Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AJO Global All-Cap Fund, Ltd. See All Filings	D/A	2016-07-11 11:36:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647855 Filed Document 0001647855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:36:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heronbridge Value Equity Fund See All Filings	D/A	2016-07-11 11:26:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554600 Filed Document 0001554600-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:26:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVEDIX, Inc. See All Filings	D	2016-07-11 11:19:11 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587158 Filed Document 0001587158-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:19:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
thinkcerca.com, inc. See All Filings	D	2016-07-11 11:15:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001635668 Filed Document 0001635668-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:15:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Prelude Therapeutics Inc. See All Filings	D	2016-07-11 11:15:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001678660 Filed Document 0001678660-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:15:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Energy Participation Fund LLC See All Filings	D/A	2016-07-11 11:11:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001575901 Filed Document 0001575901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 11:11:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Regional Bank Opportunities Fund L.P. See All Filings	D/A	2016-07-11 10:40:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581356 Filed Document 0001012975-16-001346 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:40:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Saranas Inc. See All Filings	D/A	2016-07-11 10:17:50 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615461 Filed Document 0001615461-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:17:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CNG MIDWEST CITY, LLC See All Filings	D	2016-07-11 10:16:25 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers Oak Hills Securities, Inc. CIK Number 0001678504 Filed Document 0001678504-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-07-11 10:16:25 UTC Type of Offering D Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Arel Saxon Hall LP See All Filings	D	2016-07-11 10:13:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676658 Filed Document 0000902664-16-007553 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:13:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jericho Capital Partners L.P. See All Filings	D/A	2016-07-11 10:10:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468076 Filed Document 0000919574-16-014021 Exclusions or Exemptions 506b Accepted Date 2016-07-11 10:10:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LAMPLIGHTER SENIOR HOUSING II, LLC See All Filings	D	2016-07-11 09:55:32 UTC
Amount To Be Raised $10,591,064 Associated Brokers / Dealers None CIK Number 0001678600 Filed Document 0001678600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:55:32 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AJO GLOBAL MARKET-NEUTRAL FUND, LTD. See All Filings	D/A	2016-07-11 09:50:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647853 Filed Document 0001647853-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:50:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Global Hexagon Fund, L.P. See All Filings	D/A	2016-07-11 09:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001580609 Filed Document 0000902664-16-007551 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rooster Florida Inc. See All Filings	D	2016-07-11 09:27:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675693 Filed Document 0001675693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:27:29 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Marylebone Lane Fund LP See All Filings	D/A	2016-07-11 09:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612606 Filed Document 0000902664-16-007550 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandhills Financial Services, LLC See All Filings	D	2016-07-11 09:20:19 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001486192 Filed Document 0001486192-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:20:19 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Willow Creek TIC See All Filings	D	2016-07-11 09:13:39 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001678860 Filed Document 0001678860-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:13:39 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
TN Willow Creek, LLC See All Filings	D	2016-07-11 09:07:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001678914 Filed Document 0001678914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-11 09:07:02 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Visante, Inc. See All Filings	D	2016-07-08 21:03:10 UTC
Amount To Be Raised $118,750 Associated Brokers / Dealers N/A CIK Number 0001588042 Filed Document 0001588042-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 21:03:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PEG Global Private Equity Institutional Investors VI Offshore Special L.P. See All Filings	D	2016-07-08 19:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678513 Filed Document 0001678513-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 19:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cottonwood Residential O.P., LP See All Filings	D/A	2016-07-08 19:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ORCHARD SECURITIES, LLC, CENTAURUS FINANCIAL, INC., INDEPENDENT FINANCIAL GROUP, LLC, KALOS CAPITAL, INC., LIGHTHOUSE CAPITAL GROUP, LLC, NEWBRIDGE SECURITIES CORPORATION, ROWLAND CARMICHAEL ADVISORS INC., and KOVACK SECURITIES INC. CIK Number 0001480126 Filed Document 0001480126-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-07-08 19:34:09 UTC Type of Offering D/A Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Corona Investors, LLC See All Filings	D	2016-07-08 19:31:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corona Investors, LLC CIK Number 0001679058 Filed Document 0001679058-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 19:31:06 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PEG Global Private Equity Institutional Investors VI LLC See All Filings	D	2016-07-08 19:18:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678512 Filed Document 0001678513-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 19:18:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Resilio, Inc. See All Filings	D	2016-07-08 19:01:37 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001679260 Filed Document 0001679260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 19:01:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chosen One Hospitality, Inc. See All Filings	D	2016-07-08 18:43:38 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001679052 Filed Document 0001679052-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-07-08 18:43:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APEG Energy, LP See All Filings	D/A	2016-07-08 18:37:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001663230 Filed Document 0001663230-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:37:23 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vintage 2016 Private Investments Non-U.S. SICAV-SIF S.C.Sp. See All Filings	D/A	2016-07-08 18:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001676529 Filed Document 0001676529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:33:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Scan Inc. See All Filings	D/A	2016-07-08 18:33:12 UTC
Amount To Be Raised $13,999,915 Associated Brokers / Dealers N/A CIK Number 0001627080 Filed Document 0001627080-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:33:12 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HPC-AMH Investors, LLC See All Filings	D	2016-07-08 18:29:13 UTC
Amount To Be Raised $6,971,000 Associated Brokers / Dealers N/A CIK Number 0001679238 Filed Document 0001679238-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:29:13 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vintage 2016 Private Investments, LLC See All Filings	D/A	2016-07-08 18:28:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001676528 Filed Document 0001676528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:28:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skye Global Fund LLC See All Filings	D	2016-07-08 18:09:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675875 Filed Document 0001675875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 18:09:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Limbik Inc See All Filings	D	2016-07-08 17:41:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001678872 Filed Document 0001678872-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:41:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TRIMETALS MINING INC. See All Filings	D	2016-07-08 17:37:20 UTC
Amount To Be Raised $7,722 Associated Brokers / Dealers N/A CIK Number 0001393435 Filed Document 0001393435-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:37:20 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Meredian Holdings Group, Inc. See All Filings	D	2016-07-08 17:24:06 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001602984 Filed Document 0001144204-16-112287 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:24:06 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 149 See All Filings	D	2016-07-08 17:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001678772 Filed Document 0001678772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:15:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Real Estate Partners Europe L.P. See All Filings	D/A	2016-07-08 17:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cyngus Investment Partners LP, Wilmington Trust, National Association, Wilmington Trust Company, Manufacturers and Traders Trust Company, and Noah Holdings (Hong Kong) Limited CIK Number 0001649792 Filed Document 0001649792-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:14:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2016-07-08 17:09:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001584220 Filed Document 0001584220-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:09:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medalist Diversified REIT, Inc. See All Filings	1-A/A	2016-07-08 17:05:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001654595 Filed Document 0001144204-16-112275 Accepted Date 2016-07-08 17:05:01 UTC Type of Offering 1-A/A Industry REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
Sixty Capital Fund, LLC See All Filings	D/A	2016-07-08 17:03:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646833 Filed Document 0001646833-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 17:03:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pistol Lake, Inc. See All Filings	D	2016-07-08 16:57:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001569380 Filed Document 0001569380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:57:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARKANSAS LITHOTRIPSY LLC See All Filings	D	2016-07-08 16:56:35 UTC
Amount To Be Raised $1,998,000 Associated Brokers / Dealers N/A CIK Number 0001229551 Filed Document 0001229551-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:56:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KPG One Washington Investors Parallel, L.P. See All Filings	D/A	2016-07-08 16:53:52 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001679000 Filed Document 0001679000-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:53:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gar76 See All Filings	D	2016-07-08 16:51:44 UTC
Amount To Be Raised $1,520,220 Associated Brokers / Dealers N/A CIK Number 0001657168 Filed Document 0001657168-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
USAA Eagle Real Estate Feeder 1, LP See All Filings	D/A	2016-07-08 16:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565674 Filed Document 0001565674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2016-07-08 16:49:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-16-000125 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:49:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
KPG One Washington Investors, L.P. See All Filings	D/A	2016-07-08 16:48:15 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001679036 Filed Document 0001679036-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:48:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Venture See All Filings	D	2016-07-08 16:48:08 UTC
Amount To Be Raised $2,618,837 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:48:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Ivoryton Opportunity Fund LLC See All Filings	D/A	2016-07-08 16:42:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603778 Filed Document 0001140361-16-072009 Exclusions or Exemptions 506b Accepted Date 2016-07-08 16:42:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iConsumer Corp. See All Filings	1-A/A	2016-07-08 16:42:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652350 Filed Document 0001644600-16-000165 Accepted Date 2016-07-08 16:42:10 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $1,177 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)