Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LUCERNE CAPITAL OFFSHORE FUND LTD See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0001366814 Filed Document 0000950142-16-003149 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Rock Fund, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001630948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HowGood, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $4,132,782 Associated Brokers / Dealers N/A CIK Number 0001540776 Filed Document 0001540776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Merganser Floating Rate Bond Fund LLC See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001587664 Filed Document 0001587664-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KarmaLaunch, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001666818 Filed Document 0001666818-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FrontRange Aventura Co-Invest, LP See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667435 Filed Document 0001667435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOWNTOWN ASSOCIATES I, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131286 Filed Document 0000919574-16-011250 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BORDERPLEX REALTY TRUST See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388578 Filed Document 0001388578-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brown Advisory Private Equity Partners IV, LLLP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667193 Filed Document 0001667193-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATALANTA VARIABLE FUND, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001023399 Filed Document 0000919574-16-011243 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DataRobot, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $32,750,000 Associated Brokers / Dealers N/A CIK Number 0001573348 Filed Document 0001573348-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Qwip It Inc See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001667381 Filed Document 0001667381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HQC Holdings, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $70,000,025 Associated Brokers / Dealers N/A CIK Number 0001636422 Filed Document 0001209191-16-100395 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Opportunity Acquis Corp. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001667364 Filed Document 0001437749-16-025696 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Shared Performance, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001475561 Filed Document 0001475561-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Builders Fund LP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001595804 Filed Document 0001013594-16-000812 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Envision Solar International, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers DENNIS BEEBY CIK Number 0001398805 Filed Document 0001065949-16-000349 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ATTN: Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $23,613,615 Associated Brokers / Dealers N/A CIK Number 0001607550 Filed Document 0001607550-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $14,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000689 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
A-JWR-16-Fund, a series of AngelList-KJ-Funds, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $58,000 Associated Brokers / Dealers N/A CIK Number 0001667196 Filed Document 0001667196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse SRI Global Long/Short Fund, LP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Suntrust Banks, Inc., and Atlantic Trust Company CIK Number 0001575909 Filed Document 0001575909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE DIVERSIFIED FUND QP II LP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James Financial Services, Inc., Raymond James & Associates, Inc., SunTrust Banks, Inc., Atlantic Trust Company, Morgan Stanley Smith Barney LLC, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001164272 Filed Document 0001164272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Astenbeck Commodities Fund II LP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001427632 Filed Document 0001315863-16-001222 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Credit Compass Series (A Series of Lighthouse Strategies Fund, LLC) See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001503314 Filed Document 0001503314-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTHOUSE MULTI-STRATEGY FUND, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001456071 Filed Document 0001456071-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Virginia Black, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001657878 Filed Document 0001657878-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRINITY GOLD FUND, L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
Underground Solutions, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613449 Filed Document 0001209191-16-100724 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JABCAP EMEA Fund Ltd See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542672 Filed Document 0000899140-16-001200 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GLG Global Long-Short Fund See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001600147 Filed Document 0000902664-16-005947 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wild Calling Pet Foods, LLC See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001632315 Filed Document 0001632315-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
LiveAction Inc See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001619436 Filed Document 0001619436-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SUPERLATIVE FILM FUND I, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001666984 Filed Document 0001666984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SG Aurora Fund (Onshore) L.P. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483918 Filed Document 0001666174-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000304 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GEOFEEDIA INC. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $17,050,074 Associated Brokers / Dealers GCA Savvian Advisors, LLC CIK Number 0001553232 Filed Document 0001553232-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rolling Hills Apartment Homes, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $26,125,176 Associated Brokers / Dealers N/A CIK Number 0001667186 Filed Document 0001667186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JABCAP Global Convertible Fund Ltd See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542719 Filed Document 0000899140-16-001205 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MAGNA IMPERIO SYSTEMS CORP. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619504 Filed Document 0001619504-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Penso Fund Platform SPC -- Segregated Portfolio Co I (2015) See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660193 Filed Document 0001660193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SOLUS RECOVERY LH SERIES, A SERIES OF LGMA LLC See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580180 Filed Document 0001580180-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hux, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001667066 Filed Document 0001667066-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Osteonovus, Inc. See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001595323 Filed Document 0001595323-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Atlantic Bancshares, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $3,795,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001334504 Filed Document 0000950138-16-000896 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
13 GIO PONTI/STRIKES A CHORD, LLC See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $153,300 Associated Brokers / Dealers N/A CIK Number 0001667349 Filed Document 0001667349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CFS Holding, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001628209 Filed Document 0001104659-16-098091 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DEF Associates LP See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506964 Filed Document 0000919574-16-011235 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Handll, Inc. See All Filings	D	2016-02-18 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001618842 Filed Document 0001618842-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MERGANSER INTERMEDIATE TERM BOND FUND II LLC See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634405 Filed Document 0001634405-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JMB Hedged Yield Fund LLC See All Filings	D/A	2016-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541224 Filed Document 0001013594-16-000811 Exclusions or Exemptions 506b Accepted Date 2016-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity