|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608080
- Filed Document
- 0001608080-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598249
- Filed Document
- 0001598249-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564924
- Filed Document
- 0001140361-16-050806
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666338
- Filed Document
- 0001666280-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666336
- Filed Document
- 0001666280-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666429
- Filed Document
- 0001666429-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $299,489
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660985
- Filed Document
- 0001660985-16-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568837
- Filed Document
- 0000919574-16-009902
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666291
- Filed Document
- 0001666280-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665295
- Filed Document
- 0001665295-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Creek Butler, EDGELINE CAPITAL, LLC., and RICHARD A. GREENMAN
- CIK Number
- 0001594059
- Filed Document
- 0000919574-16-009969
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613656
- Filed Document
- 0001613656-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665668
- Filed Document
- 0001665668-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666315
- Filed Document
- 0000919574-16-009914
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $20,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652874
- Filed Document
- 0001652874-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $2,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666278
- Filed Document
- 0001666278-16-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $1,300,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001643457
- Filed Document
- 0001643457-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665634
- Filed Document
- 0001665634-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001625041
- Filed Document
- 0001213900-16-010738
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- COMPASS SECURITIES CORPORATION and EQUUS FINANCIAL CONSULTING LLC
- CIK Number
- 0001665630
- Filed Document
- 0001665630-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623435
- Filed Document
- 0001623435-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435407
- Filed Document
- 0000935836-16-000708
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619876
- Filed Document
- 0001619876-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567739
- Filed Document
- 0001062733-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $275,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650786
- Filed Document
- 0001650786-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665391
- Filed Document
- 0001665391-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001626305
- Filed Document
- 0001626305-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657243
- Filed Document
- 0001657243-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baring Investment Series, LLC - Baring All Country World ex US Equity Fund
See All Filings
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547286
- Filed Document
- 0001547286-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Baring Investment Series, LLC - Baring International Equity Fund
See All Filings
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491482
- Filed Document
- 0001491482-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503737
- Filed Document
- 0001503737-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510728
- Filed Document
- 0000902664-16-005303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001457945
- Filed Document
- 0001140361-16-051317
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666293
- Filed Document
- 0001666293-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666346
- Filed Document
- 0001666280-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gregory M. Weinberg
- CIK Number
- 0001665620
- Filed Document
- 0001665620-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569062
- Filed Document
- 0001315863-16-001114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568207
- Filed Document
- 0001562555-16-000015
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001666337
- Filed Document
- 0001666280-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665348
- Filed Document
- 0001665348-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001297684
- Filed Document
- 0001297684-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $70,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664201
- Filed Document
- 0001664201-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001502675
- Filed Document
- 0001502675-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- EFP Capital LLP, Frankfurter Familien Treuhand GmbH, and This Advisors LLP
- CIK Number
- 0001593450
- Filed Document
- 0001593450-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599206
- Filed Document
- 0001599206-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665625
- Filed Document
- 0001665625-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $11,745,000
- Associated Brokers / Dealers
- TPEG Securities
- CIK Number
- 0001661272
- Filed Document
- 0001661272-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001612788
- Filed Document
- 0001140361-16-051312
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001457062
- Filed Document
- 0001457062-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-02-09 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660985
- Filed Document
- 0001660985-16-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-02-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|