Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Battelle Investment Group, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001662514 Filed Document 0001662514-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Mark Chamberlain CIK Number 0001633523 Filed Document 0001633523-15-000037 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Full Spectrum Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001501432 Filed Document 0001213900-15-009750 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HFI IV LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001662060 Filed Document 0001662060-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Mark Chamberlain CIK Number 0001633418 Filed Document 0001633418-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Schlep Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001631373 Filed Document 0001631373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chapwood Funds LP See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593930 Filed Document 0001593930-16-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Poppy Care Co See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised $469,305 Associated Brokers / Dealers N/A CIK Number 0001658287 Filed Document 0001658287-16-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TORVEC INC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001063197 Filed Document 0001660878-16-000003 Exclusions or Exemptions 506c Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3600 SC Austin, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $10,829,983 Associated Brokers / Dealers N/A CIK Number 0001661758 Filed Document 0001661761-16-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Series F - Bankers South High Yield, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579048 Filed Document 0001579048-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Surgicalists, Inc. See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001638742 Filed Document 0001445866-15-001473 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
LiteIdeas LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tempus Fund, LP See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628222 Filed Document 0001628222-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Spruce Finance Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $180,000,000 Associated Brokers / Dealers N/A CIK Number 0001662132 Filed Document 0001662132-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tangen Biosciences, Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $3,030,403 Associated Brokers / Dealers N/A CIK Number 0001661955 Filed Document 0001209191-15-087149 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LM Burr Ridge Investors, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001661743 Filed Document 0001661743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
BOP 450 MEMBER LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661965 Filed Document 0001662000-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BOP SE MEMBER LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661978 Filed Document 0001662000-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PharmaCann LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $25,000,073 Associated Brokers / Dealers N/A CIK Number 0001621435 Filed Document 0001621435-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HarbourVest Partners X AIF Buyout L.P. See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001638070 Filed Document 0001638070-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
RallyPoint Networks, Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $4,999,985 Associated Brokers / Dealers N/A CIK Number 0001565538 Filed Document 0001565538-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Neyer Vernon Manor II, LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $1,995,000 Associated Brokers / Dealers N/A CIK Number 0001661664 Filed Document 0000906318-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NovaQuest Pharma Opportunities Fund IV (Co-Invest), L.P. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001655103 Filed Document 0001655103-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaQuest Pharma Opportunities Fund IV (Parallel), L.P. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001655068 Filed Document 0001655068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Picwell, Inc. See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $3,033,173 Associated Brokers / Dealers N/A CIK Number 0001646215 Filed Document 0001646215-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BRONX TALE BROADWAY LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661717 Filed Document 0001661717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EPF REIT (Town Center) LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001660956 Filed Document 0001660956-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Madison Entertainment Film Fund LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Amanda H. Grant CIK Number 0001661823 Filed Document 0001661823-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genesis Drilling Program IX LP See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers John Nguyen CIK Number 0001633523 Filed Document 0001633523-15-000036 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BDS HY FUND II LLC See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised $2,040,000 Associated Brokers / Dealers N/A CIK Number 0001642627 Filed Document 0001642627-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doblones Investment Fund, LP See All Filings	D	2015-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-15-000987 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRE Hospitality Inc. See All Filings	D/A	2015-12-28 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661803 Filed Document 0001661803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-28 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sol Boards, Inc. See All Filings	D	2015-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573591 Filed Document 0001529221-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Jobble, Inc. See All Filings	D	2015-12-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637738 Filed Document 0001637738-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-12-24 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc., Cambridge Investment Research, Inc., Mount Yale Securities, LLC, and Reva Capital Markets LLC CIK Number 0001634765 Filed Document 0001634765-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURCROWD (INVESTMENT IN KIVUN HADASH) L.P. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $243,101 Associated Brokers / Dealers N/A CIK Number 0001580777 Filed Document 0001465818-15-000068 Exclusions or Exemptions 506c Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
ID Global Solutions Corp See All Filings	D/A	2015-12-24 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-15-003737 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
555 S. Aviation REIT, L.L.C. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001661905 Filed Document 0001661905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Consumer Physics IV) L.P. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $1,307,470 Associated Brokers / Dealers N/A CIK Number 0001609775 Filed Document 0001465818-15-000070 Exclusions or Exemptions 506c Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Beartown Partners Fund, LP See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661855 Filed Document 0001661855-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Alcyone Lifesciences, Inc. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $3,720,388 Associated Brokers / Dealers N/A CIK Number 0001544927 Filed Document 0001544927-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boka, LLC See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001661948 Filed Document 0001661948-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TrovRx, Inc. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Fund Me Securities, LLC (Circle Up) and Registered Broker/Dealer: Circle Up Network, Inc. CIK Number 0001595419 Filed Document 0001595419-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
South Sun Realty Management & Investment Corp See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661921 Filed Document 0001376474-15-000499 Exclusions or Exemptions 506c Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
OurCrowd (Investment in Consumer Physics II) L.P. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $144,500 Associated Brokers / Dealers N/A CIK Number 0001609774 Filed Document 0001465818-15-000069 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
FLOATTHAT Corp See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661800 Filed Document 0001661800-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Vape Holdings, Inc. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001455819 Filed Document 0001213900-15-009713 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cyteir Therapeutics, Inc. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $5,717,996 Associated Brokers / Dealers N/A CIK Number 0001662244 Filed Document 0001662244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ProPhase Labs, Inc. See All Filings	D	2015-12-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000868278 Filed Document 0001382963-15-000141 Exclusions or Exemptions 506b Accepted Date 2015-12-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt