Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SolidOpinion, Inc. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001629593 Filed Document 0001629593-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
King Penguin Opportunity Fund III See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Edward Rivadeneira and Michael Mikelic CIK Number 0001666608 Filed Document 0001666608-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Parkwood 121 Village LP See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001667130 Filed Document 0001667130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APOS - Medical & Sports Technologies Ltd. See All Filings	D	2016-02-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001626824 Filed Document 0001626824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633428 Filed Document 0000943663-16-000269 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magnesium Development Company, LLC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666465 Filed Document 0001666465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
SoapBox Soaps LLC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562929 Filed Document 0001562929-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Balance Partners, LP See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254669 Filed Document 0001095449-16-000203 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $1,590,380 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Finny, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001666128 Filed Document 0001666128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLORCOM LTD See All Filings	D/A	2016-02-15 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001045510 Filed Document 0001045510-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sol Boards, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001529221-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Sol Boards, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001529221-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Fuze, Inc. See All Filings	D	2016-02-15 00:00:00 UTC
Amount To Be Raised $139,634,441 Associated Brokers / Dealers N/A CIK Number 0001559210 Filed Document 0001559210-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Choco Finesse LLC See All Filings	D	2016-02-13 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001663226 Filed Document 0001178858-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-02-12 12:28:09 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-081250 Accepted Date 2016-02-12 12:28:09 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
KINGSBRIDGE PARTNERS LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001457275 Filed Document 0001457275-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW Specialty Lending Fund, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001666908 Filed Document 0001666908-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 2016, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666924 Filed Document 0001666924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Kingsbridge Partners Ltd See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001400916 Filed Document 0001400916-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (Non-US) II, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562295 Filed Document 0001315863-16-001143 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Capital Opportunity Fund (USTE), L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560985 Filed Document 0001315863-16-001148 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fir Tree Capital Opportunity Fund (USTE) II, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560984 Filed Document 0001315863-16-001150 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mokja Ventures, LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666776 Filed Document 0001666776-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park European Credit US Feeder LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569451 Filed Document 0000902664-16-005583 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Developing Markets Partnership, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170883 Filed Document 0000919574-16-010291 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
RESOLUTION OPTICS INC. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $2,307 Associated Brokers / Dealers N/A CIK Number 0001658422 Filed Document 0001658422-16-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Interactions Corp See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised $12,499,968 Associated Brokers / Dealers N/A CIK Number 0001628716 Filed Document 0001628716-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mondrian U.S. Small Cap Equity Fund, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663563 Filed Document 0001393725-16-000171 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STCE NC 2016 Energy ICF 1, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666916 Filed Document 0001666916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterstone Market Neutral Fund, L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259323 Filed Document 0000919574-16-010188 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Waterstone Market Neutral Offshore Fund, Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270415 Filed Document 0000919574-16-010190 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SouthOcean Multi-Strategy Alternatives Fund, LP See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666322 Filed Document 0000919574-16-010260 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wheat Sheaf Brands, Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $2,520,000 Associated Brokers / Dealers N/A CIK Number 0000786364 Filed Document 0001393905-16-000728 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KKR Americas Fund XII Private Investors (Direct) L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666646 Filed Document 0001666614-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXACTEARTH LTD. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $36,423 Associated Brokers / Dealers N/A CIK Number 0001534320 Filed Document 0001104659-16-096706 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Emerging Markets Alpha Onshore Fund, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665885 Filed Document 0001665885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP VI Private Investors, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001665801 Filed Document 0000950103-16-011086 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altegris CQS Multi-Strategy Fund, LP See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001666806 Filed Document 0001666806-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Ventures, LP See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITSBYU, LLC See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001665516 Filed Document 0001665516-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001581311 Filed Document 0001140361-16-052142 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brenner West Ltd See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666173 Filed Document 0001666174-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EGCP INVESTMENTS, L.P. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001666744 Filed Document 0001666744-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Market Palace Holdings LP See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666815 Filed Document 0001666815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tsai Capital Fund LLC See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521357 Filed Document 0000945621-16-000464 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowgrass Equity Focus International Ltd. See All Filings	D/A	2016-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483361 Filed Document 0000902664-16-005576 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smith & Salmon, Inc. See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Kyle Clark CIK Number 0001666708 Filed Document 0001666708-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Wefunder Portfolio LLC, Wefunds Orange Fund III See All Filings	D	2016-02-12 00:00:00 UTC
Amount To Be Raised $1,030,200 Associated Brokers / Dealers N/A CIK Number 0001652783 Filed Document 0001652783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund