Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baring Investment Series, LLC - Baring Focused EAFE Equity Fund See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576352 Filed Document 0001443715-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEILLER VALUE FUND LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297389 Filed Document 0001297389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MR49 Investments LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665353 Filed Document 0001665353-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Homie, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654436 Filed Document 0001654436-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Preva, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001666416 Filed Document 0001666416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NewCold USA, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666280 Filed Document 0001666280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Seacliff Capital Fund II, LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665206 Filed Document 0001665206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMBLETONIAN PARTNERS L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-16-009896 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Venture XII, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $329,000,000 Associated Brokers / Dealers N/A CIK Number 0001664348 Filed Document 0001664348-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Teza Fund IV LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664419 Filed Document 0001664419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RVUE HOLDINGS, INC. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,476,100 Associated Brokers / Dealers N/A CIK Number 0001455206 Filed Document 0001078782-16-002293 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Westridge Commerce Center, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666321 Filed Document 0001666280-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Portfolio Funding I, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001666272 Filed Document 0001666272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Mast Admiral Fund, Ltd. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591247 Filed Document 0001315863-16-001116 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERNMATCH, INC. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001467518 Filed Document 0001467518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Brooklyn Bridge Ventures Fund II, LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001666221 Filed Document 0001666221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bit Fry Game Studios, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001666345 Filed Document 0001666345-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Agility Comprehensive Solutions Feeder Fund LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666246 Filed Document 0000902664-16-006063 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parmenter Realty Fund V, L.P. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630193 Filed Document 0001630193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Carlisle Trade Center 44, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001666332 Filed Document 0001666280-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MetaBrite Inc. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
AQR GRP EL 20 Offshore Fund Ltd. See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551448 Filed Document 0001626305-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thornburg International Equity Fund (Q.P.) LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marwood Group CIK Number 0001369392 Filed Document 0001140361-16-050828 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North End Phase IV LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $10,180,000 Associated Brokers / Dealers N/A CIK Number 0001653766 Filed Document 0000897069-16-000676 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Thornburg Partners Fund LP See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001421710 Filed Document 0001140361-16-050753 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPG Equity VII, L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666133 Filed Document 0001666133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Adi Long Short Equity Fund II LP See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665865 Filed Document 0000919574-16-010002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chillbox California Corp. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666396 Filed Document 0001666396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Beach Point Access LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460049 Filed Document 0001460049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group of California, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001521597 Filed Document 0001521597-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
RD Legal Finance, LLC See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised $411,744 Associated Brokers / Dealers N/A CIK Number 0001660985 Filed Document 0001660985-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Wahlburgers Boston Developer Co LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001666247 Filed Document 0001666247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
HarbourVest Real Assets III Feeder Fund L.P. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666668 Filed Document 0001666668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SREOF II REIT, LLC See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $121,000 Associated Brokers / Dealers FIRST LIBERTIES FINANCIAL CIK Number 0001666264 Filed Document 0001666264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ReplyBuy, Inc. See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised $2,997,950 Associated Brokers / Dealers N/A CIK Number 0001550128 Filed Document 0001550128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Base Camp Fund (a series of Payden Cash Management Fund, LLC) See All Filings	D	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659341 Filed Document 0001659341-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KARYA FUND LTD See All Filings	D/A	2016-02-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Teraphysics Corp See All Filings	1-A	2016-02-08 17:09:48 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers TBD CIK Number 0001318588 Filed Document 0001658959-16-000001 Accepted Date 2016-02-08 17:09:48 UTC Type of Offering 1-A Industry ELECTRONIC COMPONENTS, NEC Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $783,450 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Punch TV Studios Inc. See All Filings	1-A/A	2016-02-08 14:06:41 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001651699 Filed Document 0001651699-16-000009 Accepted Date 2016-02-08 14:06:41 UTC Type of Offering 1-A/A Industry TELEVISION BROADCASTING STATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $34,490 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mill Creek Investment Partners, L.P. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053614 Filed Document 0000919574-16-011681 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pyrrho Global Event Driven Offshore Fund, Ltd. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Aldwych Securities, LLC CIK Number 0001555000 Filed Document 0001315863-16-001112 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE LOTUS INVESTMENT FUND See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660282 Filed Document 0001660282-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Rydesharyng, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001666245 Filed Document 0001666245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rubicon Venture Capital Fund II, LLC See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001666187 Filed Document 0001666187-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golo, LLC See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001548271 Filed Document 0001548271-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Audax Senior Loan Fund III, L.P. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665381 Filed Document 0001393725-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $19,750,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Points Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001649636 Filed Document 0001649636-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Poached Jobs, Inc. See All Filings	D	2016-02-08 00:00:00 UTC
Amount To Be Raised $3,299,341 Associated Brokers / Dealers N/A CIK Number 0001606630 Filed Document 0001606630-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Nano Precision Medical, Inc. See All Filings	D/A	2016-02-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600758 Filed Document 0001600758-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-08 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity