Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FSM Equity Holdings, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644991 Filed Document 0001644991-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RAIL SPLITTER FUND L P See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216242 Filed Document 0000919574-16-008892 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-6 See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001659484 Filed Document 0001659484-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zipnosis, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001486551 Filed Document 0001209191-16-088148 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Presence Capital Fund I, L.P. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001662719 Filed Document 0001662719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171046 Filed Document 0000919574-16-008885 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Decision Sciences International Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001625257-16-000097 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Welsh, Carson, Anderson & Stowe XII Delaware II, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627643 Filed Document 0001627643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WRG SU, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001662854 Filed Document 0001662854-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AGENUS INC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $42,400,090 Associated Brokers / Dealers N/A CIK Number 0001098972 Filed Document 0001209191-16-087640 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Primary Care Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527951 Filed Document 0001527951-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sensus Healthcare, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Neidiger, Tucker, Bruner, Inc. CIK Number 0001494891 Filed Document 0001415889-16-004232 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lodo Therapeutics Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,658,304 Associated Brokers / Dealers N/A CIK Number 0001662114 Filed Document 0001662114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jask Labs Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001662381 Filed Document 0001662381-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NETCENTS SYSTEMS LTD. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $32,467 Associated Brokers / Dealers N/A CIK Number 0001643017 Filed Document 0001183740-16-000275 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Degreed, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $25,082,833 Associated Brokers / Dealers N/A CIK Number 0001556900 Filed Document 0001556900-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Seavista Resort Holdings, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $12,584,131 Associated Brokers / Dealers Axiom Capital Management, Capital Financial Services, Inc., Center Street Securities, Inc., DFPG Investments, Emerson Equity, LLC, Kalos Capital, Inc., NPB Financial Group, The Strategic Financial Alliance, Inc., Triloma Securities, LLC, and United Planners Financial Services CIK Number 0001659475 Filed Document 0001659475-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Chia Star, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001662694 Filed Document 0001662694-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Overhaul Group, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001662428 Filed Document 0001662428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Edmonds Outdoors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001606973 Filed Document 0001209191-16-088059 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mascoma Mutual Financial Services Corp See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Griffin Financial Group, LLC CIK Number 0001661927 Filed Document 0001661927-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
I(X) Investments, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001662643 Filed Document 0001662643-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Pharmacy Portfolio VIII DST See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $12,835,947 Associated Brokers / Dealers Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, and Bobby L. Glass CIK Number 0001656719 Filed Document 0001656719-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Applied Cavitation, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Ramin Azar CIK Number 0001613273 Filed Document 0001613273-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Speyside Equity Fund I LP See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers GCA Savvian Advisors, LLC CIK Number 0001662073 Filed Document 0001662073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mellitus, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ferric, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001581213 Filed Document 0001581213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AKCEA THERAPEUTICS, INC. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $543,168,000 Associated Brokers / Dealers N/A CIK Number 0001662524 Filed Document 0001662524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LumenOptix, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,273,600 Associated Brokers / Dealers N/A CIK Number 0001662761 Filed Document 0001662761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Clover Health Investments, Corp. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001661101 Filed Document 0000905718-16-001027 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Redfern Longfellow, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001662409 Filed Document 0001662409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Beon Home, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001655509 Filed Document 0001655509-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
EVE Omni Investor, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001662901 Filed Document 0001662901-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
White Path Investors, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001663061 Filed Document 0001663061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Thanks Again, LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651865 Filed Document 0001651865-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Four Springs Capital Trust Series C See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers EDI Financial Inc. and Ecoban Securities Corporation CIK Number 0001662759 Filed Document 0001662759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Motion AI, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662193 Filed Document 0001662193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
Indus Omni Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424530 Filed Document 0000919574-16-008877 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Indus Pacific Opportunities Fund, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323844 Filed Document 0000919574-16-008872 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nanox Imaging plc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,525,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001613409 Filed Document 0001613409-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Equity
SkySafe, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001659377 Filed Document 0001659377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Primary Care Partners, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $72,000 Associated Brokers / Dealers N/A CIK Number 0001527951 Filed Document 0001527951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LTG Exam Prep Platform, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001662791 Filed Document 0001662791-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MFG Houston Lake, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001662988 Filed Document 0001662988-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Paulson DermTech Investments LLC See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Larry Cohen, Kevin Graetz, Minish Hede, Ahmed Gheith, William Pedersen, Peter Fogarty, Edmund Harelik, Harry Harelik, Starla Goff, Gary Saccaro, Dmitry Aksenov, Brian Czupek, Albert Landstrom, Timothy Touloukian, Marko Ugrenovic, John Cordin, Chris DeGroat, William Corbett, Jospeh Spinelli, Hazem Algendi, and Thomas Hoare CIK Number 0001649459 Filed Document 0001649459-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CareGuardian, Inc. See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $30,256,434 Associated Brokers / Dealers N/A CIK Number 0001661672 Filed Document 0001661672-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Wharf Real Estate Partners V, L.P. See All Filings	D/A	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001646277 Filed Document 0001646277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROI LAND INVESTMENTS LTD See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-16-004696 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Marinus Analytics, LLC See All Filings	D	2016-01-04 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001662150 Filed Document 0001662150-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-04 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt