Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serenity Pharmaceuticals LLC See All Filings	D	2016-07-01 15:26:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001674920 Filed Document 0001674920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:26:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
O'Brien Alternative Strategic Investment Solutions, LLC See All Filings	D/A	2016-07-01 15:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612413 Filed Document 0001612413-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:21:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mobile Money Americas Corp. See All Filings	D/A	2016-07-01 15:18:06 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001632777 Filed Document 0001632777-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:18:06 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARGA GLOBAL FUND, A SERIES OF ARGA FUNDS TRUST See All Filings	D/A	2016-07-01 15:15:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493614 Filed Document 0001493614-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:15:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Likeable Local Inc. See All Filings	D	2016-07-01 15:12:11 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001573450 Filed Document 0001573450-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:12:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TTCP Executive Fund - LM, LLC See All Filings	D	2016-07-01 15:11:43 UTC
Amount To Be Raised $5,225,000 Associated Brokers / Dealers N/A CIK Number 0001674909 Filed Document 0001615594-16-000234 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:11:43 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AGH Therapeutics, Inc. See All Filings	D/A	2016-07-01 15:10:07 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001649024 Filed Document 0001634848-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:10:07 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Unico Boutique Office Portfolio LP See All Filings	D/A	2016-07-01 15:06:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Veber Partners CIK Number 0001609123 Filed Document 0001609123-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 15:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iRef, Inc See All Filings	D	2016-07-01 14:59:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678695 Filed Document 0001678695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:59:04 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OceanGate Inc See All Filings	D	2016-07-01 14:54:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001559118 Filed Document 0001559118-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:54:37 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
L Catterton VIII, L.P. See All Filings	D	2016-07-01 14:47:59 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001678527 Filed Document 0001678527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:47:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tech Foundry Ventures, Inc. See All Filings	D	2016-07-01 14:47:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001605481 Filed Document 0001493152-16-011232 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:47:52 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Joy Capital I, L.P. See All Filings	D/A	2016-07-01 14:43:33 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001643343 Filed Document 0001643343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:43:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SINEWAVE VENTURES FUND I, L.P. See All Filings	D/A	2016-07-01 14:43:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639533 Filed Document 0001639533-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:43:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accuitis Inc. See All Filings	D/A	2016-07-01 14:38:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634848 Filed Document 0001634848-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:38:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SONOMA BEVERAGE WORKS, INC. See All Filings	D/A	2016-07-01 14:34:01 UTC
Amount To Be Raised $5,375,250 Associated Brokers / Dealers N/A CIK Number 0001571707 Filed Document 0001571707-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:34:01 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PAYCOR, INC See All Filings	D	2016-07-01 14:31:41 UTC
Amount To Be Raised $44,999,999 Associated Brokers / Dealers N/A CIK Number 0001138779 Filed Document 0001138779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:31:41 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I (Cayman), L.P. See All Filings	D/A	2016-07-01 14:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and De Luna Partners, Inc. CIK Number 0001621531 Filed Document 0000950103-16-014550 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I (AI), L.P. See All Filings	D/A	2016-07-01 14:19:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and De Luna Partners, Inc. CIK Number 0001621529 Filed Document 0000950103-16-014549 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:19:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Reverence Capital Partners Opportunities Fund I, L.P. See All Filings	D/A	2016-07-01 14:18:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascent Capital Advisors Limited, Firerush Ventures No. 3 LP, BTIG, LLC, Hycroft LLP, Moravia Capital AG, Sparring Partners Capital LLC, BW Albatross Invest Gmbh, and De Luna Partners, Inc. CIK Number 0001621530 Filed Document 0000950103-16-014548 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:18:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ConAm Vancouver Williams Investors LLC See All Filings	D	2016-07-01 14:16:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001677598 Filed Document 0001677598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:16:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pasha Group See All Filings	D	2016-07-01 14:15:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677549 Filed Document 0001104659-16-130750 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:15:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW FINANCIAL PRIVATE EQUITY PARTNERSHIP FUND (CAYMAN FEEDER), L.P. See All Filings	D	2016-07-01 14:15:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001434549 Filed Document 0001012975-16-001323 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:15:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InEnTec Inc. See All Filings	D	2016-07-01 14:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039614 Filed Document 0001039614-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:14:17 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Mallard Fund, L.P. See All Filings	D/A	2016-07-01 14:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465938 Filed Document 0001464059-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:14:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Secondary Partners IV, SLP See All Filings	D	2016-07-01 14:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678552 Filed Document 0001678553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Security Systems LLC See All Filings	D	2016-07-01 14:12:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666417 Filed Document 0001666417-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:12:22 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
BRP Capital LLC See All Filings	D	2016-07-01 14:12:17 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678702 Filed Document 0001678702-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:12:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sepia Products, LLC See All Filings	D	2016-07-01 14:12:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678649 Filed Document 0001678649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:12:03 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Amulet Capital Fund I, L.P. See All Filings	D/A	2016-07-01 14:08:17 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001645191 Filed Document 0001645191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:08:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Kestrel Fund, L.P. See All Filings	D/A	2016-07-01 14:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001464059-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Secondary Partners IV Feeder, SLP See All Filings	D	2016-07-01 14:05:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678553 Filed Document 0001678553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:05:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SimpleHealth Ventures Inc. See All Filings	D/A	2016-07-01 14:04:10 UTC
Amount To Be Raised $3,488,152 Associated Brokers / Dealers N/A CIK Number 0001639667 Filed Document 0001639667-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:04:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Private Advisors Small Co Coinvestment Fund LP See All Filings	D/A	2016-07-01 14:03:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001660017 Filed Document 0001660017-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solace Capital Special Situations Fund, L.P. See All Filings	D/A	2016-07-01 14:00:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Eaton Partners, LLC and Equus Financial Consulting LLC CIK Number 0001640121 Filed Document 0001640121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-01 14:00:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Credit BDC Inc. See All Filings	D/A	2016-07-01 13:50:51 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001633858 Filed Document 0000945621-16-000645 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:50:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CCP-Front Desk LLC See All Filings	D	2016-07-01 13:48:42 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001678709 Filed Document 0001678709-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:48:42 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Mesirow Financial Private Equity Fund VII-B, L.P. See All Filings	D	2016-07-01 13:47:09 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001677922 Filed Document 0001677922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garganey, LP See All Filings	D/A	2016-07-01 13:46:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577152 Filed Document 0001464059-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:46:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Matrix Fund LP See All Filings	D	2016-07-01 13:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669096 Filed Document 0001669096-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:45:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Financial Private Equity Fund VII-A, L.P. See All Filings	D	2016-07-01 13:45:03 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001670507 Filed Document 0001677922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:45:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tabu Health, Inc. See All Filings	D	2016-07-01 13:35:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001678510 Filed Document 0001678510-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:35:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Partners Group Direct Equity 2016 (USD) C-I, L.P. See All Filings	D	2016-07-01 13:34:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678603 Filed Document 0001678603-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:34:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pitch Me LLC See All Filings	D	2016-07-01 13:26:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001678698 Filed Document 0000905729-16-000616 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:26:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Flamingo Fund, L.P. See All Filings	D/A	2016-07-01 13:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464060 Filed Document 0001464059-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Divine South End, LLC See All Filings	D	2016-07-01 13:22:53 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001678198 Filed Document 0001678198-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:22:53 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 157 See All Filings	D	2016-07-01 13:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001673839 Filed Document 0001673839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:20:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elmdale Partners SEF III, LP See All Filings	D	2016-07-01 13:17:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001678710 Filed Document 0001678710-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:17:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Corum Convictions See All Filings	D	2016-07-01 13:15:21 UTC
Amount To Be Raised $1,147,968,526 Associated Brokers / Dealers N/A CIK Number 0001678544 Filed Document 0000945621-16-000644 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:15:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crested Crane, LP See All Filings	D/A	2016-07-01 13:09:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526668 Filed Document 0001464059-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-01 13:09:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity