Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nano Precision Medical, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND IV, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001659180 Filed Document 0001659177-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Devonshire REIT II, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $140,000,000 Associated Brokers / Dealers N/A CIK Number 0001666091 Filed Document 0001666091-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
E2 Performance Technologies, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001666217 Filed Document 0001553350-16-001533 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Accelerated Equity LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $26,250 Associated Brokers / Dealers N/A CIK Number 0001666119 Filed Document 0001666119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blackstone Core Equity Partners - K L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664449 Filed Document 0001664449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEVR, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001545520 Filed Document 0001545520-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Market Impact Fund I, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001665991 Filed Document 0001665991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyrrho Global Event Driven Fund, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Aldwych Securities LLC CIK Number 0001552060 Filed Document 0001315863-16-001107 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,566,680,152 Associated Brokers / Dealers William Lynch and Donald Tippett CIK Number 0001135856 Filed Document 0001135856-16-000427 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PharmaCielo Ltd. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $3,322,500 Associated Brokers / Dealers N/A CIK Number 0001641777 Filed Document 0001432453-16-000105 Exclusions or Exemptions 506c Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE CAPITAL PARTNERS LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001217018 Filed Document 0001217018-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant ELS Fund LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514735 Filed Document 0000919574-16-009850 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE CAPITAL QUALIFIED PARTNERS LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169423 Filed Document 0001169423-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAC HORIZON EP, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666068 Filed Document 0001666068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GAP COINVESTMENTS IV, LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282372 Filed Document 0000950142-16-002983 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001661911 Filed Document 0001661911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Finance Manager LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663290 Filed Document 0001663290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 93, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567885 Filed Document 0000950142-16-002976 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEZU MASTER STRATEGY FEEDER LTD. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665001 Filed Document 0000919574-16-009848 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Carmell Therapeutics Corp See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Saba E Fund LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622388 Filed Document 0000902664-16-005238 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Trust Feeder L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663289 Filed Document 0001663289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
C26 Small, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664197 Filed Document 0001664197-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Stocks Limited Partnership See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED, BARBARA L. JUSTIZ, and MARK D. PRESTON CIK Number 0001338955 Filed Document 0000919574-16-009831 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Beatshare, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001665994 Filed Document 0001665994-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Palm Global Small Cap Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598695 Filed Document 0001315863-16-001102 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AQR Enhanced Style Premia Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590479 Filed Document 0001590479-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital Leveraged Partners, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525804 Filed Document 0000902664-16-005240 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYRA LABS, INC. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,199,999 Associated Brokers / Dealers N/A CIK Number 0001665760 Filed Document 0001665760-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clearlake Opportunities Partners (E-C) Offshore, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001665936 Filed Document 0000950142-16-002969 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLAND CAPITAL MANAGEMENT, L.P. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Clark, Brian Clark, Gary Clark, Skinner Family LLC, Steve Walker, Hydra Management LLC, Wally Stenhouse, Josh Scheinfeld, Dan Drennan, Spencer Edwards, Inc., Hedge Harbor Inc., Mid Atlantic Capital Corporation, and Hedgeco Securities, LLC CIK Number 0001107729 Filed Document 0001107729-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESPBP Intermediate Holdings LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606131 Filed Document 0000895345-16-000345 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND IV, LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001659177 Filed Document 0001659177-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
WellWell LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001666081 Filed Document 0001666081-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Fanzee, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001666056 Filed Document 0001666056-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Accelerated Equity LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $50,250 Associated Brokers / Dealers N/A CIK Number 0001666119 Filed Document 0001666119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
215 West Lake Street Investments, LLC See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001666064 Filed Document 0001666064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BALTIA AIR LINES INC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers BALTIA AIR LINES INC CIK Number 0000869187 Filed Document 0001165195-16-000051 Exclusions or Exemptions 506c Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Airlines and Airports Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
SILVERBACK ARBITRAGE FUND LTD. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001469490 Filed Document 0000919574-16-009835 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, Ltd. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352712 Filed Document 0000919574-16-009861 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pennant Windward Fund, L.P. See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352711 Filed Document 0000919574-16-009859 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LinguaFlex, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $7,015,505 Associated Brokers / Dealers N/A CIK Number 0001479493 Filed Document 0001479493-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VINCI VERNIER PARTNERS, LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599139 Filed Document 0000919574-16-009842 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRAMTIDEN LP See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077901 Filed Document 0001077901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Testimonial Tree, Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001664390 Filed Document 0001664390-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (F), LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665899 Filed Document 0001665899-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Finance Trust Inc. See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631596 Filed Document 0001631596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Small Buyout Opportunities Fund III (T), LP See All Filings	D	2016-02-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon CIK Number 0001665900 Filed Document 0001665900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPS CAPITAL FUND LLC See All Filings	D/A	2016-02-05 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001158568 Filed Document 0001158568-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity