Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Meristem Global Equity Fund LLC See All Filings	D/A	2016-06-17 14:22:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578557 Filed Document 0001209191-16-128429 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:22:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
CAMDEN PARTNERS EXELIXIS FUND, L.P. See All Filings	D	2016-06-17 14:20:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667690 Filed Document 0001667690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:20:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AF HoldCo, LLC See All Filings	D	2016-06-17 14:19:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677150 Filed Document 0001677150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:19:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
HYDROPOINT DATA SYSTEMS INC See All Filings	D	2016-06-17 14:14:36 UTC
Amount To Be Raised $5,260,563 Associated Brokers / Dealers N/A CIK Number 0001218264 Filed Document 0001218264-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:14:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yarrow Group, LLC See All Filings	D	2016-06-17 14:14:23 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001564280 Filed Document 0001564280-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:14:23 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Relevium Labs, Inc. See All Filings	D	2016-06-17 14:10:24 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001666691 Filed Document 0001666691-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:10:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2016-06-17 14:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic Fund, LLC See All Filings	D/A	2016-06-17 14:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 14:04:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wattage Finance-NC, LLC See All Filings	D	2016-06-17 13:58:52 UTC
Amount To Be Raised $116,326,728 Associated Brokers / Dealers N/A CIK Number 0001672032 Filed Document 0001015325-16-000062 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:58:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SMC Fund I, LLC See All Filings	D	2016-06-17 13:53:57 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001677415 Filed Document 0001677415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:53:57 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
CareDx, Inc. See All Filings	D/A	2016-06-17 13:49:06 UTC
Amount To Be Raised $36,802,008 Associated Brokers / Dealers Leerink Partners LLC, CIM Securities, LLC, and M.M. Dillon & Co. Group CIK Number 0001217234 Filed Document 0001217234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:49:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hi Q Labs, Inc. See All Filings	D	2016-06-17 13:46:18 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001644712 Filed Document 0001644712-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:46:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miami Metro Clinic, LLLP See All Filings	D	2016-06-17 13:43:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001677286 Filed Document 0001677286-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-17 13:43:51 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Drawbridge Special Opportunities Fund LP See All Filings	D/A	2016-06-17 13:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS) (terminated 2016), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris) CIK Number 0001200438 Filed Document 0000902664-16-007390 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:42:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTMINSTER REALTY PARTNERS II LP See All Filings	D	2016-06-17 13:42:09 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001676560 Filed Document 0001393725-16-000246 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:42:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC See All Filings	D	2016-06-17 13:33:42 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001559076 Filed Document 0001559076-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:33:42 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
J2 Bio-Pharma, LLC See All Filings	D	2016-06-17 13:31:15 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001677006 Filed Document 0001677006-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:31:15 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ChargeItSpot, LLC See All Filings	D/A	2016-06-17 13:30:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559076 Filed Document 0001559076-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:30:10 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
WWCIP V, LLC See All Filings	D	2016-06-17 13:21:19 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001677456 Filed Document 0001677456-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:21:19 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vast Mountain Development, Inc. See All Filings	D	2016-06-17 13:20:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001651756 Filed Document 0001651756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:20:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
GSV Ventures I LLC, Series Innovation X QP Fund Interests See All Filings	D	2016-06-17 13:19:57 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677191 Filed Document 0001677191-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:19:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canute Offshore, Ltd. See All Filings	D/A	2016-06-17 13:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579037 Filed Document 0001676460-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:18:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macellum Retail Opportunity Fund, LP See All Filings	D/A	2016-06-17 13:17:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607223 Filed Document 0001315863-16-001536 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:17:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Foresite Capital V-D, LLC See All Filings	D	2016-06-17 13:17:26 UTC
Amount To Be Raised $52,300,000 Associated Brokers / Dealers N/A CIK Number 0001674104 Filed Document 0001674104-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:17:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canute Onshore, LLC See All Filings	D/A	2016-06-17 13:17:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579034 Filed Document 0001676460-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:17:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long Short Partners/Liberty Harbor I Access LP See All Filings	D/A	2016-06-17 13:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001471043 Filed Document 0001676460-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:14:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long Short Partners/Event Driven Managers (Concentrated) Access LP See All Filings	D/A	2016-06-17 13:12:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001545820 Filed Document 0001676460-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:12:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-16 See All Filings	D	2016-06-17 13:11:38 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001677192 Filed Document 0001677192-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:11:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long Short Partners/Hedge Fund Opportunities II Access LP See All Filings	D/A	2016-06-17 13:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001424509 Filed Document 0001676460-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Fusion Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 13:08:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552207 Filed Document 0001552207-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:08:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Fusion Fund, LLC See All Filings	D/A	2016-06-17 13:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552046 Filed Document 0001552046-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proprietary Access Offshore Ltd See All Filings	D/A	2016-06-17 13:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479560 Filed Document 0001676460-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Partners Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 13:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552209 Filed Document 0001552209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proprietary Access LLC See All Filings	D/A	2016-06-17 13:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479561 Filed Document 0001676460-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secured Fixed Income Fund, LLC See All Filings	D	2016-06-17 13:02:35 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669284 Filed Document 0001669284-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-17 13:02:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
PDT Partners Fund, LLC See All Filings	D/A	2016-06-17 13:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552208 Filed Document 0001552208-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:01:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CORTO EUROPEAN FUND L P See All Filings	D/A	2016-06-17 13:01:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers NA CIK Number 0001397594 Filed Document 0001397594-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
SI-BONE, Inc. See All Filings	D	2016-06-17 13:00:22 UTC
Amount To Be Raised $20,999,999 Associated Brokers / Dealers N/A CIK Number 0001459839 Filed Document 0001459839-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 13:00:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SG Sugarloaf Partners, LLC See All Filings	D/A	2016-06-17 12:59:39 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001655776 Filed Document 0001655776-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:59:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TOBOSA ENERGY FUND A, LLC See All Filings	D	2016-06-17 12:59:11 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers None CIK Number 0001676126 Filed Document 0001676126-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:59:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
APIB & IT, CORP. See All Filings	D	2016-06-17 12:55:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001676749 Filed Document 0001676749-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-17 12:55:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt
HCPE Investment, L.P. See All Filings	D	2016-06-17 12:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602493 Filed Document 0001602493-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D/A	2016-06-17 12:53:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672592-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talara Opportunities V, LP See All Filings	D	2016-06-17 12:45:09 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001662041 Filed Document 0001662041-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:45:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSSE LLC See All Filings	D	2016-06-17 12:45:09 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001677079 Filed Document 0001677079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:45:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cell Design Labs, Inc. See All Filings	D	2016-06-17 12:41:38 UTC
Amount To Be Raised $22,890,007 Associated Brokers / Dealers N/A CIK Number 0001663076 Filed Document 0001663076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:41:38 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novea Inc. See All Filings	1-A/A	2016-06-17 12:34:01 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-108696 Accepted Date 2016-06-17 12:34:01 UTC Type of Offering 1-A/A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
AmeriCann, Inc. See All Filings	D	2016-06-17 12:30:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508348 Filed Document 0001004878-16-000441 Exclusions or Exemptions 506c Accepted Date 2016-06-17 12:30:27 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
miPS, Inc. See All Filings	D	2016-06-17 12:29:06 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655484 Filed Document 0001655484-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:29:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
CFS Holding, Inc. See All Filings	D	2016-06-17 12:26:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001628209 Filed Document 0001104659-16-127991 Exclusions or Exemptions 506b Accepted Date 2016-06-17 12:26:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity