Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Indus Japan Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171503 Filed Document 0000919574-16-008870 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Real Estate Partners Co-Investments Fund, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662412 Filed Document 0000919574-16-008907 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NBEC CLO XX SP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $380,000 Associated Brokers / Dealers N/A CIK Number 0001662668 Filed Document 0001662668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prometheus Capital Partners LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001611950 Filed Document 0001611950-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GCP REIT IV See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001662662 Filed Document 0001662663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
House Buyers Capital, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001661981 Filed Document 0001661981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ICONIQ Access 8, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572802 Filed Document 0001572802-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rail Splitter Fund II LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390726 Filed Document 0000919574-16-008894 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Wearality Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,616,594 Associated Brokers / Dealers N/A CIK Number 0001613790 Filed Document 0001661896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRIGATE PROPERTY PARTNERS III, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662260 Filed Document 0001662260-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HDP I REIT LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001661772 Filed Document 0001661772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Czech III Senior Loan Trust See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001662504 Filed Document 0001662504-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $219,250 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-16-046504 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Agari Data, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001619765 Filed Document 0001619765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SILURIA TECHNOLOGIES INC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,742,153 Associated Brokers / Dealers N/A CIK Number 0001413840 Filed Document 0001140361-16-046353 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Select Fund, Ltd. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457124 Filed Document 0000919574-16-008879 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Omni Investor Holdings, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $41,300,000 Associated Brokers / Dealers N/A CIK Number 0001662932 Filed Document 0001662932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Agrisync, Inc. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001640327 Filed Document 0001640327-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Waveland Resource Partners III, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC, Concorde Investment Services LLC, Kalos Capital Inc., Ausdal Financial Partners Inc., Centaurus Financial, Inc., Chapin Davis, Inc., International Assets Advisory, LLC, VSR Financial Services, Inc., Cambridge Investment Research, Inc., ProEquities Inc., Whitehall-Parker Securities, Inc., Berthel Fisher and Company Financial Services, Inc., First Allied Securities, Inc., Independent Financial Group, LLC, and Sandlapper Securities, LLC CIK Number 0001616825 Filed Document 0001616825-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Global Managers, LLLP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616271 Filed Document 0001616271-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Reign Sapphire Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $750,538 Associated Brokers / Dealers N/A CIK Number 0001642159 Filed Document 0001615774-16-003779 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Prelude Investors Fund, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566670 Filed Document 0001566670-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Select Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457129 Filed Document 0000919574-16-008881 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FINANCIAL OPPORTUNITY FUND LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453695 Filed Document 0001453695-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scholar Rock LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001662455 Filed Document 0001662455-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP LLP CIK Number 0001626317 Filed Document 0001626317-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Racecar Holdings, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001662690 Filed Document 0001662690-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Financial Opportunity Fund Ltd. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589528 Filed Document 0001589528-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair European NPL Fund, Ltd. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001660107 Filed Document 0001144204-16-073788 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clerio Vision Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001630546 Filed Document 0001630546-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NewVistas LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Richard L. Judd CIK Number 0001656079 Filed Document 0001656079-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Comparity, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600970 Filed Document 0001600970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GCZ, INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,156,780 Associated Brokers / Dealers N/A CIK Number 0001661862 Filed Document 0001661862-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DIA Styling Co. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,354,386 Associated Brokers / Dealers N/A CIK Number 0001662111 Filed Document 0001662111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 7, LP See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572801 Filed Document 0001572801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ComponentLab Inc. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $9,200,000 Associated Brokers / Dealers N/A CIK Number 0001537182 Filed Document 0001537182-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kandeo Fund II (B), L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $235,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001622512 Filed Document 0001622512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Equity
FT Holdings, Inc. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $56,950,000 Associated Brokers / Dealers N/A CIK Number 0001658293 Filed Document 0001658293-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Varde Scratch & Dent Sub REIT LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquios Capital Advisors, LLC CIK Number 0001662261 Filed Document 0001662261-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kandeo Fund II (A), L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $235,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001622511 Filed Document 0001622511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLOMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Stickshift Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001662129 Filed Document 0001078782-16-002130 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
PointDrive Holdings, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001661050 Filed Document 0001661050-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Czech III Senior Loan Trust (TE) See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001662505 Filed Document 0001662504-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Consonance Bako Co-Invest Partners, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662477 Filed Document 0001140361-16-046240 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AIREMOS CORP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001662905 Filed Document 0001662905-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Parsagen Diagnostics, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001622211 Filed Document 0001622211-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Clover Health Investments, Corp. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $12,999,997 Associated Brokers / Dealers N/A CIK Number 0001661101 Filed Document 0000905718-16-001023 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
KEST Fund LP See All Filings	D/A	2016-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630492 Filed Document 0001095449-16-000209 Exclusions or Exemptions 506b Accepted Date 2016-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KEST Fund LP See All Filings	D/A	2016-01-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630492 Filed Document 0001095449-16-000187 Exclusions or Exemptions 506b Accepted Date 2016-01-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners International 10, L.P. See All Filings	D/A	2016-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647060 Filed Document 0001647060-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund