Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PIXVANA, INC. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001660897 Filed Document 0001660897-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Agamemnon Fund Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596451 Filed Document 0001596451-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GP & GM Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511567 Filed Document 0001511567-16-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MANAGED FUTURES LLC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001445504 Filed Document 0000899140-15-000896 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TARA Biosystems, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001660778 Filed Document 0001660778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001165559-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunshine Bancorp, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,180,000 Associated Brokers / Dealers Raymond James CIK Number 0001599891 Filed Document 0000897069-15-000552 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Seismic, LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660962 Filed Document 0001660962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Macro MA 1 LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534514 Filed Document 0000950172-15-000116 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hancock Jaffe Laboratories, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001661053 Filed Document 0001661053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOUR OAKS FINCORP INC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001040799 Filed Document 0001040799-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $17,291,044 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000360 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
COMM-N-SENSE CORP. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001599608 Filed Document 0001599608-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
OurCrowd (Investment in Varigate - II) LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $383,315 Associated Brokers / Dealers N/A CIK Number 0001661173 Filed Document 0001465818-15-000059 Exclusions or Exemptions 506c Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
WF Asia Offshore Fund Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627973 Filed Document 0001627973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seismic Value Partners 1, LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660965 Filed Document 0001660965-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Textio, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001627902 Filed Document 0001627902-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Martcom Industries, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646849 Filed Document 0001646849-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
REPDRIVE, INC. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $3,599,999 Associated Brokers / Dealers N/A CIK Number 0001615087 Filed Document 0001615087-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 177, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001660474 Filed Document 0001660380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Passport Global Long Short Offshore Fund Ltd. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496844 Filed Document 0001470619-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carmel Partners Investment Fund VI, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660881 Filed Document 0001660881-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NAUTIC PARTNERS VIII-A, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers MERCURY CAPITAL ADVISORS, LLC CIK Number 0001660961 Filed Document 0001660960-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Lauren James Enterprises, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001660944 Filed Document 0001660944-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OurHarvest LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001657081 Filed Document 0001144204-15-071350 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Articles of Style LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001654659 Filed Document 0001654659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Eved LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $14,359,158 Associated Brokers / Dealers N/A CIK Number 0001538490 Filed Document 0000897069-15-000557 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Colorado Resources Ltd. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $453,281 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001519424 Filed Document 0001140361-15-044759 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Bryn & Danes Global, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001660982 Filed Document 0001660982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Adama Materials, Inc. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $849,612 Associated Brokers / Dealers N/A CIK Number 0001584333 Filed Document 0001584333-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CVERGENX, INC. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001489582 Filed Document 0001489582-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Marathon UCITS Funds - European Equity Fund See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MVP 1, LP See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660964 Filed Document 0001660964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon UCITS Funds - Japan Equity Fund See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BuddyHOPP, Inc. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001619283 Filed Document 0001619283-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oaktree Emerging Markets Absolute Return (Cayman) Fund, Ltd. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001076312 Filed Document 0001076312-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Master Portfolio (C), Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498621 Filed Document 0001498621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graticule Asia Macro MA 1 Ltd See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534516 Filed Document 0000950172-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZenRez Corp See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001659785 Filed Document 0001659785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Fresh Foods, PBC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001660945 Filed Document 0001660945-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Ironwood Funding V LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001660208 Filed Document 0001660208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Iguazu Investors (Cayman), SPC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001536914 Filed Document 0000919574-15-008698 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Total Energy Partners 2016 Fund See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001661126 Filed Document 0001661126-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Hudson 1455 Market Street, LLC See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001660217 Filed Document 0001140361-15-044525 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Related Real Estate Fund II (Feeder), L.P. See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $234,586,421 Associated Brokers / Dealers N/A CIK Number 0001629478 Filed Document 0001629478-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crossroads Partners, LP See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590891 Filed Document 0001590891-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KiwiTech LLC See All Filings	D/A	2015-12-15 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Stout Causey Capital Corporation CIK Number 0001526155 Filed Document 0001526155-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PA MAC Fund, L.P. See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661106 Filed Document 0000902664-15-004519 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 137 See All Filings	D	2015-12-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lombard International Distribution Company CIK Number 0001661047 Filed Document 0001661047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund