Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Four Pines Fund, LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661148 Filed Document 0001661148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEVEL FUNDED HEALTH PARTNERS, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001661208 Filed Document 0001661208-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-SZF-13-Fund, a series of AngelList-NewRes-Funds, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $355,000 Associated Brokers / Dealers N/A CIK Number 0001661084 Filed Document 0001661084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inprentus, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001575485 Filed Document 0001575485-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Thomas J. Kieffer CIK Number 0001633523 Filed Document 0001633523-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Blue River Technology Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $17,110,994 Associated Brokers / Dealers N/A CIK Number 0001561911 Filed Document 0001168404-15-000031 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Credit Fund LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659006 Filed Document 0001659006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bibbentuckers LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001406547 Filed Document 0001406547-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-YCK-17-Fund, a series of AngelList-ArPa-Funds, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $315,500 Associated Brokers / Dealers N/A CIK Number 0001659656 Filed Document 0001659656-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanders Capital All Asset Value Fund, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509854 Filed Document 0001264128-16-000050 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Oconomowoc Bancshares, Inc. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Ambassador Financial Group CIK Number 0001656126 Filed Document 0001656126-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Iron Compass Partners, LP See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593128 Filed Document 0001593128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GeoVisible, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001660727 Filed Document 0001660727-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fuller Private Equity Fund, LP See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626445 Filed Document 0001140361-15-044762 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $104,477 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-15-000541 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
STAG Industrial Operating Partnership, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001519642 Filed Document 0001519642-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SG Sugarloaf Partners, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Allen, Mooney & Barnes Investment Advisors CIK Number 0001655776 Filed Document 0001655776-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Performance Footwear Investments, LLC See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001627384 Filed Document 0001627384-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SALISBURY BANCORP INC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001060219 Filed Document 0001554795-15-000491 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
TWO RIVER BANCORP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001343034 Filed Document 0001437749-15-022352 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Proathlete Media, Inc. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001651084 Filed Document 0001477932-15-007668 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Ribon Therapeutics, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001660410 Filed Document 0001140361-15-044818 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 24 See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $144,992 Associated Brokers / Dealers Shriram Bhashyan CIK Number 0001660439 Filed Document 0001660439-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concord Resources Ltd See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660801 Filed Document 0001315863-15-000978 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Breaking Through Developmental LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001661474 Filed Document 0001661474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Robinson Ranch CO Retail Center, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001661131 Filed Document 0001661131-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KKR European Fund IV L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities LLC, UBS Financial Services Inc., Noah Holdings (Hong Kong) Limited, Cygnus Investments Partners, Dakota Funds Group, LLC, and Grand Fund Investment Group, LLC CIK Number 0001627962 Filed Document 0001627962-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
B12 TRANSPORTATION GROUP, LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661395 Filed Document 0001140361-15-045051 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Apollo U.S. Real Estate Partners II (TE) L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660924 Filed Document 0000950142-15-002625 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
YNOFACE HOLDINGS INC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VStock Transfer LLC CIK Number 0001661238 Filed Document 0001661238-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BFY Acquisition Inc. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656601 Filed Document 0000895345-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001577558-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Richard Flood CIK Number 0001633523 Filed Document 0001633523-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Strategic Partners II Co-Invest, L.P., P Series See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660886 Filed Document 0001660886-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACG Coinvestment L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001660889 Filed Document 0001660889-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANYONE HOME INC. See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $3,210,296 Associated Brokers / Dealers N/A CIK Number 0001618484 Filed Document 0001618484-16-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Real Estate Fund II, LLC See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $92,045,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-15-004563 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RBW Ventures I LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001657586 Filed Document 0001657586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Opportunity Income Plus LP See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581172 Filed Document 0001581172-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund of Scientific Strategies, LP See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661716 Filed Document 0001661716-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-15-000365 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strong Suit Clothing LLC See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626073 Filed Document 0001626073-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
TenantBase, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660214 Filed Document 0001660214-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spective, Inc. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661179 Filed Document 0001661179-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southvest Fund VII, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001660786 Filed Document 0001660786-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gamut Investment Fund I, L.P. See All Filings	D	2015-12-16 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001660444 Filed Document 0001660444-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund