Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LCP One Wall Street LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers New City Capital LLC CIK Number 0001662173 Filed Document 0001662173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Genesis Drilling Program IX LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Kevin McGrady CIK Number 0001633523 Filed Document 0001633523-15-000040 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Community Partners US Holding LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $403,000 Associated Brokers / Dealers N/A CIK Number 0001614069 Filed Document 0000899797-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Horse Sense Shoes, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001544524 Filed Document 0001544524-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Qwilt Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $24,000,001 Associated Brokers / Dealers N/A CIK Number 0001533434 Filed Document 0001533434-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Advanced Technology Select Fund II LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001650860 Filed Document 0001013762-15-001205 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Oregon Angel Fund 2016, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662429 Filed Document 0001662429-16-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
25 Charles on the Hill LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,787,000 Associated Brokers / Dealers N/A CIK Number 0001662560 Filed Document 0001662560-16-000002 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
West Texas Surgical Services, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $276,000 Associated Brokers / Dealers N/A CIK Number 0001589504 Filed Document 0001589504-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USC, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,326,683 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FundersClub CSN LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $267,100 Associated Brokers / Dealers N/A CIK Number 0001661436 Filed Document 0001661436-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIRELF VI Retail REIT See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661988 Filed Document 0001661988-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIRELF VI REIT See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661989 Filed Document 0001662218-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STARTENGINE CROWDFUNDING, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001661779 Filed Document 0001661779-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub B63 LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $171,111 Associated Brokers / Dealers N/A CIK Number 0001601517 Filed Document 0001601517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adi Long Short Equity Fund LP See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596169 Filed Document 0000919574-15-008827 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Raw Shorts, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,268,580 Associated Brokers / Dealers N/A CIK Number 0001662404 Filed Document 0001662404-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Asurvest, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001662033 Filed Document 0001662033-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
MidCoast Community Bancorp, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001628866 Filed Document 0001628866-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
PHASERX, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001429386 Filed Document 0001429386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 52, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,060,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001662059 Filed Document 0001661951-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Culinary Agents Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554733 Filed Document 0001554733-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pallidus, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661152 Filed Document 0001661152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nohla Therapeutics Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,024,998 Associated Brokers / Dealers N/A CIK Number 0001662002 Filed Document 0001662002-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Newport Global Opportunities Fund I-A AIV (Autocam) LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662481 Filed Document 0001662481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novan, Inc. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $32,840,304 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Volatility Enhanced S&P 500 Fund, L.P. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660751 Filed Document 0001660751-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell HNW 2015 Riverside, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $14,427,256 Associated Brokers / Dealers N/A CIK Number 0001659874 Filed Document 0001659874-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
AVITUS ORTHOPAEDICS, INC. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001657679 Filed Document 0001657679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BC HoldCo, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001662095 Filed Document 0001662095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Equity
AQR Style Premia Offshore Fund, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616801 Filed Document 0001626307-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Soft Gels Inc See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001662382 Filed Document 0001185185-15-003385 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerald Property Investors, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,037,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001661824 Filed Document 0001661824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Adapta Medical, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001365686 Filed Document 0001365686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Airing Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001661081 Filed Document 0001661081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brian's Search Film Development LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001626432 Filed Document 0001019687-16-004782 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Front Desk, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001555317 Filed Document 0001630075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Nutritional Foods LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001662971 Filed Document 0001019687-16-004718 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Marshall Wace Fund PLC - MW TOPS ERISA Fund See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628875 Filed Document 0000902664-15-004622 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TessaFrac, Inc. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001661160 Filed Document 0001661160-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Holdings, LLC See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised $56,899,303 Associated Brokers / Dealers N/A CIK Number 0001543263 Filed Document 0001543263-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Win Time EB-5 150-170 Properties, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001662037 Filed Document 0001662037-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PROCORE TECHNOLOGIES, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $49,999,989 Associated Brokers / Dealers N/A CIK Number 0001611052 Filed Document 0001140361-15-045927 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Capital Partners, LP See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493665 Filed Document 0001493665-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Core Global Government Bond Master Account, L.P. See All Filings	D/A	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626307 Filed Document 0001626307-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UDF Capital Fund FL-IL 1, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $1,623,742 Associated Brokers / Dealers N/A CIK Number 0001662247 Filed Document 0001662247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SGV Sports, LLC See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001662019 Filed Document 0001662019-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Siguler Guff Global Emerging Markets Opportunities Fund IV (Cayman), LP See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporaton CIK Number 0001661911 Filed Document 0001661911-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SWARMIFY, INC. See All Filings	D	2015-12-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001652801 Filed Document 0001652801-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt