Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Qnect LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Millrock Resources Inc See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $453,622 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001409680 Filed Document 0001409680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Neural Analytics, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $23,646,025 Associated Brokers / Dealers N/A CIK Number 0001580096 Filed Document 0001580096-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Funds Management Group, Inc. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $72,900,000 Associated Brokers / Dealers N/A CIK Number 0001586998 Filed Document 0001586998-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Captek Topco, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $39,110,960 Associated Brokers / Dealers N/A CIK Number 0001661956 Filed Document 0001661956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cox Point Plantation Investors, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001659563 Filed Document 0001659563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4Tech, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $26,414,543 Associated Brokers / Dealers HitherLane Partners, LLC CIK Number 0001537672 Filed Document 0001140361-15-045276 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HCN DownREIT Member, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661273 Filed Document 0001661273-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund (AUD) Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517529 Filed Document 0001575692-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Formula XO, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001594586 Filed Document 0001594586-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Star America Infrastructure Fund, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540672 Filed Document 0000908662-15-000373 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Babo Botanicals, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $4,742,577 Associated Brokers / Dealers N/A CIK Number 0001661396 Filed Document 0001661396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Series B- Hamlin SMA, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569320 Filed Document 0001569320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600839 Filed Document 0000935836-15-000620 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Proteus Capital, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425631 Filed Document 0001425631-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TETON WATERS RANCH LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $5,066,818 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Marck Corp See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,000,061 Associated Brokers / Dealers N/A CIK Number 0001610309 Filed Document 0001610309-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund X, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Seedchange Execution Services Inc. CIK Number 0001638894 Filed Document 0001638894-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
General Atlantic Partners 99C, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661258 Filed Document 0000950142-15-002658 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-15-008775 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Marlette Funding, Inc. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603892 Filed Document 0000935836-15-000618 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Ascenso Opportunity Partners, LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618868 Filed Document 0001618868-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Partners 99J, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661270 Filed Document 0000950142-15-002665 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GALECTIN THERAPEUTICS INC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001133416 Filed Document 0001133416-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
General Atlantic Partners 99E, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661261 Filed Document 0000950142-15-002660 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pan Capital Energy Offshore Fund, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627268 Filed Document 0001627268-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lootsie, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571225 Filed Document 0001571225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Senseonics Holdings, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616543 Filed Document 0001616543-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Tango, LLC See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001641034 Filed Document 0001641034-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
TasteMade, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $40,402,722 Associated Brokers / Dealers N/A CIK Number 0001554435 Filed Document 0001554435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SKYTOP FUND LTD. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503256 Filed Document 0001012975-15-000843 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Pi Alternative Investment Master Fund, Ltd. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661561 Filed Document 0001661553-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AQR Emerging Small Cap Equity Fund, L.P. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559082 Filed Document 0001575692-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PowWow, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $4,249,996 Associated Brokers / Dealers N/A CIK Number 0001619582 Filed Document 0001619582-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Appdiff, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,499,992 Associated Brokers / Dealers N/A CIK Number 0001661549 Filed Document 0001661549-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRITANNIA BUSINESS CENTER I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001661443 Filed Document 0001661443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Priveq Investment V (A) AB See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $230,353,500 Associated Brokers / Dealers Athos Partners Limited CIK Number 0001660293 Filed Document 0001660293-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets $Not Applicable Type of Security Other
Atlantic/P3 Program REIT, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661363 Filed Document 0001661363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Four S LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001528295 Filed Document 0001528295-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Brookwood CP Investor Co-Investment Vehicle, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001661645 Filed Document 0001661645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Yield Strategies Fund II, Ltd. See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503739 Filed Document 0001503739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GEC Partners III - GI LP See All Filings	D/A	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001629443 Filed Document 0001629443-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arlington Agg I, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001661513 Filed Document 0001661513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance Tower Fund-V, LP See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliance Partnership Management, LLC CIK Number 0001661109 Filed Document 0001661109-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Amend Surgical, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656957 Filed Document 0001656957-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus AEN Partners, L.P. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661079 Filed Document 0000905718-15-001006 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advantagene, Inc. See All Filings	D	2015-12-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001660549 Filed Document 0001660549-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Petram Partners, Corp. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $246,610 Associated Brokers / Dealers N/A CIK Number 0001626679 Filed Document 0001626679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Comply, Inc. See All Filings	D	2015-12-19 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001560244 Filed Document 0001560244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity