Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
S. W. MITCHELL EUROPEAN LTD See All Filings	D/A	2016-07-08 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340800 Filed Document 0000943663-16-000405 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barnett Energy #25 (Turner #2B) General Partnership See All Filings	D	2016-07-08 11:23:34 UTC
Amount To Be Raised $496,890 Associated Brokers / Dealers N/A CIK Number 0001676497 Filed Document 0001676497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:23:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Hinde Gold Feeder Fund L.P. See All Filings	D/A	2016-07-08 11:23:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523431 Filed Document 0001523431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:23:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Augusta, LLC See All Filings	D/A	2016-07-08 11:03:36 UTC
Amount To Be Raised $8,450,000 Associated Brokers / Dealers N/A CIK Number 0001676890 Filed Document 0001676890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 11:03:36 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PeakEquity Partners I, L.P. See All Filings	D/A	2016-07-08 10:59:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAWRENCE B. HOLLIN and Stanwich Advisors LLC CIK Number 0001648840 Filed Document 0001648840-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:59:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Paperless Transaction Management, Inc. See All Filings	D	2016-07-08 10:51:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468389 Filed Document 0001468389-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-07-08 10:51:11 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
KPG One Washington Investors, L.P. See All Filings	D	2016-07-08 10:35:45 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001679036 Filed Document 0001679036-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-08 10:35:45 UTC Type of Offering D Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Global Fixed Income Trust See All Filings	D/A	2016-07-08 10:32:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525578 Filed Document 0001525578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:32:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Strategic Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2016-07-08 10:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525576 Filed Document 0001525576-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2016-07-08 10:27:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525128 Filed Document 0001525128-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:27:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW TOPS World Equities (US) Fund See All Filings	D/A	2016-07-08 10:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611766 Filed Document 0000902664-16-007538 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:27:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Credit Alpha (Offshore) Fund See All Filings	D/A	2016-07-08 10:26:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588270 Filed Document 0001678859-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:26:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River FUND LTD See All Filings	D/A	2016-07-08 10:25:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450317 Filed Document 0001450317-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:25:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axfund Cayman Feeder Fund See All Filings	D/A	2016-07-08 10:25:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647321 Filed Document 0001647321-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:25:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Global Discounted Assets Portfolio, a series of Lazard Discounted Assets Focus Funds LLC See All Filings	D/A	2016-07-08 10:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001525127 Filed Document 0001525127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Libra Fund QP, L.P. See All Filings	D/A	2016-07-08 10:20:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579291 Filed Document 0000945621-16-000654 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:20:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund See All Filings	D/A	2016-07-08 10:19:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611811 Filed Document 0000902664-16-007537 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:19:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Global Secondaries IV, L.P. See All Filings	D	2016-07-08 10:18:44 UTC
Amount To Be Raised $564,300,045 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001575472 Filed Document 0001575472-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hadrian Ventures LLC See All Filings	D	2016-07-08 10:14:33 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001678813 Filed Document 0001678813-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-08 10:14:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Pine River China Fund Ltd. See All Filings	D/A	2016-07-08 10:14:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647795 Filed Document 0001647795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:14:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHEAST BANCORP /ME/ See All Filings	D	2016-07-08 10:06:34 UTC
Amount To Be Raised $15,050,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0000811831 Filed Document 0001647950-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:06:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Cardinal Spine, LLC See All Filings	D/A	2016-07-08 10:02:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:02:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 10:00:22 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-07-08 10:00:22 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Tekne Long Only Offshore Fund, Ltd. See All Filings	D	2016-07-08 09:59:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678894 Filed Document 0000919574-16-013972 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:59:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESG Intrepid Offshore Fund Ltd. See All Filings	D	2016-07-08 09:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675505 Filed Document 0000919574-16-013970 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:57:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2016-07-08 09:55:06 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:55:06 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHEVRON PHILLIPS CHEMICAL CO LP See All Filings	D/A	2016-07-08 09:51:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137293 Filed Document 0001137293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:51:55 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Accountable Healthcare Holdings Corp. See All Filings	D	2016-07-08 09:36:21 UTC
Amount To Be Raised $18,675,000 Associated Brokers / Dealers N/A CIK Number 0001545726 Filed Document 0001012975-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:36:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Debt
Irvington Capital Fund, LLC See All Filings	D/A	2016-07-08 09:27:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647476 Filed Document 0001144204-16-112124 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purple Mixer, Inc. See All Filings	D/A	2016-07-08 09:27:20 UTC
Amount To Be Raised $2,812,737 Associated Brokers / Dealers N/A CIK Number 0001677469 Filed Document 0001144204-16-112123 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:27:20 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medicom Technologies, Inc. See All Filings	D	2016-07-08 09:25:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:25:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Surgimatix, Inc. See All Filings	D	2016-07-08 09:18:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001529483 Filed Document 0001529483-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 09:18:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DLD Event Onshore Fund, LP See All Filings	D/A	2016-07-08 08:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578298 Filed Document 0001315863-16-001603 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dimensional Funds plc - Emerging Markets Large Cap Core Equity Fund See All Filings	D/A	2016-07-08 08:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643252 Filed Document 0000945621-16-000653 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:31:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCV 2016 Private Investors, L.P. See All Filings	D	2016-07-08 08:24:48 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001678286 Filed Document 0001678286-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stelliam Offshore Fund II, Ltd. See All Filings	D/A	2016-07-08 08:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001597833 Filed Document 0001315863-16-001602 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bain Capital Venture Fund 2016, L.P. See All Filings	D	2016-07-08 08:22:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001678394 Filed Document 0001678394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 08:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Draper Esprit plc See All Filings	D	2016-07-08 07:45:02 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers Numis Securities Limited CIK Number 0001678457 Filed Document 0001678457-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-08 07:45:02 UTC Type of Offering D Industry Investing Principal Place of Business UNITED KINGDOM Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Blackstone Partners Offshore Fund Ltd. (Class X Shares) See All Filings	D/A	2016-07-08 07:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581759 Filed Document 0000902664-16-007535 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D/A	2016-07-08 07:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-16-007533 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:19:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burnham Harbor Fund Ltd. See All Filings	D/A	2016-07-08 07:17:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553201 Filed Document 0000902664-16-007532 Exclusions or Exemptions 506b Accepted Date 2016-07-08 07:17:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen at Briagate, LLC See All Filings	D/A	2016-07-08 07:13:55 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers Coughlin & Company, Inc. CIK Number 0001678602 Filed Document 0001678602-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-08 07:13:55 UTC Type of Offering D/A Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Macquarie Asian Alpha US Feeder Fund See All Filings	D	2016-07-07 21:52:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678599 Filed Document 0001678599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Jessmar Real Estate Opportunity Fund, LLC See All Filings	D	2016-07-07 21:31:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001679138 Filed Document 0001679138-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:31:03 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVISTONE DEARBORN, LLC See All Filings	D/A	2016-07-07 21:22:53 UTC
Amount To Be Raised $3,164,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678243 Filed Document 0001678243-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:22:53 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BELLWETHER HOUSING See All Filings	D	2016-07-07 21:21:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001629991 Filed Document 0001629991-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-07 21:21:47 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Uvida PBC See All Filings	D	2016-07-07 21:20:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A - Self-funded CIK Number 0001679134 Filed Document 0001679134-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:20:53 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AVISTONE DEARBORN S, LLC See All Filings	D/A	2016-07-07 21:02:20 UTC
Amount To Be Raised $3,164,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678245 Filed Document 0001678245-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 21:02:20 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
AVISTONE TULLER S, LLC See All Filings	D/A	2016-07-07 20:49:36 UTC
Amount To Be Raised $2,071,000 Associated Brokers / Dealers WEALTHFORGE SECURITIES, LLC CIK Number 0001678154 Filed Document 0001678154-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-07-07 20:49:36 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
Proof of Concept, LLC See All Filings	C/A	2016-07-07 20:26:45 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001677340 Filed Document 0001670254-16-000073 Accepted Date 2016-07-07 20:26:45 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK