658790 Filed Document 0001658790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
T4V3, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $12,020,000 Associated Brokers / Dealers N/A CIK Number 0001661200 Filed Document 0001661200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THOSE ANIMALS, INC. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001638976 Filed Document 0001638976-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Matrix Genetics, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001660263 Filed Document 0001660263-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Elite Aviation Products, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001621084 Filed Document 0001019687-15-004496 Exclusions or Exemptions 506c Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOSV III LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001660871 Filed Document 0001660871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bankers Title of East Tennessee LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $28,275 Associated Brokers / Dealers N/A CIK Number 0001376333 Filed Document 0001376333-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
New Orleans Redevelopment Fund 2 LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0001660466 Filed Document 0001660466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
OURCROWD (INVESTMENT IN CONSUMER PHYSICS) L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,892,984 Associated Brokers / Dealers N/A CIK Number 0001580772 Filed Document 0001465818-15-000057 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Manatee Minerals Group LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,891,766 Associated Brokers / Dealers N/A CIK Number 0001660094 Filed Document 0001660094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Memento Mori, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001660298 Filed Document 0001660298-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Hound Labs, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $5,096,695 Associated Brokers / Dealers N/A CIK Number 0001661147 Filed Document 0001661147-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bernoulli Enterprise, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,937,625 Associated Brokers / Dealers N/A CIK Number 0001660934 Filed Document 0001660934-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bench Accounting, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001560927 Filed Document 0001560927-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Real Estate Debt Fund Inc. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590906 Filed Document 0000943663-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AJO International Small-Cap Fund, Ltd. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648883 Filed Document 0001648883-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q Neutral Alpha Strategies Ltd See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG New York Branch CIK Number 0001276988 Filed Document 0001276988-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Joberate Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001630105 Filed Document 0001630105-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Michael Carter CIK Number 0001633523 Filed Document 0001633523-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Jintronix, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001559319 Filed Document 0001559319-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Drilling Program IX LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Maurice Naylon III CIK Number 0001633523 Filed Document 0001633523-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Abuyo, Inc. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001535287 Filed Document 0001079973-15-000717 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenville CCM MOB, LP See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001660978 Filed Document 0001660978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Partners II, L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001660791 Filed Document 0001660791-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ajax Fund, L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118825 Filed Document 0001118825-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Marathon-London New Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $10,270,498 Associated Brokers / Dealers Neal Slafsky CIK Number 0001135856 Filed Document 0001135856-15-000354 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FundersClub KD6 LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $473,300 Associated Brokers / Dealers N/A CIK Number 0001659888 Filed Document 0001659888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NB Diversified Arbitrage Fund L.P. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001216245 Filed Document 0000902664-15-004509 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Diversified Arbitrage Pension Fund Ltd. See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Kelson Capital LLC, Credit Suisse Securities (USA) LLC, and Neuberger Berman LLC CIK Number 0001460028 Filed Document 0000902664-15-004511 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUSHCAP GROUP INC See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660189 Filed Document 0001660189-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Active Owners Fund LP See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506732 Filed Document 0001019056-15-000948 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIOX Corp See All Filings	D/A	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Consumer Physics III) L.P. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $1,892,984 Associated Brokers / Dealers N/A CIK Number 0001609773 Filed Document 0001465818-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Long Island Iced Tea Corp. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities Inc. CIK Number 0001629261 Filed Document 0001094891-15-000359 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Fund LP - MW Helium (US) Fund See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660736 Filed Document 0000902664-15-004504 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReMaterials, Inc. See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001657313 Filed Document 0001651736-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEP Lithonia MOB, LLC See All Filings	D	2015-12-14 00:00:00 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001660715 Filed Document 0001660715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity