Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Acuta Capital Fund, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAIL ENERGY HOLDINGS, LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers JCC Advisors, LLC and ARETE Wealth Management LLC CIK Number 0001562591 Filed Document 0001562591-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569486 Filed Document 0001625257-16-000114 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIR TREE INTERNATIONAL VALUE FUND II, LTD. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431699 Filed Document 0001315863-16-001138 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Special Situations (TE) Feeder II L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated and Global Alternative Investment Services, Inc. CIK Number 0001628000 Filed Document 0000950142-16-003082 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JustRight Surgical, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $5,055,615 Associated Brokers / Dealers N/A CIK Number 0001512368 Filed Document 0001512368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
THELEME FUND LTD See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482967 Filed Document 0000919574-16-010244 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Pacific Opportunities Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352812 Filed Document 0000919574-16-010249 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Teraphysics Corp See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001318588 Filed Document 0001318588-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Gotham Series, a Series of Gresham Direct Access Manager Program, L.L.C. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568906 Filed Document 0001568906-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Americas Fund XII SBS L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666615 Filed Document 0001666615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Access LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Access Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
V5 Systems, Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $7,370,448 Associated Brokers / Dealers N/A CIK Number 0001666840 Filed Document 0001666840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VAYANT TRAVEL TECHNOLOGIES, INC. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001666032 Filed Document 0001666032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Norcross Park LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001666859 Filed Document 0001666859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
KKR Americas Fund XII L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, J.P. Morgan Securities LLC, and Artivest Brokerage LLC CIK Number 0001666676 Filed Document 0001666676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scienart Advantage Elite Fund See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569410 Filed Document 0001569514-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Platforms, Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $500,520 Associated Brokers / Dealers N/A CIK Number 0001580449 Filed Document 0001580449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Fine Partners I, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313083 Filed Document 0000919574-16-010321 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinehurst Institutional Ltd See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY and XT Capital Partners, LLC CIK Number 0001347127 Filed Document 0001347127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fine Offshore Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001313153 Filed Document 0000919574-16-010338 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CenterSquare Global Real Estate Securities Fund, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497832 Filed Document 0001497832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Arrowgrass Equity Focus LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483362 Filed Document 0000902664-16-005579 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Special Opportunities Fund V (Cayman) Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619559 Filed Document 0001315863-16-001152 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talla Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $4,243,937 Associated Brokers / Dealers N/A CIK Number 0001666584 Filed Document 0001666584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crossroads Brewing Co LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001666587 Filed Document 0001666587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Fayette Fabrication, LLLP See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers NA CIK Number 0001593845 Filed Document 0001593845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
2426 S. 7th Street, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666684 Filed Document 0001666684-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
550 Fairmount LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001666780 Filed Document 0001666780-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Empire Genomics, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001608855 Filed Document 0001608855-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MTS Health Investors IV, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001665329 Filed Document 0001665329-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Expon I (S.C.A.) SICAR See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666514 Filed Document 0001666514-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Opportunity Fund, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners III-A/B, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664927 Filed Document 0001664927-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tapuz Partners, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526884 Filed Document 0000919574-16-010318 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $20,279,644 Associated Brokers / Dealers John Sanford, David Marshall, and Gavin Amato CIK Number 0001135856 Filed Document 0001135856-16-000433 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Acuta Capital Offshore Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree International Value Fund (USTE) II, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560963 Filed Document 0001315863-16-001141 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IBS Opportunity Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542502 Filed Document 0001542502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windsor Two LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001665188 Filed Document 0001665188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Redwood Broadbent SLC, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $4,925,000 Associated Brokers / Dealers N/A CIK Number 0001666874 Filed Document 0001062993-16-007910 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Audax Senior Loan Fund III, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Summit Trail Advisors, LLC CIK Number 0001665381 Filed Document 0001393725-16-000173 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Understory, Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $8,000,001 Associated Brokers / Dealers N/A CIK Number 0001604508 Filed Document 0001604508-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BHC VS Co-Invest LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001655403 Filed Document 0001015325-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Offshore Long Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633228 Filed Document 0000902664-16-005585 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Research Equity Extended Fund, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001666361 Filed Document 0000919574-16-010274 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FORCE CAPITAL II LTD See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460004 Filed Document 0001460004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ved Capital LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592803 Filed Document 0001592803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund