Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INGRAIN INC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,554,512 Associated Brokers / Dealers N/A CIK Number 0001440785 Filed Document 0001440785-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aperios Emerging Connectivity Fund, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP SECURITIES, INC. and OPPENHEIMER & CO. INC. CIK Number 0001526767 Filed Document 0000919574-16-009146 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NB Vue Mac, DST See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $14,871,000 Associated Brokers / Dealers Brian Nelson CIK Number 0001662792 Filed Document 0001662792-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NEW YORK LIFE INSURANCE CO See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000071633 Filed Document 0000071633-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
CASTA-SOS II, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663386 Filed Document 0001663386-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Hawaii Island Air, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $36,000 Associated Brokers / Dealers N/A CIK Number 0001663387 Filed Document 0001663387-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Airlines and Airports Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
California Safe Soil, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,747,000 Associated Brokers / Dealers N/A CIK Number 0001543189 Filed Document 0001543189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Braeside Capital, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001300407 Filed Document 0001315863-16-001020 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thompson Strategies, Ltd. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538627 Filed Document 0000919574-16-009160 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteelMill Fund Ltd See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509116 Filed Document 0000950142-16-002825 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Multi-Manager Portfolio, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464988 Filed Document 0001663269-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Trove Predictive Data Science LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001663342 Filed Document 0001663342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caspian Focused Credit Fund, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597231 Filed Document 0001597231-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Constellation U.S. Fund, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510077 Filed Document 0000919574-16-009158 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Opportunity Fund, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENSYN CORP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001339843 Filed Document 0001339843-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
IRONGATE GLOBAL ALPHA FUND, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489569 Filed Document 0001144204-16-076583 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Strategic Solutions Global Hedged Equity Co See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001480379 Filed Document 0001480379-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC INDIA PRINCIPALS FUND V LTD See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657029 Filed Document 0001657029-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fisher Investments Institutional Fund Global Small Cap Fund See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001568763 Filed Document 0001568763-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ICONIQ Access 12, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577427 Filed Document 0001593973-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guilty Soles, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001663282 Filed Document 0000898432-16-001808 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Partners Europe V L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663185 Filed Document 0001663185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lift Credit, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001663442 Filed Document 0001663442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Ashmore Emerging Markets Corporate High Yield Fund Ltd See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001566883 Filed Document 0001566883-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edenbrook Value Fund, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins//Bay Island Securities, LLC CIK Number 0001540090 Filed Document 0000919574-16-009152 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Contingent Asset Portfolio, LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001629941 Filed Document 0001629941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Capital Partners, LP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663122 Filed Document 0001140361-16-047691 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GTIS Brazil III Feeder Fund (DE) LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001630192 Filed Document 0000947871-16-000917 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore Local Currency Debt Portfolio See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566891 Filed Document 0001566891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Energy Fund, LP See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658323 Filed Document 0001658323-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ionic Event Driven Fund LLC See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540833 Filed Document 0001540833-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Movista, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001528340 Filed Document 0001245105-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Hapten Sciences, Inc. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001526465 Filed Document 0001526465-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
Tahzoo LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001623712 Filed Document 0001623712-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
RETAILNEXT, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $5,978,362 Associated Brokers / Dealers N/A CIK Number 0001429970 Filed Document 0001429970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YMEDICA, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001643460 Filed Document 0001643460-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Harlan Special Opportunities Fund II LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598159 Filed Document 0000945621-16-000372 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TalentSky, Inc. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOPKINS U S FUND LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001396153 Filed Document 0001396153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Debt
Harvest Intrexon Enterprise Fund I, LP See All Filings	D/A	2016-01-12 00:00:00 UTC
Amount To Be Raised $245,156,250 Associated Brokers / Dealers N/A CIK Number 0001653049 Filed Document 0001653049-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Park Ave Self Storage Investments, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $665,000 Associated Brokers / Dealers N/A CIK Number 0001663744 Filed Document 0001663744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratocom Solutions Corp. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $20,191 Associated Brokers / Dealers N/A CIK Number 0001664206 Filed Document 0001664206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RANT, INC. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001592559 Filed Document 0001415889-16-004400 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Infinite Conferencing Partners, LLC See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001662534 Filed Document 0001662534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
KLH Capital Fund III, L.P. See All Filings	D	2016-01-12 00:00:00 UTC
Amount To Be Raised $45,750,000 Associated Brokers / Dealers N/A CIK Number 0001663141 Filed Document 0001192482-16-000471 Exclusions or Exemptions 506b Accepted Date 2016-01-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund