Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Askeladden Capital Partners, LP See All Filings	D	2016-06-20 16:06:39 UTC
Amount To Be Raised $14,850,000 Associated Brokers / Dealers N/A CIK Number 0001677274 Filed Document 0001677274-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 16:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sirona Medical Technologies, Inc. See All Filings	D	2016-06-20 15:44:42 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001677383 Filed Document 0001677383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:44:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IronRock Real Estate Investment Fund, LP See All Filings	D	2016-06-20 15:39:46 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001676828 Filed Document 0001676828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:39:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GMO COMPLETION FUND (ONSHORE), A SERIES OF GMO ONSHORE FUNDS I, L.P. See All Filings	D/A	2016-06-20 15:38:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609129 Filed Document 0001609129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:38:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Parent Holdings, Corp. See All Filings	D	2016-06-20 15:34:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667394 Filed Document 0001667394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:34:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMO MEAN REVERSION FUND (ONSHORE), A SERIES OF GMO MASTER PORTFOLIOS (ONSHORE), L.P. See All Filings	D/A	2016-06-20 15:31:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001246099 Filed Document 0001246099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:31:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indicator Carbon, L.P. See All Filings	D	2016-06-20 15:27:53 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001677575 Filed Document 0001677575-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GMO TOTAL EQUITIES MASTER PORTFOLIO, A SEPARATE PORTFOLIO OF GMO MASTER PORTFOLIOS II, LTD. See All Filings	D/A	2016-06-20 15:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609153 Filed Document 0001609153-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:25:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Percipient, LLC See All Filings	D	2016-06-20 15:25:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670470 Filed Document 0001670470-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:25:31 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
IMG Companies, LLC See All Filings	D	2016-06-20 15:25:06 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001676997 Filed Document 0001676997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:25:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EASTER MYSTERIES ON FILM LLC See All Filings	D/A	2016-06-20 15:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646851 Filed Document 0001646851-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:24:55 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
GMO SYSTEMATIC GLOBAL MACRO FUND (OFFSHORE), A SEPARATE PORTFOLIO OF GMO OFFSHORE FUNDS I, LTD. See All Filings	D/A	2016-06-20 15:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461014 Filed Document 0001461014-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airex, Inc. See All Filings	D	2016-06-20 15:21:01 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:21:01 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Airex, Inc. See All Filings	D/A	2016-06-20 15:17:20 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:17:20 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gingko West Fund See All Filings	D/A	2016-06-20 15:17:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610925 Filed Document 0001610925-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:17:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO SYSTEMATIC GLOBAL MACRO MASTER PORTFOLIO, A SEPARATE PORTFOLIO OF GMO OFFSHORE MASTER PORTFOLIOS IV LTD. See All Filings	D/A	2016-06-20 15:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192496 Filed Document 0001192496-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:15:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Airex, Inc. See All Filings	D/A	2016-06-20 15:14:09 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:14:09 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FlowBelow Aero, Inc. See All Filings	D	2016-06-20 15:14:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001553530 Filed Document 0001553530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
GMO EMERGING COUNTRY DEBT PORTFOLIO (OFFSHORE), LTD. See All Filings	D/A	2016-06-20 15:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192488 Filed Document 0001192488-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:10:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gingko East Fund See All Filings	D/A	2016-06-20 15:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610927 Filed Document 0001610927-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 15:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NovaVive Inc. See All Filings	D	2016-06-20 14:58:28 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001676765 Filed Document 0001676765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:58:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Equity
Athas Capital Group, Inc. See All Filings	D	2016-06-20 14:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677542 Filed Document 0001677542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:55:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GMO COMPLETION FUND MASTER PORTFOLIO, A SEPARATE PORTFOLIO OF GMO OFFSHORE MASTER PORTFOLIOS V LTD. See All Filings	D/A	2016-06-20 14:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609155 Filed Document 0001609155-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WORLD ENERGY ASSET MANAGEMENT INC See All Filings	D	2016-06-20 14:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001571676 Filed Document 0001571676-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-20 14:54:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Heroic Ventures SPV III, LLC See All Filings	D	2016-06-20 14:53:04 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001675595 Filed Document 0001675595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:53:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTCS Inc. See All Filings	D	2016-06-20 14:52:15 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001436229 Filed Document 0001493152-16-010952 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:52:15 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Beach Orangethorpe Hotel III, LLC See All Filings	D	2016-06-20 14:49:33 UTC
Amount To Be Raised $14,500,000 Associated Brokers / Dealers N/A CIK Number 0001677603 Filed Document 0001677603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:49:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
GMO Implementation SPC Ltd. See All Filings	D/A	2016-06-20 14:44:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641743 Filed Document 0001641743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:44:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Alternative Asset SPC Ltd See All Filings	D/A	2016-06-20 14:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324770 Filed Document 0001324770-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Special Opportunities SPC Ltd. See All Filings	D/A	2016-06-20 14:26:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624965 Filed Document 0001624965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:26:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRUZ CAPITAL CORP. See All Filings	D	2016-06-20 14:20:37 UTC
Amount To Be Raised $11,726 Associated Brokers / Dealers N/A CIK Number 0001677522 Filed Document 0001085037-16-000296 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:20:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Palm Bay Ambulatory Surgical Center, LLC See All Filings	D	2016-06-20 14:19:53 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001677276 Filed Document 0001677276-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:19:53 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Soapstone Capital L.P. See All Filings	D	2016-06-20 14:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677550 Filed Document 0001398344-16-014397 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Happier Camper, Inc. See All Filings	D	2016-06-20 14:07:08 UTC
Amount To Be Raised $1,219,343 Associated Brokers / Dealers N/A CIK Number 0001677090 Filed Document 0001677090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:07:08 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camber Capital Opportunity Fund LP See All Filings	D	2016-06-20 14:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677484 Filed Document 0001546927-16-000506 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:06:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Shoe Investment Fund, LLC See All Filings	D	2016-06-20 14:04:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677499 Filed Document 0001677499-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-06-20 14:04:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Stellar Auto Group LLC See All Filings	D	2016-06-20 14:03:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Unknown CIK Number 0001676608 Filed Document 0001676608-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-20 14:03:23 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Instructional Technologies Inc See All Filings	D	2016-06-20 14:00:30 UTC
Amount To Be Raised $475,625 Associated Brokers / Dealers N/A CIK Number 0001677519 Filed Document 0001677519-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 14:00:30 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
WEST SIDE PLAZA BULIGO LP See All Filings	D	2016-06-20 13:59:32 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001677497 Filed Document 0001144204-16-108893 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:59:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RoundShield Caridon Co-Invest LP See All Filings	D	2016-06-20 13:38:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677103 Filed Document 0001677103-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:38:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lahaina Cannery Investors, LLC See All Filings	D	2016-06-20 13:37:16 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers Direct Realty Securities, Inc. CIK Number 0001677362 Filed Document 0001677362-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:37:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MovoCash, Inc. See All Filings	D	2016-06-20 13:19:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001677494 Filed Document 0001677494-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:19:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blade Therapeutics, Inc. See All Filings	D	2016-06-20 13:04:19 UTC
Amount To Be Raised $45,365,000 Associated Brokers / Dealers N/A CIK Number 0001677379 Filed Document 0001677379-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:04:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Lane-Carpenters Partnership Fund IV L.P. See All Filings	D	2016-06-20 13:02:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Lane Securities LLC CIK Number 0001677489 Filed Document 0001677489-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smule, Inc. See All Filings	D	2016-06-20 13:00:59 UTC
Amount To Be Raised $22,185,434 Associated Brokers / Dealers CODE Advisors CIK Number 0001441408 Filed Document 0001441408-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-20 13:00:59 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mariana Resources Ltd See All Filings	D	2016-06-20 12:58:17 UTC
Amount To Be Raised $2,025,674 Associated Brokers / Dealers N/A CIK Number 0001508161 Filed Document 0001508161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 12:58:17 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Astics, Inc. See All Filings	1-A	2016-06-20 12:54:32 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001677110 Filed Document 0001677110-16-000003 Accepted Date 2016-06-20 12:54:32 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $3,305 State of Jurisdiction TEXAS Type of Security Debt
SPRUCE INVESTORS, LLLP See All Filings	D	2016-06-20 12:35:03 UTC
Amount To Be Raised $624,000 Associated Brokers / Dealers N/A CIK Number 0001677567 Filed Document 0001677567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 12:35:03 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ARK MULTI-MANAGER FUND, L.P. See All Filings	D/A	2016-06-20 12:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006986 Filed Document 0001095449-16-000260 Exclusions or Exemptions 506b Accepted Date 2016-06-20 12:32:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lysar Columbus LLC See All Filings	D	2016-06-20 12:24:34 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001676180 Filed Document 0001676180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 12:24:34 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity