Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bay Equity LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001662451-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Emerging Growth Equities CIK Number 0001641804 Filed Document 0001641804-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trimark Investment Group LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers Trimark Investment Group CIK Number 0001656203 Filed Document 0001656203-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PHASE FOUR, INC. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001662786 Filed Document 0001662786-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Planet Found Energy Development LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634023 Filed Document 0001634023-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Hypur Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001641485 Filed Document 0001144204-16-073950 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
VacayStay Connect, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001574376 Filed Document 0001574376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Hampden Agencies Ltd See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001351058 Filed Document 0001351058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Endura Capital Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660787 Filed Document 0001660787-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
Tricadia Credit Strategies, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001378527 Filed Document 0001378527-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Greenman CIK Number 0001324669 Filed Document 0001324669-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudability Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,181,151 Associated Brokers / Dealers N/A CIK Number 0001554821 Filed Document 0001554821-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
East Valley Surgical Services LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001662884 Filed Document 0001662884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Vivex Biomedical, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001581881 Filed Document 0001581881-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Happy Inspector, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592440 Filed Document 0001592440-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D-Box Technologies Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $473,832 Associated Brokers / Dealers N/A CIK Number 0001662994 Filed Document 0001662994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
RAIN VENTURE 5, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001662191 Filed Document 0001662191-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KILO GOLDMINES LTD See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $653,717 Associated Brokers / Dealers Sprott Global Resources Investments, Ltd. CIK Number 0001435552 Filed Document 0001209191-16-088124 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fayetteville Lithotripters Limited Partnership - Arkansas I See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $54,994 Associated Brokers / Dealers N/A CIK Number 0001544692 Filed Document 0001544692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bonfyre Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,463,120 Associated Brokers / Dealers N/A CIK Number 0001594587 Filed Document 0000950138-16-000770 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
National Net Lease Portfolio VII DST See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $89,357,629 Associated Brokers / Dealers William S. Sheehan, Mark O. Coombe, Jeffrey L. Tiona, Barbara L. Klenovich, and Carmen D. Morrone Jr. CIK Number 0001661515 Filed Document 0001661515-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BALL CORP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $399,987,704 Associated Brokers / Dealers N/A CIK Number 0000009389 Filed Document 0001104659-16-088118 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $Over $100,000,000 Type of Security Equity
Mortgage Collaborative Cooperative See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610469 Filed Document 0001493152-16-006625 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WindSail Credit Fund, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591566 Filed Document 0001591566-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPSENS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $99,295 Associated Brokers / Dealers N/A CIK Number 0001433687 Filed Document 0001209191-16-088130 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Railroad Mission, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $4,055,000 Associated Brokers / Dealers N/A CIK Number 0001650665 Filed Document 0001650665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CallMiner, Inc. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $16,287,385 Associated Brokers / Dealers N/A CIK Number 0001300640 Filed Document 0001300640-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aurate LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001662715 Filed Document 0001662715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quartzy, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $17,556,608 Associated Brokers / Dealers N/A CIK Number 0001579981 Filed Document 0001579981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RHYTHM DIAGNOSTIC SYSTEMS, INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,586,104 Associated Brokers / Dealers N/A CIK Number 0001662221 Filed Document 0001662221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GOOD LIFE NETWORKS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $195,245 Associated Brokers / Dealers N/A CIK Number 0001641528 Filed Document 0001183740-16-000276 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Bridge Growth Partners (Parallel), LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. CIK Number 0001601656 Filed Document 0000899140-16-000931 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NIRVANA FINANCIAL SOLUTIONS INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,017,205 Associated Brokers / Dealers N/A CIK Number 0001661891 Filed Document 0001661891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forum Global Opportunities Fund, LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers MANN MANN JENSEN PARTNERS LP CIK Number 0001458626 Filed Document 0001458554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Nery Capital Partners, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299125 Filed Document 0001315863-16-000999 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pierpoint Partners LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566868 Filed Document 0001144204-16-075229 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ORACLE PARTNERS LP See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941901 Filed Document 0000899140-16-000917 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
North Texas Renal Management III LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $190,925 Associated Brokers / Dealers N/A CIK Number 0001662696 Filed Document 0001662696-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BLUE DESKS INC. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001662062 Filed Document 0001662062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HESTIA CAPITAL PARTNERS LP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cortexyme, Inc. See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $15,918,641 Associated Brokers / Dealers N/A CIK Number 0001662774 Filed Document 0001662774-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bay Equity LLC See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001412697 Filed Document 0001662451-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visium Institutional Partners Fund, Ltd. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485065 Filed Document 0000919574-16-008942 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
REAL HIP-HOP NETWORK, INC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001497918 Filed Document 0001214659-16-008942 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Harvest Partners Structured Capital Fund, L.P. See All Filings	D/A	2016-01-05 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001622921 Filed Document 0000950142-16-002761 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLUECROSS BLUESHIELD VENTURE PARTNERS III, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662877 Filed Document 0001393725-16-000144 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingdom Scene Endeavors, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001532946 Filed Document 0000950138-16-000749 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Vertice Pharma UK Parent Ltd See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $299,990,000 Associated Brokers / Dealers N/A CIK Number 0001662624 Filed Document 0001662624-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Snap Finance Holdings, LLC See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised $7,318,000 Associated Brokers / Dealers N/A CIK Number 0001662896 Filed Document 0001080368-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Caliber Residential Advantage Fund LLLP See All Filings	D	2016-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663037 Filed Document 0001543004-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity