Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RealtyShares 176, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $911,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001666773 Filed Document 0001666773-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cadre Astoria LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $4,339,000 Associated Brokers / Dealers Real Cadre LLC CIK Number 0001666971 Filed Document 0001666971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAV Atlas Obscura I, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $309,750 Associated Brokers / Dealers N/A CIK Number 0001663276 Filed Document 0001140361-16-055426 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Trueline Capital Fund II, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667867 Filed Document 0001667867-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
M360 CRE INCOME FUND LP See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668054 Filed Document 0001668054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zuni Learning Tree LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001667665 Filed Document 0001667665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001599120 Filed Document 0001625257-16-000125 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Weve-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $57,839 Associated Brokers / Dealers N/A CIK Number 0001628930 Filed Document 0001628930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUXOR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356913 Filed Document 0001013594-16-000824 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Fingerprinting Ltd See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $3,039,040 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
TSW II Domestic, L.P. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000918813-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II OFFSHORE SPC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320633 Filed Document 0001320633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone Key Opportunities Fund LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633740 Filed Document 0001633740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Overlay Fund LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315367 Filed Document 0001315367-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Travefy Inc See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
References-Online, Inc. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,302,439 Associated Brokers / Dealers N/A CIK Number 0001656971 Filed Document 0001656971-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Major Markets, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536985 Filed Document 0000899140-16-001218 Exclusions or Exemptions 506c Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SV TOOL Corp See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,000,019 Associated Brokers / Dealers N/A CIK Number 0001621374 Filed Document 0001621374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Monsieur, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001623276 Filed Document 0001623276-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001308004 Filed Document 0001013594-16-000831 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund II LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001641639 Filed Document 0001013762-16-001327 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element 1 Corp. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001557834 Filed Document 0001557834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BBR ABSOLUTE RETURN LTD See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001206259 Filed Document 0001013594-16-000829 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VK Capital Management, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001667304 Filed Document 0001667304-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Vitagene, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $5,460,705 Associated Brokers / Dealers N/A CIK Number 0001667832 Filed Document 0001667832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY DISTRIBUTION PARTNERS HOLDINGS, L.P. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Jordan Knauff & Company LLC CIK Number 0001666900 Filed Document 0001144204-16-083981 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001466795 Filed Document 0001013594-16-000836 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoCo Group Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667833 Filed Document 0001667833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CYTODYN INC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $33,268,465 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-16-001242 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Kiski Group, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001609987 Filed Document 0001609987-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WILLOW WOOD PARTNERS ONE, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001665732 Filed Document 0001665732-16-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
A-NPJ-13-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $127,999 Associated Brokers / Dealers N/A CIK Number 0001667681 Filed Document 0001667681-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mission HIlls Apt Venture, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $6,240,000 Associated Brokers / Dealers N/A CIK Number 0001667719 Filed Document 0001667719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DAVLYN CALIFORNIA MULTIFAMILY FUND I, LP See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001667497 Filed Document 0001667497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ASL Strategic Value Fund, LP See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667882 Filed Document 0001667882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
5th Street Partners, LP See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,925,190 Associated Brokers / Dealers N/A CIK Number 0001667656 Filed Document 0001667656-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Akamatsu Bonsai Fund See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592823 Filed Document 0001592823-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trueline Capital Fund II, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667867 Filed Document 0001667867-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Omega Wireless, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001667817 Filed Document 0001667817-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cimarron Energy Holdco Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001665870 Filed Document 0001665870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NexBank Capital, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $30,030,000 Associated Brokers / Dealers N/A CIK Number 0001665321 Filed Document 0001665321-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Stefan Loble LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001667810 Filed Document 0001667810-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Balanced ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001633003 Filed Document 0001625257-16-000126 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Ground Capital Offshore Fund, Ltd. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545687 Filed Document 0001545687-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Ground Capital Fund, L.P. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545686 Filed Document 0001545686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redmile Special Opportunities Fund, Ltd. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472225 Filed Document 0001472225-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II, L.P. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone Key Opportunities Fund Ltd See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633743 Filed Document 0001633740-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund