Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCHRODER COMMODITY PORTFOLIO, a separate series of Schroder Investment Portfolios, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001444216 Filed Document 0001444216-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibreMax MSW Offshore Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634549 Filed Document 0000919574-16-011312 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore QP Partners, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OMNICAP, LLC, FAIR HAVEN PARTNERS, LLC, DETWILER FENTON WEALTH MANAGEMENT INC, AMERIPRISE FINANCIAL SERVICES, INC., DAWSON JAMES SECURITIES, INC., and Arthur Wood Company CIK Number 0001276904 Filed Document 0000919574-16-011329 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCS CAPITAL PARTNERS FUND LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344845 Filed Document 0001344845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackpier Atlas Fund, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615916 Filed Document 0001615916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEOLOGIC RESOURCE OPPORTUNITIES FUND LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436637 Filed Document 0001436637-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VCG ROCK SPRINGS LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001667771 Filed Document 0001667771-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
MassRoots, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589149 Filed Document 0001589149-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WINFIELD APARTMENTS, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001664561 Filed Document 0001664561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Finance Partners V (Parallel Entity), L.P. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666764 Filed Document 0001666764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadband Discovery Systems, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001514006 Filed Document 0001446933-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jubilee Tax Exempt Partners, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077286 Filed Document 0000919574-16-011367 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TEI Diversified Income & Opportunity Fund II, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $59,105,234 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001602852 Filed Document 0001661554-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
JUBILEE See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457646 Filed Document 0000919574-16-011362 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Alkeon Asia Growth, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES, LLC and SANDERS MORRIS HARRIS INC. CIK Number 0001410054 Filed Document 0000919574-16-011355 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon Senior Secured Credit Cayman Fund Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001544272 Filed Document 0001544272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Cabana, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $3,917,300 Associated Brokers / Dealers N/A CIK Number 0001667850 Filed Document 0001667850-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NOVEM See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-16-011336 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Deccan Value Investors Fund L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488340 Filed Document 0000902664-16-006060 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Secerno Real Estate B.V. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers Secerno Real Estate B.V. CIK Number 0001667809 Filed Document 0001667809-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NETHERLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Other
CWS DESERT RIDGE, LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $4,625,000 Associated Brokers / Dealers MARCUS LAM and TREVOR DALLAS CIK Number 0001664057 Filed Document 0001664057-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chainalysis Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001666923 Filed Document 0001231919-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Renibus Therapeutics, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001667699 Filed Document 0001667699-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KABR REAL ESTATE INVESTMENT PARTNERS IV, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667504 Filed Document 0001667504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Silver 8 Partners, LP See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666813 Filed Document 0001666813-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branch Metrics, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $34,999,993 Associated Brokers / Dealers N/A CIK Number 0001636615 Filed Document 0001636615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Short Credit Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647682 Filed Document 0001647682-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
R.M. Duncan Consulting Group, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers Randall M. Duncan, Stephen B. Murchison, and Robert M. Randolph Jr. CIK Number 0001668058 Filed Document 0001668058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
IR&M Intermediate Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486235 Filed Document 0001486235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
FiveW Merit LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001662101 Filed Document 0001393725-16-000180 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wooster Capital, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001229576 Filed Document 0000902664-16-006064 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldfield Oil, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001667748 Filed Document 0001667748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Kingdon Family Partnership, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909621 Filed Document 0000919574-16-011347 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cross Shore Fund, Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OMNICAP, LLC, Fair Haven Partners, LLC, Detwiler Fenton Wealth Management Inc, and Arthur Wood Company CIK Number 0001258322 Filed Document 0000919574-16-011323 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PREMIS Global Value Fund, a Series of Emerging Manager Platform, LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667935 Filed Document 0001667935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PRISA LP See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566301 Filed Document 0001566301-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHRODER DIVERSIFIED GROWTH PORTFOLIO, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001613349 Filed Document 0001613349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4 H Limited Partnership See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438809 Filed Document 0000919574-16-011373 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SCHRODER INTERNATIONAL SMALL COMPANIES PORTFOLIO, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCHRODER FUND ADVISORS LLC CIK Number 0001388288 Filed Document 0001388288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treasury Holdings LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001403467 Filed Document 0001403467-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookside Capital Partners Fund II, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459945 Filed Document 0001459945-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CaliberCos Inc. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001627282 Filed Document 0001627282-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
UNION SPRING FUND (USA) L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077870 Filed Document 0001077870-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
wPraxis Fund (USA) L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565055 Filed Document 0001565055-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saka Capital Liquid Credit Fund See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570946 Filed Document 0001012975-16-001040 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crosslink Toronado Fund, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580038 Filed Document 0000935836-16-000766 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geologic Resource Fund L P See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328973 Filed Document 0001328973-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB Merger Corp. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $1,500 Associated Brokers / Dealers None CIK Number 0001502706 Filed Document 0001502706-16-000003 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Alexza Pharmaceuticals Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001344413 Filed Document 0001603018-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Cayman Fund Ltd. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513945 Filed Document 0001513945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund